IPO registrations (S-1, F-1) · Underwriters
CODE Advisors
- Deals
- 6 priced offerings as an underwriter, 1 as lead manager or representative; 6 initial public offerings
- Proceeds of those deals
- $2,960,152,561 ($200,000,000 as lead)
- Years
- 2011–2021
- Named in
- 11 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as CODE ADVISORS LLC · filings on EDGAR ↗
- Named as
- CODE Advisors; Code Advisors LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2021 | 3 | 1 | $886,200,000 |
| 2018 | 1 | 0 | $180,000,000 |
| 2013 | 1 | 0 | $1,820,000,000 |
| 2011 | 1 | 0 | $73,952,561 |
Deals 6
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-08-12 | TPB Acquisition Corp I CA | Syndicate | $10.00 | 17,500,000 | $175,000,000 | Nasdaq TPBA | IPO | 2 | 424B4 ↗ | |
| 2021-04-30 | Endeavor Group Holdings, Inc. CA | Syndicate | $24.00 | 21,300,000 | $511,200,000 | NYSE EDR | IPO | 21 | 424B4 ↗ | |
| 2021-01-19 | Group Nine Acquisition Corp. NY | Lead | $10.00 | 20,000,000 | $200,000,000 | Nasdaq GNAC | IPO | 2 | 424B4 ↗ | |
| 2018-09-26 | MOMENTIVE GLOBAL INC. CA | Syndicate | $12.00 | 15,000,000 | $180,000,000 | Nasdaq SVMK | IPO | 9 | 424B4 ↗ | |
| 2013-11-07 | TWITTER, INC. CA | Syndicate | $26.00 | 70,000,000 | $1,820,000,000 | NYSE TWTR | IPO | 8 | 424B4 ↗ | |
| 2011-11-17 | Angie's List, Inc. IN | Syndicate | $8.41 | 8,793,408 | $73,952,561 | Nasdaq ANGI | IPO | 9 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Allen & Company | 3 | 0 |
| Barclays | 3 | 2 |
| BofA Securities | 3 | 0 |
| J.P. Morgan | 3 | 1 |
| Credit Suisse | 2 | 0 |
| Deutsche Bank | 2 | 0 |
| Goldman Sachs | 2 | 1 |
| Merrill Lynch | 2 | 1 |
| Morgan Stanley | 2 | 1 |
| RBC Capital Markets | 2 | 0 |
| UBS | 2 | 0 |
| Academy Securities | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.