IPO registrations (S-1, F-1) · Registrants
SPLUNK INC
- SEC CIK
- 1353283 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-01-12, last 2012-07-16; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2012-04-20; declared effective 2012-04-18
- Industry (SIC)
- Services-Prepackaged Software 7372
- Business address
- 250 BRANNAN STREET, San Francisco, CA 94107
- EIN
- 86-1106510
- EDGAR entity type
- operating
- Insiders and CEO pay
- SPLUNK INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2012-04-18)
- Final price
- $17.00 per share, above the range (424B4 filed 2012-04-20, an initial public offering)
- Shares sold
- 13,500,000 (12,507,278 by the company, 992,722 by selling holders)
- Gross proceeds
- $229,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SPLK
- Lead underwriters
- Morgan Stanley (5,130,000 shares); Credit Suisse (2,430,000 shares); J.P. Morgan (2,430,000 shares); Merrill Lynch (2,025,000 shares)
- Syndicate
- BofA Securities; UBS (877,500); Pacific Crest Securities (540,000); Cowen (67,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SPLUNK INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SPLUNK LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Splunk Inc. Fuzzy (name and state)
- Business registration: Splunk Inc. Fuzzy (name and state)
- Business registration: SPLUNK INC. Fuzzy (name and state)
- Business registration: Splunk LLC Fuzzy (name and state)
- Business registration: Splunk LLC Fuzzy (name and state)
- Business registration: Splunk LLC Fuzzy (name and state)
- Business registration: SPLUNK LLC Fuzzy (name and state)
- Business registration: SPLUNK LLC Fuzzy (name and state)
- Business registration: SPLUNK LLC Fuzzy (name and state)
- Business registration: SPLUNK LLC Fuzzy (name and state)
- Form 5500 plan sponsor: SPLUNK INC. EXACT (EIN (EXACT))
- Federal award recipient: SPLUNK LLC Fuzzy (name and state)
- Lobbying client: SPLUNK INC. Fuzzy (name and state)
- Lobbying client: SPLUNK, INC. Fuzzy (name and state)
- SEC filer: SPLUNK INC EXACT (CIK (EXACT))
- Person page: John V Jaggers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Thomas M Neustaetter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-01-12 | S-1 | S-1 (registration) | SPLUNK INC | 0001047469-12-000155 ↗ |
| 2012-02-17 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-001164 ↗ |
| 2012-03-15 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-002677 ↗ |
| 2012-04-06 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-003982 ↗ |
| 2012-04-09 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-004023 ↗ |
| 2012-04-16 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-004299 ↗ |
| 2012-04-18 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-004403 ↗ |
| 2012-04-18 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-004425 ↗ |
| 2012-04-18 | EFFECT | EFFECT (declared effective) | SPLUNK INC | 9999999995-12-001091 ↗ |
| 2012-04-20 | 424B4 | 424B4 (final prospectus) | SPLUNK INC | 0001047469-12-004530 ↗ |
| 2012-06-27 | S-1 | S-1 (registration) | SPLUNK INC | 0001047469-12-006935 ↗ |
| 2012-07-16 | S-1/A | S-1/A (amendment) | SPLUNK INC | 0001047469-12-007216 ↗ |
