IPO registrations (S-1, F-1) · Registrants

Root, Inc.

SEC CIK
1788882 · filings on EDGAR ↗
Former names
Root Stockholdings, Inc. (2019–2020)
Registration
Form S-1, first filed 2020-10-05, last 2020-10-27; 1 initial registration, 3 amendments
Outcome
Final prospectus filed 2020-10-29; declared effective 2020-10-27
Industry (SIC)
Fire, Marine & Casualty Insurance 6331
Incorporated in
DE
Business address
80 E RICH STREET, SUITE 500, Columbus, OH 43215
EIN
84-2717903
Ticker
ROOT (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Root, Inc. on the corporate pages

Offering terms

Proposed price range
$22.00–$25.00 per share (S-1/A filed 2020-10-27)
Final price
$27.00 per share, above the range (424B4 filed 2020-10-29, an initial public offering)
Shares sold
26,830,845 (24,249,330 by the company, 2,581,515 by selling holders)
Gross proceeds
$724,432,815 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ROOT
Lead underwriters
Goldman Sachs; Morgan Stanley; Barclays; Wells Fargo
Syndicate
Deutsche Bank; Truist Securities; Citigroup; Credit Suisse; Evercore; UBS; Cantor Fitzgerald; JMP Securities; Siebert Williams Shank; Huntington Capital Markets

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
2020-10-05S-1S-1 (registration)Root, Inc.0001628280-20-014305 ↗
2020-10-20S-1/AS-1/A (amendment)Root, Inc.0001628280-20-014581 ↗
2020-10-26S-1/AS-1/A (amendment)Root, Inc.0001628280-20-014758 ↗
2020-10-27S-1/AS-1/A (amendment)Root, Inc.0001628280-20-014828 ↗
2020-10-27EFFECTEFFECT (declared effective)Root, Inc.9999999995-20-002999 ↗
2020-10-28S-1MEFS-1MEF (added securities)Root, Inc.0001628280-20-014907 ↗
2020-10-29424B4424B4 (final prospectus)Root, Inc.0001628280-20-015115 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2020-10-27S-1/Aregistration statement$22.00–$25.0024,581,515-Nasdaq ROOT14primary document; range, shares headline, cover names 14document ↗
2020-10-29424B4final prospectus$27.0026,830,845$724,432,815Nasdaq ROOT14primary document; price sentence, shares headline, proceeds table, cover names 14document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Binkley MeganOfficerCFO and Treasurer; Chief Accounting Officer; Chief Financial Officer; See Remarks302020–2026
Capital Partners III, L.P.TenPercentOwner22020
DEVARD JERRIDirector122020–2026
DRIVE CAPITAL OVERDRIVE FUND I, L.P.TenPercentOwner102020–2025
DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P.TenPercentOwner102020–2025
Drive Capital Overdrive Ignition Fund I, L.P.TenPercentOwner92020–2025
Geidt ElliotDirector32020–2021
Hilsheimer Lawrence A.Director182020–2026person page Fuzzy
KRAMER NANCY JDirector92020–2026person page Fuzzy
KVAMME MARKTenPercentOwner82020–2022
Malka MeyerTenPercentOwner82020–2025
Manges DanielOfficer,TenPercentOwnerChief Technology Officer92020–2021
Maw Scott HarlanDirector82020–2023
Olsen ChristopherDirector,TenPercentOwner; TenPercentOwner82020–2025
Redpoint Omega Associates II, LLCTenPercentOwner32020–2021
Redpoint Omega II, LLCTenPercentOwner32020–2021
Redpoint Omega II, L.P.TenPercentOwner32020–2021
Ribbit Capital IV, L.P.TenPercentOwner52020–2025
Ribbit Founder Fund IV, L.P.TenPercentOwner12020
Rosenthal Daniel HDirector,OfficerChief Financial Officer; Ch. Rev. and Operating Officer; Ch.Rev.Ofc, COO, CFO102020–2023person page Fuzzy
RT-E Ribbit Opportunity IV, LLCTenPercentOwner12020
Scale Venture Partners V, L.P.TenPercentOwner22020
Shalek NickDirector12020
SVB FINANCIAL GROUPTenPercentOwner22020
Timm Alexander E.Director,Officer,TenPercentOwnerChief Executive Officer292020–2026
Ulman DougDirector152020–2026
Venture Overage Fund, L.P.TenPercentOwner22020
von Ahn LuisDirector32020–2021
DC I Investment LLCTenPercentOwner72020–2022
Drive Capital Overdrive Fund I (GP), LLCTenPercentOwner92020–2025
Silver Lake Group, L.L.C.TenPercentOwner12020
Silver Lake Technology Associates VI, L.P.TenPercentOwner12020
SLP OMNI AGGREGATOR, L.P.TenPercentOwner12020
SLP VI Aggregator GP, L.L.C.TenPercentOwner12020
SLTA VI (GP), L.L.C.TenPercentOwner12020
Drive Capital I (GP) LLCTenPercentOwner62021–2025
Kundu AnirbanOfficerChief Technology Officer22021
Shah HemalOfficerChief Product Officer32021–2022
CARVANA CO.TenPercentOwner22021–2022
CARVANA GROUP, LLCTenPercentOwner32021–2026
Birnbaum Beth ADirector82022–2026
Bonakdarpour MahtiyarOfficerChief Technology Officer; President and CTO422022–2026
Bateman Robert H.OfficerChief Financial Officer22022
Szudarek JulieDirector82022–2026
Bullfrog Capital GP, Ltd.TenPercentOwner12022
Bullfrog Capital, L.P.TenPercentOwner22022–2024
Allison JonathanOfficerChief Administrative Officer512023–2026
Dorsey DonnaDirector52023–2026
Forish RyanOfficerChief Accounting Officer232024–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-09-20Root Stockholdings, Inc.Insurance$360,000,023$360,000,023151

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerRoot Stockholdings, Inc.OHForm D private offeringsCIK (EXACT)
SEC filerRoot, Inc.SEC filers (EDGAR)CIK (EXACT)
Business registrationROOT, INCState business registriesname and state
Political committeeROOT, INC. POLITICAL ACTION COMMITTEE (ROOT PAC) (connected to ROOT, INC.)Campaign finance (FEC)name and state
Form D issuerROOT, INC.Form D private offeringsname and state
Person pageDaniel H RosenthalPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageLawrence A HilsheimerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageNancy J KramerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.