IPO registrations (S-1, F-1) · Registrants

RICHARDSON ELECTRONICS, LTD.

SEC CIK
355948 · filings on EDGAR ↗
Name on the registration
RICHARDSON ELECTRONICS LTD/DE
Former names
RICHARDSON ELECTRONICS LTD/DE (1994–2022)
Registration
Form S-1, first filed 2004-03-12, last 2006-10-26; 3 initial registrations, 12 amendments
Outcome
Final prospectus filed 2004-07-06; declared effective 2006-10-27; withdrawal requested 2004-09-28
Industry (SIC)
Wholesale-Electronic Parts & Equipment, NEC 5065
Incorporated in
DE
Business address
40W267 KESLINGER RD, PO BOX 393, Lafox, IL 60147
EIN
36-2096643
Ticker
RELL (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
RICHARDSON ELECTRONICS, LTD. on the corporate pages

Offering terms

Final price
$10.25 per share (424B4 filed 2004-07-06)
Shares sold
3,000,000
Gross proceeds
$30,750,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol RELL
Lead underwriters
Jefferies; William Blair; KeyBanc Capital Markets

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 23

FiledFormWhat it isName as filedEDGAR
2004-03-12S-1S-1 (registration)RICHARDSON ELECTRONICS LTD/DE0001047469-04-007735 ↗
2004-04-19S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-012534 ↗
2004-05-05S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-016032 ↗
2004-05-17S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-017475 ↗
2004-06-14S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-020195 ↗
2004-06-30S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-022151 ↗
2004-07-01S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001047469-04-022371 ↗
2004-07-06424B4424B4 (final prospectus)RICHARDSON ELECTRONICS LTD/DE0001047469-04-022537 ↗
2004-09-28RWRW (withdrawal request)RICHARDSON ELECTRONICS LTD/DE0000355948-04-000035 ↗
2005-05-26S-1S-1 (registration)RICHARDSON ELECTRONICS LTD/DE0001193125-05-115009 ↗
2005-09-15S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-05-186226 ↗
2005-12-02S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-05-235951 ↗
2005-12-08S-1S-1 (registration)RICHARDSON ELECTRONICS LTD/DE0001193125-05-239272 ↗
2006-02-07S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-06-022295 ↗
2006-09-19S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-06-193356 ↗
2006-10-20S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-06-212082 ↗
2006-10-26S-1/AS-1/A (amendment)RICHARDSON ELECTRONICS LTD/DE0001193125-06-216064 ↗
2006-10-27EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-06-002072 ↗
2006-10-31EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-06-002095 ↗
2007-02-23EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-07-000745 ↗
2007-04-20EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-07-001404 ↗
2007-08-30EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-07-003465 ↗
2007-11-29EFFECTEFFECT (declared effective)RICHARDSON ELECTRONICS LTD/DE9999999995-07-004658 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2004-07-01S-1/Aregistration statement3,000,000-Nasdaq RELL3primary document; shares headline, cover names 3document ↗
2004-07-06424B4final prospectus$10.253,000,000$30,750,000Nasdaq RELL3primary document; price sentence, shares headline, proceeds table, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
RICHARDSON EDWARD JDirector,Officer,TenPercentOwnerChairman & 10% Shareholder; Chairman & CEO552006–2026
Gilmartin David JOfficerVP, General Counsel & Sec.32006
Buckland Arthur RDirector,OfficerPresident12006
JOHNSON BRUCE WDirector192006–2007
Knechtel Brad ROfficerVP of Supply Chain Management32006–2008
Blaney Lawrence COfficerVP & General Manager32006
DENEVE DAVID JOfficerSenior VP & CFO12006
Diddell WendyDirector,Officer; OfficerCOO; EVP Corporate Development; Exec VP Corp Development; Vice President & GM SSD602006–2026
GRILL JOSEPH COfficerExecutive Vice President22006–2007
PELOQUIN GREGORY JOfficerEVP, EDG; EVP PMT; Exec. VP & General Manager; Exec. VP & GM, RFPD232006–2026
KENNEDY MURRAY JOfficerExec. VP & General Manager12006
MCNALLY KATHLEENOfficerEVP Global Supply Chain; Senior Vice President; Sen. VP Marketing Operations; Sr. VP Global Supply Chain; Sr. VP Marketing Ops432006–2026
ALLEN ARNOLDDirector22006–2007
BOUYER JACQUESDirector32006–2008
HODES SCOTTDirector132006–2014
KETELAARS ADDirector82006–2012
PETERSON JOHNDirector62006–2010
PURKEY HAROLD LDirector102006–2012
RUBINOVITZ SAMUELDirector92006–2012
Petrini Bart FOfficerEVP & GM, EDG; Exec. VP & General Manager92006–2008
Heise RobertOfficerVice President and GM of DSG12007
Bauer Michael JOfficerSenior VP & Chief HR Officer42007–2008
Fujii DanielOfficerChief Financial Officer22007
Badger Kyle COfficerEVP, General Counsel & Sec.; Exec VP, Gen. Counsel & Sec.; Exec VP, General Counsel62007–2011
HEISE ROBERT JOfficerVice President12007
Albregts DouglasOfficerVP & GM, Display Systems Group42007–2008
DVORAK KATHLEEN SOfficerEVP & CFO; EVP, CFO & Chief Strategic; Exec VP CFO & Chief Strategy102007–2014
Dudek JamesOfficerController & Chief Accounting; Corporate Controller & CAO152007–2016
PLANTE PAUL JDirector162011–2026
Beotra SandeepOfficerEVP Mergers & Acquisitions22012
Belin JacquesDirector162013–2026
Benham JamesDirector232013–2026
Halverson KennethDirector202013–2026
Ben Robert JOfficerCFO, CAO, Corporate Secretary; EVP & CFO & CAO & Corp. Sec.; EVP & CFO & Corp. Secretary392015–2026
Fitzgerald Patrick Thomas IIIOfficerEVP Healthcare32016–2018
Ruppert Jens FrankOfficerEVP Canvys152016–2026
KLUGE ROBERT HDirector152017–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationRichardson Electronics, Ltd.ILState business registriesname and state
Business registrationRICHARDSON ELECTRONICS, LTD.ILState business registriesname and state
Business registrationRICHARDSON ELECTRONICS, LTD.ILState business registriesname and state
Business registrationRICHARDSON ELECTRONICS, LTD. INCORPORATEDILState business registriesname and state
Business registrationRICHARDSON ELECTRONICS, LTD. INCORPORATEDILState business registriesname and state
Plan sponsorRICHARDSON ELECTRONICS, LTD.ILForm 5500 (employee benefit plans)name and state
Federal award recipientRICHARDSON ELECTRONICS, LTD.ILFederal spending (USAspending)name and state
Patent assigneeRichardson Electronics, Ltd.ILPatents (USPTO)name and state
SEC filerRICHARDSON ELECTRONICS, LTD.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerRichardson Electronics, Ltd.ILTrademarks (USPTO)name and state
Business registrationBARON ELECTRONIC SALES CO., INC.State business registriesEIN (EXACT, as the state registration reports it)
Business registrationJARO ELECTRONICS CORP.State business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorRICHARDSON ELECTRONICS, LTD.EIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Wholesale-Electronic Parts & Equipment, NEC, IL first:

More with this interest.

In other datasets, the same topic (Retail) in IL:

Interests: Wholesale-Electronic Parts & Equipment, NEC · Retail