IPO registrations (S-1, F-1) · Registrants

SPLUNK INC

SEC CIK
1353283 · filings on EDGAR ↗
Registration
Form S-1, first filed 2012-01-12, last 2012-07-16; 2 initial registrations, 8 amendments
Outcome
Final prospectus filed 2012-04-20; declared effective 2012-04-18
Industry (SIC)
Services-Prepackaged Software 7372
Business address
250 BRANNAN STREET, San Francisco, CA 94107
EIN
86-1106510
EDGAR entity type
operating
Insiders and CEO pay
SPLUNK INC on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 2012-04-18)
Final price
$17.00 per share, above the range (424B4 filed 2012-04-20, an initial public offering)
Shares sold
13,500,000 (12,507,278 by the company, 992,722 by selling holders)
Gross proceeds
$229,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SPLK
Lead underwriters
Morgan Stanley (5,130,000 shares); Credit Suisse (2,430,000 shares); J.P. Morgan (2,430,000 shares); Merrill Lynch (2,025,000 shares)
Syndicate
BofA Securities; UBS (877,500); Pacific Crest Securities (540,000); Cowen (67,500)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 15

FiledFormWhat it isName as filedEDGAR
2012-01-12S-1S-1 (registration)SPLUNK INC0001047469-12-000155 ↗
2012-02-17S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-001164 ↗
2012-03-15S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-002677 ↗
2012-04-06S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-003982 ↗
2012-04-09S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-004023 ↗
2012-04-16S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-004299 ↗
2012-04-18S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-004403 ↗
2012-04-18S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-004425 ↗
2012-04-18EFFECTEFFECT (declared effective)SPLUNK INC9999999995-12-001091 ↗
2012-04-20424B4424B4 (final prospectus)SPLUNK INC0001047469-12-004530 ↗
2012-06-27S-1S-1 (registration)SPLUNK INC0001047469-12-006935 ↗
2012-07-16S-1/AS-1/A (amendment)SPLUNK INC0001047469-12-007216 ↗
2012-07-19EFFECTEFFECT (declared effective)SPLUNK INC9999999995-12-002211 ↗
2012-07-20424B4424B4 (final prospectus)SPLUNK INC0001047469-12-007327 ↗
2014-01-23424B4424B4 (final prospectus)SPLUNK INC0001104659-14-003622 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2012-04-18S-1/Aregistration statement$11.00–$13.0013,500,000-Nasdaq SPLK8primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7document ↗
2012-04-20424B4final prospectus$17.0013,500,000$229,500,000Nasdaq SPLK8primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 7document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
AUGUST CAPITAL III FOUNDERS FUND LPTenPercentOwner52012
AUGUST CAPITAL III LPTenPercentOwner52012
AUGUST CAPITAL MANAGEMENT III LLCTenPercentOwner52012
August Capital Management V, L.L.C.TenPercentOwner52012
AUGUST CAPITAL STRATEGIC PARTNERS III LPTenPercentOwner52012
August Capital Strategic Partners V, L.P.TenPercentOwner52012
August Capital V, L.P.TenPercentOwner52012
BAYLESS JON WTenPercentOwner52012
Connors John GDirector; Director,TenPercentOwner172012–2020
CONTE DAVID FOfficerSVP & Chief Financial Officer842012–2019
DOMENIK STEPHEN LTenPercentOwner52012
DOW STEPHEN MTenPercentOwner52012
Hornik DavidDirector132012–2017
Ignition GP III, LLCTenPercentOwner32012
Ignition Managing Directors Fund III LLCTenPercentOwner32012
IGNITION VENTURE PARTNERS III LPTenPercentOwner32012
JAGGERS JOHN VTenPercentOwner52012person page Fuzzy