| 2012-07-19 | EFFECT | EFFECT (declared effective) | SPLUNK INC | 9999999995-12-002211 ↗ |
| 2012-07-20 | 424B4 | 424B4 (final prospectus) | SPLUNK INC | 0001047469-12-007327 ↗ |
| 2014-01-23 | 424B4 | 424B4 (final prospectus) | SPLUNK INC | 0001104659-14-003622 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-04-18 | S-1/A | registration statement | $11.00–$13.00 | 13,500,000 | - | Nasdaq SPLK | 8 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7 | document ↗ | |
| 2012-04-20 | 424B4 | final prospectus | $17.00 | 13,500,000 | $229,500,000 | Nasdaq SPLK | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AUGUST CAPITAL III FOUNDERS FUND LP | TenPercentOwner | 5 | 2012 | ||
| AUGUST CAPITAL III LP | TenPercentOwner | 5 | 2012 | ||
| AUGUST CAPITAL MANAGEMENT III LLC | TenPercentOwner | 5 | 2012 | ||
| August Capital Management V, L.L.C. | TenPercentOwner | 5 | 2012 | ||
| AUGUST CAPITAL STRATEGIC PARTNERS III LP | TenPercentOwner | 5 | 2012 | ||
| August Capital Strategic Partners V, L.P. | TenPercentOwner | 5 | 2012 | ||
| August Capital V, L.P. | TenPercentOwner | 5 | 2012 | ||
| BAYLESS JON W | TenPercentOwner | 5 | 2012 | ||
| Connors John G | Director; Director,TenPercentOwner | 17 | 2012–2020 | ||
| CONTE DAVID F | Officer | SVP & Chief Financial Officer | 84 | 2012–2019 | |
| DOMENIK STEPHEN L | TenPercentOwner | 5 | 2012 | ||
| DOW STEPHEN M | TenPercentOwner | 5 | 2012 | ||
| Hornik David | Director | 13 | 2012–2017 | ||
| Ignition GP III, LLC | TenPercentOwner | 3 | 2012 | ||
| Ignition Managing Directors Fund III LLC | TenPercentOwner | 3 | 2012 | ||
| IGNITION VENTURE PARTNERS III LP | TenPercentOwner | 3 | 2012 | ||
| JAGGERS JOHN V | TenPercentOwner | 5 | 2012 | person page Fuzzy | |
| JK&B Capital IV, L.L.C. | TenPercentOwner | 6 | 2012 | ||
| JK&B CAPITAL IV LP | TenPercentOwner | 6 | 2012 | ||
| JK&B CAPITAL IV QIP LP | TenPercentOwner | 6 | 2012 | ||
| JK&B Management IV, L.P. | TenPercentOwner | 6 | 2012 | ||
| JOHNSTON JOHN R | TenPercentOwner | 5 | 2012 | ||
| KIMZEY JACKIE R | TenPercentOwner | 5 | 2012 | ||
| KRONFELD DAVID | TenPercentOwner | 6 | 2012 | ||
| MARQUARDT DAVID F | TenPercentOwner | 5 | 2012 | ||
| Neustaetter Thomas M | Director | 73 | 2012–2018 | person page Fuzzy | |
| PHIPPS CHARLES H | TenPercentOwner | 5 | 2012 | ||
| RAPPAPORT ANDREW | TenPercentOwner | 5 | 2012 | ||
| Schodorf Thomas E | Officer | SVP, Field Operations | 89 | 2012–2014 | |
| Schroeder Guido | Officer | SVP, Products | 50 | 2012–2016 | |
| SCHUELE ALAN R | TenPercentOwner | 5 | 2012 | ||
| SEVIN ROSEN FUND VIII LP | TenPercentOwner | 5 | 2012 | ||
| SEVIN ROSEN VIII AFFILIATES FUND LP | TenPercentOwner | 5 | 2012 | ||
| SMITH GRAHAM | Director; Director,Officer | Interim CEO | 50 | 2012–2024 | |
| SRB ASSOCIATES VIII LP | TenPercentOwner | 5 | 2012 | ||
| STEIN LEONARD R | Officer | SVP, Corp Affairs & CLO; SVP, General Counsel & Sec.; SVP, Global Affairs | 94 | 2012–2019 | |
| STURIALE NICHOLAS G | Director; Director,TenPercentOwner | 28 | 2012–2015 | ||
| SULLIVAN GODFREY | Director; Director,Officer | President, CEO & Chairman | 144 | 2012–2019 | |
