IPO registrations (S-1, F-1) · Registrants
UBS AG
- SEC CIK
- 1114446 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2000-09-20, last 2000-12-28; 3 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2000-10-03; withdrawal requested 2002-07-17
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- V8
- Business address
- BAHNHOFSTRASSE 45, Zurich, V8 CH 8001
- Ticker
- AMUB, BDCX, BDCZ, CEFD, HDLB, IFED, MLPB, MLPR, MVRL, PFFL, SMHB, UCIB (NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE, NYSE)
- EDGAR entity type
- other
- Insiders and CEO pay
- UBS AG on the corporate pages
Offering terms
- Listing
- NYSE under the symbol UBS.N
- Lead underwriters
- UBS
- Syndicate
- PaineWebber; Credit Suisse; Goldman Sachs; Merrill Lynch; Morgan Stanley; Citigroup
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: UBS AG EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-09-20 | F-1 | F-1 (foreign registration) | UBS AG | 0000950123-00-008713 ↗ |
| 2000-09-29 | F-1/A | F-1/A (amendment) | UBS AG | 0000950123-00-008990 ↗ |
| 2000-09-29 | F-1 | F-1 (foreign registration) | UBS AG | 0000950123-00-008998 ↗ |
| 2000-10-03 | 424B1 | 424B1 (final prospectus) | UBS AG | 0000950123-00-009080 ↗ |
| 2000-11-09 | F-1/A | F-1/A (amendment) | UBS AG | 0000950123-00-010227 ↗ |
| 2000-11-28 | 424B1 | 424B1 (final prospectus) | UBS AG | 0000950123-00-011040 ↗ |
| 2000-12-28 | F-1 | F-1 (foreign registration) | UBS AG | 0000950123-00-011868 ↗ |
| 2002-07-17 | RW | RW (withdrawal request) | UBS AG | 0000950123-02-007020 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-09-29 | F-1 | registration statement | - | - | NYSE UBS.N | 1 | primary document; cover names 1 | document ↗ | ||
| 2000-10-03 | 424B1 | final prospectus | - | - | NYSE UBS.N | 7 | primary document; cover names 7 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | UBS AG | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.