IPO registrations (S-1, F-1) · Registrants
STEC, INC.
- SEC CIK
- 1102741 · filings on EDGAR ↗
- Name on the registration
- SIMPLETECH INC
- Former names
- SIMPLETECH INC (2001–2007); SIMPLE TECHNOLOGY INC (2000–2001)
- Registration
- Form S-1, first filed 2000-03-15, last 2003-10-15; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2000-09-29
- Industry (SIC)
- Computer Storage Devices 3572
- Incorporated in
- CA
- Business address
- 3001 DAIMLER ST, Santa Ana, CA 92705-5812
- EIN
- 33-0399154
- EDGAR entity type
- operating
- Insiders and CEO pay
- STEC, INC. on the corporate pages
Offering terms
- Final price
- $11.00 per share (424B4 filed 2000-09-29, an initial public offering)
- Shares sold
- 6,364,000
- Gross proceeds
- $70,004,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol STEC
- Lead underwriters
- Lehman Brothers; BofA Securities
- Syndicate
- Fidelity Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SIMPLETECH, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: STEC INC. EXACT (EIN (EXACT))
- Federal award recipient: STEC INCORPORATED Fuzzy (name and state)
- SEC filer: SIMPLETECH INC EXACT (CIK (EXACT))
- Person page: F Michael Ball Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James J Peterson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-03-15 | S-1 | S-1 (registration) | SIMPLE TECHNOLOGY INC | 0000912057-00-011534 ↗ |
| 2000-07-03 | S-1/A | S-1/A (amendment) | SIMPLE TECHNOLOGY INC | 0000912057-00-030754 ↗ |
| 2000-07-28 | S-1/A | S-1/A (amendment) | SIMPLE TECHNOLOGY INC | 0000912057-00-033504 ↗ |
| 2000-09-06 | S-1/A | S-1/A (amendment) | SIMPLE TECHNOLOGY INC | 0000912057-00-040294 ↗ |
| 2000-09-27 | S-1/A | S-1/A (amendment) | SIMPLE TECHNOLOGY INC | 0000912057-00-042669 ↗ |
| 2000-09-29 | 424B4 | 424B4 (final prospectus) | SIMPLE TECHNOLOGY INC | 0000912057-00-043123 ↗ |
| 2003-10-01 | S-1 | S-1 (registration) | SIMPLETECH INC | 0001193125-03-056816 ↗ |
| 2003-10-15 | S-1/A | S-1/A (amendment) | SIMPLETECH INC | 0001193125-03-062339 ↗ |
| 2003-10-24 | 424B4 | 424B4 (final prospectus) | SIMPLETECH INC | 0001193125-03-066983 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-09-27 | S-1/A | registration statement | $1.08 | 6,364,000 | $6,873,120 | Nasdaq STEC | 5 | primary document; price line, shares headline, proceeds computed, cover names 5 | document ↗ | |
| 2000-09-29 | 424B4 | final prospectus | $11.00 | 6,364,000 | $70,004,000 | Nasdaq STEC | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MOSHAYEDI MANOUCH | Director,Officer; Director,Officer,TenPercentOwner; DirectorOther | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 36 | 2006–2013 | |
| MOSHAYEDI MEHRDAD | Director,Officer; Director,OfficerOther; Director,Officer,TenPercentOwner | COO, CTO & Secretary; PRESIDENT and CEO; PRESIDENT, COO & CTO; President, COO, CTO, Secretary; PRESIDENT, COO, CTO, SECRETARY | 29 | 2006–2013 | |
| MOSES DAN | Director; Director,Officer | Chief Financial Officer; Chief Financial Officer & EVP | 10 | 2006–2009 | |
| GHADIMI PARTO | TenPercentOwner | 15 | 2006 | ||
| MOSHAYEDI MASOUD | Director,Officer,TenPercentOwner; Other; TenPercentOwner | President | 37 | 2006–2010 | |
| M&P REVOCABLE TRUST DTD 12-30-96 | TenPercentOwner | 15 | 2006 | ||
| M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 | TenPercentOwner | 20 | 2006–2009 | ||
| MOSHAYEDI SEMIFA | Other; TenPercentOwner | 12 | 2007–2010 | ||
| M&S MOSHAYEDI REVOCABLE TRUST DTD 9-28-98 | Other; TenPercentOwner | 11 | 2007–2010 | ||
| MANIAN VAHID | Director | 4 | 2007–2008 | ||
| Bahri Rajat | Director | 7 | 2007–2013 | ||
| PETERSON JAMES J | Director | 2 | 2007–2008 | person page Fuzzy | |
| Ball F Michael | Director | 10 | 2007–2013 | person page Fuzzy | |
| Cook Raymond D | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; EVP & CHIEF FINANCIAL OFFICER | 9 | 2008–2013 | |
| Witte Matthew L. | Director | 7 | 2009–2013 | ||
| Colpitts Christopher W. | Director | 7 | 2009–2013 | ||
| DALY KEVIN | Director | 5 | 2010–2013 | ||
| Saman Robert | Officer; OfficerOther | CLO, General Counsel; General Counsel | 5 | 2010–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | NKGen Biotech, Inc. | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 3001 DAIMLER ST 92705 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | STEC, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | SIMPLETECH, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | STEC INC. | EIN (EXACT) | ||
| Federal award recipient | STEC INCORPORATED | Federal spending (USAspending) | name and state | |
| Person page | F Michael Ball | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James J Peterson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Storage Devices, CA first:
- HMT TECHNOLOGY CORP CA
- PHASE METRICS INC CA
- ARTECON INC /DE/ CA
- ATL PRODUCTS INC CA
- APPLIED ROBOTIC TECHNOLOGIES INC CA
- AIR BEARINGS INC CA
- SANTA BARBARA METRIC INC CA
- HEADWAY TECHNOLOGIES INC CA
- I/OMAGIC CORP CA
- BLUE COAT SYSTEMS INC CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Storage Devices · Manufacturing