IPO registrations (S-1, F-1) · Underwriters
Additional Information
- Deals
- 7 priced offerings as an underwriter, 2 as lead manager or representative; 1 initial public offering
- Proceeds of those deals
- $341,749,193 ($35,729,193 as lead)
- Years
- 1996–1998
- Named in
- 21 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 7
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-09 | Cheniere Energy, Inc. TX | Lead | $1.40 | 1,302,550 | $1,823,570 | Nasdaq CHEX | Offering | 2 | 424B1 ↗ | |
| 1998-03-12 | IMPATH INC NY | Syndicate | $76.00 | 2,000,000 | $152,000,000 | Nasdaq IMPH | Offering | 2 | 424B4 ↗ | |
| 1997-12-16 | EMERGENT GROUP INC/NY CA | Syndicate | $6.00 | 120,000 | $720,000 | Offering | 2 | 424B1 ↗ | ||
| 1997-06-06 | WITS BASIN PRECIOUS MINERALS INC MN | Syndicate | $5.50 | 600,000 | $3,300,000 | NYSE American MTE | Offering | 2 | 424B1 ↗ | |
| 1997-06-04 | ARTRA GROUP INC IL | Lead | $7.40 | 4,581,841 | $33,905,623 | NYSE American CFS | Offering | 1 | 424B1 ↗ | |
| 1996-09-19 | SYGNET WIRELESS INC OH | Syndicate | - | - | Offering | 5 | 424B4 ↗ | |||
| 1996-05-10 | EXCELCOM INC TX | Syndicate | $15.00 | 10,000,000 | $150,000,000 | NYSE ECI | IPO | 50 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1998-06-09 | NAVIGANT INTERNATIONAL INC | Syndicate | 2,000,000 | Nasdaq FLYR | Priced 1998-06-10 (terms not read) | S-1/A ↗ | |
| 1996-09-17 | SYGNET WIRELESS INC | Syndicate | - | Priced 1996-09-19 (terms not read) | S-1/A ↗ | ||
| 1995-08-18 | AMERICAN RICE INC | Syndicate | - | Priced 1995-08-23 (terms not read) | S-1/A ↗ | ||
| 1994-03-16 | CONSECO FINANCE CORP | Syndicate | - | Priced 1994-03-21 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Donaldson, Lufkin & Jenrette | 2 | 2 |
| Lehman Brothers | 2 | 0 |
| UBS | 2 | 1 |
| Advest, Inc | 1 | 0 |
| A.G. Edwards | 1 | 0 |
| Alex. Brown & Sons | 1 | 0 |
| Available Information | 1 | 0 |
| Certain Terms | 1 | 0 |
| Credit Suisse | 1 | 0 |
| Crowell, Weedon & Co | 1 | 0 |
| Cruttenden Roth Incorporated | 1 | 0 |
| Dean Witter | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.