IPO registrations (S-1, F-1) · Registrants
SOLARCITY CORP
- SEC CIK
- 1408356 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-10-05, last 2013-10-15; 4 initial registrations, 18 amendments
- Outcome
- Final prospectus filed 2012-12-13; declared effective 2012-12-12
- Industry (SIC)
- Construction - Special Trade Contractors 1700
- Incorporated in
- DE
- Business address
- 3055 CLEARVIEW WAY, San Mateo, CA 94402
- EIN
- 02-0781046
- EDGAR entity type
- operating
- Insiders and CEO pay
- SOLARCITY CORP on the corporate pages
Offering terms
- Final price
- $8.00 per share (424B4 filed 2012-12-13, an initial public offering)
- Shares sold
- 11,500,000
- Gross proceeds
- $92,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SCTY
- Lead underwriters
- Goldman Sachs (4,830,000 shares); Credit Suisse (3,565,000 shares); Merrill Lynch (2,530,000 shares)
- Syndicate
- BofA Securities; Needham & Company (287,500); Roth Capital Partners (287,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TESLA ENERGY OPERATIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: SOLARCITY EXACT (EIN (EXACT))
- Federal award recipient: SOLARCITY CORPORATION Fuzzy (name and state)
- Form D issuer: SOLARCITY CORP EXACT (CIK (EXACT))
- Lobbying client: SOLARCITY, INC. Fuzzy (name and state)
- SEC filer: SOLARCITY CORP EXACT (CIK (EXACT))
- Person page: Jeffrey B Straubel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John H N Fisher Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jonathan K Shulkin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 29
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-10-05 | S-1 | S-1 (registration) | SOLARCITY CORP | 0001193125-12-416770 ↗ |
| 2012-11-27 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-12-480916 ↗ |
| 2012-12-04 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-12-489572 ↗ |
| 2012-12-07 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-12-495544 ↗ |
| 2012-12-11 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-12-498372 ↗ |
| 2012-12-12 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-12-499273 ↗ |
| 2012-12-12 | EFFECT | EFFECT (declared effective) | SOLARCITY CORP | 9999999995-12-003512 ↗ |
| 2012-12-13 | 424B4 | 424B4 (final prospectus) | SOLARCITY CORP | 0001193125-12-500537 ↗ |
| 2013-06-18 | S-1 | S-1 (registration) | SOLARCITY CORP | 0001193125-13-261739 ↗ |
| 2013-06-18 | S-1 | S-1 (registration) | SOLARCITY CORP | 0001193125-13-261850 ↗ |
| 2013-06-21 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-266246 ↗ |
| 2013-06-21 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-266248 ↗ |
| 2013-08-02 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-317379 ↗ |
| 2013-08-02 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-317412 ↗ |
| 2013-08-29 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-351035 ↗ |
| 2013-08-29 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-351047 ↗ |
| 2013-09-09 | S-1 | S-1 (registration) | SOLARCITY CORP | 0001193125-13-360462 ↗ |
| 2013-09-16 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-368045 ↗ |
| 2013-09-16 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-368058 ↗ |
| 2013-09-16 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-368071 ↗ |
| 2013-09-20 | EFFECT | EFFECT (declared effective) | SOLARCITY CORP | 9999999995-13-002740 ↗ |
| 2013-10-11 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-397137 ↗ |
| 2013-10-11 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-397147 ↗ |
| 2013-10-15 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-399784 ↗ |
| 2013-10-15 | S-1/A | S-1/A (amendment) | SOLARCITY CORP | 0001193125-13-399788 ↗ |
| 2013-10-15 | EFFECT | EFFECT (declared effective) | SOLARCITY CORP | 9999999995-13-002961 ↗ |
| 2013-10-15 | EFFECT | EFFECT (declared effective) | SOLARCITY CORP | 9999999995-13-002962 ↗ |
| 2013-10-17 | 424B4 | 424B4 (final prospectus) | SOLARCITY CORP | 0001193125-13-401439 ↗ |
| 2013-10-17 | 424B4 | 424B4 (final prospectus) | SOLARCITY CORP | 0001193125-13-401441 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | S-1/A | registration statement | $8.00 | 11,500,000 | $92,000,000 | Nasdaq SCTY | 6 | primary document; price sentence, shares headline, proceeds computed, cover names 5 | document ↗ | |