| Swan Erik M | Director,Officer | Chief Technology Officer | 3 | 2012 | |
| Thompson Scott | Director | 1 | 2012 | ||
| NEWBERRY STEPHEN G | Director | 13 | 2013–2022 | ||
| MORRISON PATRICIA | Director | 16 | 2013–2024 | ||
| Sommer Steven R | Officer | SVP & Chief Marketing Officer | 48 | 2013–2016 | |
| Merritt Douglas | Director,Officer; Officer | President and CEO; SVP, Field Operations | 60 | 2014–2021 | |
| Carges Mark T | Director | 16 | 2014–2024 | ||
| Chang Amy | Director | 4 | 2015–2016 | ||
| St. Ledger Susan | Officer | President, WW Field Operations; SVP, Chief Revenue Officer | 56 | 2016–2020 | |
| Campione Richard | Officer | SVP, Chief Product Officer | 5 | 2016–2018 | |
| Baack Sara | Director | 7 | 2017–2022 | ||
| Steele Elisa | Director | 15 | 2017–2024 | ||
| Tully Timothy | Officer | SVP, Chief Technology Officer | 25 | 2018–2021 | |
| Morgan Scott | Officer | General Counsel and Secretary; SVP, CLO and Secretary; SVP, CLO, Global Affairs & Sec; SVP, CLO, GLOBAL AFFAIRS & SEC | 57 | 2018–2024 | |
| Loomis Jacob | Officer | SVP, Chief Digital Officer | 2 | 2019 | |
| Viswanath Sri | Director | 5 | 2019–2021 | ||
| Child Jason | Officer | SVP & Chief Financial Officer | 27 | 2019–2022 | |
| Emanuelson Timothy | Officer | Chief Accounting Officer | 43 | 2019–2023 | |
| Boyle Sean | Director | 4 | 2020–2022 | ||
| Via Dennis | Director | 6 | 2020–2024 | ||
| Carlson Teresa | Officer | President and CGO | 4 | 2021–2022 | |
| Bice Shawn | Officer | President of PROD & TECH | 6 | 2021–2022 | |
| Hao Kenneth | Director | 7 | 2021–2024 | ||
| Silver Lake Alpine Associates, L.P. | Director | 3 | 2021–2024 | ||
| Silver Lake Group, L.L.C. | Director | 3 | 2021–2024 | ||
| Silver Lake Technology Associates VI, L.P. | Director | 3 | 2021–2024 | ||
| SLAA (GP), L.L.C. | Director | 3 | 2021–2024 | ||
| SL Alpine Aggregator GP, L.L.C. | Director | 3 | 2021–2024 | ||
| SLA Spark Aggregator, L.P. | Director | 3 | 2021–2024 | ||
| SLA Spark GP, L.L.C. | Director | 3 | 2021–2024 | ||
| SLA Spark Holdings, L.P. | Director | 3 | 2021–2024 | ||
| SLP Spark Aggregator, L.P. | Director | 3 | 2021–2024 | ||
| SLP Spark GP, L.L.C. | Director | 3 | 2021–2024 | ||
| SLP Spark Holdings, L.P. | Director | 3 | 2021–2024 | ||
| SLP VI Aggregator GP, L.L.C. | Director | 3 | 2021–2024 | ||
| SLTA VI (GP), L.L.C. | Director | 3 | 2021–2024 | ||
| Visoso Luis Felipe | Director | 4 | 2022–2024 | ||
| Steele Gary | Director,Officer | President and CEO; PRESIDENT AND CEO | 13 | 2022–2024 | |
| WALLACE RICHARD P | Director | 4 | 2022–2024 | ||
| TUNNELL DAVID R | Director | 4 | 2022–2024 | ||
| Roberts Brian Keith | Officer | SVP & Chief Financial Officer; SVP & CHIEF FINANCIAL OFFICER | 5 | 2023–2024 | |
| Casey Tom | Officer | SVP, GM Platform; SVP, Products & Technology; SVP, PRODUCTS & TECHNOLOGY | 6 | 2023–2024 | |
| Smith Christian | Officer | SVP, Chief Revenue Officer; SVP, CHIEF REVENUE OFFICER | 12 | 2023–2024 | |
| Kayman Brian | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER | 9 | 2023–2024 | |
| Rangan Yamini | Director | 4 | 2023–2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.