JK&B Capital IV, L.L.C.TenPercentOwner62012
JK&B CAPITAL IV LPTenPercentOwner62012
JK&B CAPITAL IV QIP LPTenPercentOwner62012
JK&B Management IV, L.P.TenPercentOwner62012
JOHNSTON JOHN RTenPercentOwner52012
KIMZEY JACKIE RTenPercentOwner52012
KRONFELD DAVIDTenPercentOwner62012
MARQUARDT DAVID FTenPercentOwner52012
Neustaetter Thomas MDirector732012–2018person page Fuzzy
PHIPPS CHARLES HTenPercentOwner52012
RAPPAPORT ANDREWTenPercentOwner52012
Schodorf Thomas EOfficerSVP, Field Operations892012–2014
Schroeder GuidoOfficerSVP, Products502012–2016
SCHUELE ALAN RTenPercentOwner52012
SEVIN ROSEN FUND VIII LPTenPercentOwner52012
SEVIN ROSEN VIII AFFILIATES FUND LPTenPercentOwner52012
SMITH GRAHAMDirector; Director,OfficerInterim CEO502012–2024
SRB ASSOCIATES VIII LPTenPercentOwner52012
STEIN LEONARD ROfficerSVP, Corp Affairs & CLO; SVP, General Counsel & Sec.; SVP, Global Affairs942012–2019
STURIALE NICHOLAS GDirector; Director,TenPercentOwner282012–2015
SULLIVAN GODFREYDirector; Director,OfficerPresident, CEO & Chairman1442012–2019
Swan Erik MDirector,OfficerChief Technology Officer32012
Thompson ScottDirector12012
NEWBERRY STEPHEN GDirector132013–2022
MORRISON PATRICIADirector162013–2024
Sommer Steven ROfficerSVP & Chief Marketing Officer482013–2016
Merritt DouglasDirector,Officer; OfficerPresident and CEO; SVP, Field Operations602014–2021
Carges Mark TDirector162014–2024
Chang AmyDirector42015–2016
St. Ledger SusanOfficerPresident, WW Field Operations; SVP, Chief Revenue Officer562016–2020
Campione RichardOfficerSVP, Chief Product Officer52016–2018
Baack SaraDirector72017–2022
Steele ElisaDirector152017–2024
Tully TimothyOfficerSVP, Chief Technology Officer252018–2021
Morgan ScottOfficerGeneral Counsel and Secretary; SVP, CLO and Secretary; SVP, CLO, Global Affairs & Sec; SVP, CLO, GLOBAL AFFAIRS & SEC572018–2024
Loomis JacobOfficerSVP, Chief Digital Officer22019
Viswanath SriDirector52019–2021
Child JasonOfficerSVP & Chief Financial Officer272019–2022
Emanuelson TimothyOfficerChief Accounting Officer432019–2023
Boyle SeanDirector42020–2022
Via DennisDirector62020–2024
Carlson TeresaOfficerPresident and CGO42021–2022
Bice ShawnOfficerPresident of PROD & TECH62021–2022
Hao KennethDirector72021–2024
Silver Lake Alpine Associates, L.P.Director32021–2024
Silver Lake Group, L.L.C.Director32021–2024
Silver Lake Technology Associates VI, L.P.Director32021–2024
SLAA (GP), L.L.C.Director32021–2024
SL Alpine Aggregator GP, L.L.C.Director32021–2024
SLA Spark Aggregator, L.P.Director32021–2024
SLA Spark GP, L.L.C.Director32021–2024
SLA Spark Holdings, L.P.Director32021–2024
SLP Spark Aggregator, L.P.Director32021–2024
SLP Spark GP, L.L.C.Director32021–2024
SLP Spark Holdings, L.P.Director32021–2024
SLP VI Aggregator GP, L.L.C.Director32021–2024
SLTA VI (GP), L.L.C.Director32021–2024
Visoso Luis FelipeDirector42022–2024
Steele GaryDirector,OfficerPresident and CEO; PRESIDENT AND CEO132022–2024
WALLACE RICHARD PDirector42022–2024
TUNNELL DAVID RDirector42022–2024
Roberts Brian KeithOfficerSVP & Chief Financial Officer; SVP & CHIEF FINANCIAL OFFICER52023–2024
Casey TomOfficerSVP, GM Platform; SVP, Products & Technology; SVP, PRODUCTS & TECHNOLOGY62023–2024
Smith ChristianOfficerSVP, Chief Revenue Officer; SVP, CHIEF REVENUE OFFICER122023–2024
Kayman BrianOfficerChief Accounting Officer; CHIEF ACCOUNTING OFFICER92023–2024
Rangan YaminiDirector42023–2024

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.