| 2012-12-13 | 424B4 | final prospectus | $8.00 | 11,500,000 | $92,000,000 | Nasdaq SCTY | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Atluru Raj | Director | 2 | 2012 | ||
| Corey Tobin J | Officer | Chief Revenue Officer; President, Global Sales | 4 | 2012–2016 | |
| DRAPER ASSOCIATES L P | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Draper Associates Riskmasters Fund, LLC | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Draper Fisher Jurvetson Fund IX LP | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Draper Fisher Jurvetson Fund X, L.P. | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| DRAPER FISHER JURVETSON GROWTH FUND 2006 LP | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Draper Fisher Jurvetson Partners IX, LLC | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Draper Fisher Jurvetson Partners X, LLC | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| DRAPER TIMOTHY C | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Fisher John H N | Director; Director,TenPercentOwner | 51 | 2012–2016 | person page Fuzzy | |
| Gracias Antonio J. | Director | 6 | 2012–2016 | ||
| Jurvetson Stephen T | Director,TenPercentOwner; TenPercentOwner | 25 | 2012–2016 | ||
| Keala Linda L | Officer | EVP, Human Resources; VP, Human Resources | 7 | 2012–2014 | |
| KELLY ROBERT DOUGLAS | Officer | Chief Financial Officer | 2 | 2012–2013 | |
| Kendall Donald R Jr | Director | 20 | 2012–2016 | ||
| Musk Elon | Director; Director,TenPercentOwner | 28 | 2012–2016 | ||
| Pfund Nancy E | Director | 12 | 2012–2016 | ||
| Rive Lyndon R | Director,Officer | Chief Executive Officer | 17 | 2012–2016 | |
| Rive Peter J | Director,Officer | Cheif Operating Officer; Chief Technology Officer; COO and CTO; COO, Chief Technology Officer | 13 | 2012–2016 | |
| Roe Mark C | Officer | VP, Operations | 2 | 2012–2013 | |
| Stanton John M | Officer | EVP, P&EM; VP, Governmental Affairs; VP, P&EM | 17 | 2012–2014 | |
| Straubel Jeffrey B | Director | 5 | 2012–2016 | person page Fuzzy | |
| Tarbell Ben | Officer | VP, Products | 2 | 2012 | |
| Weissman Seth R | Officer | EVP, General Counsel; VP, General Counsel; VP, General Counsel, Secretary; VP, Gen'l Counsel & Sec. | 30 | 2012–2016 | |
| Draper Associates Riskmasters Fund III, LLC | Director,TenPercentOwner; TenPercentOwner | 24 | 2012–2016 | ||
| Serra Tanguy | Officer | Chief Operations Officer; EVP of Operations; EVP, Operations; President; President & CFO | 12 | 2013–2016 | |
| Barnard Hayden | Officer | Chief Revenue Officer | 9 | 2013–2016 | |
| Van de Bunt Bennet | Director | 3 | 2013–2015 | ||
| Merkley Brendon | Officer | EVP, Process Engineering | 2 | 2013 | |
| Shulkin Jonathan K | Director | 4 | 2014–2015 | person page Fuzzy | |
| Buss Brad W | Officer | Chief Financial Officer | 5 | 2014–2015 | |
| Beamer Jonathan | Officer | Chief Marketing Officer | 1 | 2014 | |
| Wellinghoff Jon | Officer | Chief Policy Officer | 3 | 2016 | |
| Small James Radford | Officer | Chief Financial Officer | 2 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-03-07 | SOLARCITY CORP | Other Technology | $80,999,770 | $65,999,804 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | TESLA ENERGY OPERATIONS, INC. | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | SOLARCITY CORPORATION | CA | Federal spending (USAspending) | name and state |
| Form D issuer | SOLARCITY CORP | CA | Form D private offerings | CIK (EXACT) |
| Lobbying client | SOLARCITY, INC. | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | SolarCity Corporation | CA | Patents (USPTO) | name and state |
| SEC filer | SOLARCITY CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SolarCity Corporation | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SOLARCITY | EIN (EXACT) | ||
| Person page | Jeffrey B Straubel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John H N Fisher | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Jonathan K Shulkin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.