IPO registrations (S-1, F-1) · Registrants
Refco Inc.
- SEC CIK
- 1321746 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-04-08, last 2005-08-10; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2005-08-11
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Business address
- ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, New York, NY 10281
- EIN
- 20-2537426
- EDGAR entity type
- other
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2005-08-08)
- Final price
- $22.00 per share, above the range (424B1 filed 2005-08-11, an initial public offering)
- Shares sold
- 26,500,000 (12,500,000 by the company, 14,000,000 by selling holders)
- Gross proceeds
- $583,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol RFX
- Lead underwriters
- Credit Suisse (6,855,550 shares); Goldman Sachs (5,639,200 shares); BofA Securities (5,392,750 shares)
- Syndicate
- Deutsche Bank (1,717,200); J.P. Morgan (1,717,200); Merrill Lynch (2,451,250); Piper Sandler; HSBC (442,550); Sandler O'Neill & Partners, L.P (736,700); William Blair (442,550); Harris Nesbitt Corp (442,550); CMG Institutional Trading LLC (132,500); Ramirez & Co. (132,500); Muriel Siebert & Co. (132,500); Siebert Williams Shank (132,500); Utendahl Capital Partners, L.P (132,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: REFCO, LLC Fuzzy (name and state)
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-08 | S-1 | S-1 (registration) | Refco Inc. | 0001047469-05-009682 ↗ |
| 2005-05-27 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-016015 ↗ |
| 2005-07-01 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-018585 ↗ |
| 2005-07-20 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-019644 ↗ |
| 2005-07-25 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-019982 ↗ |
| 2005-08-08 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-021023 ↗ |
| 2005-08-10 | S-1/A | S-1/A (amendment) | Refco Inc. | 0001047469-05-021194 ↗ |
| 2005-08-10 | S-1MEF | S-1MEF (added securities) | Refco Inc. | 0001047469-05-021287 ↗ |
| 2005-08-11 | 424B1 | 424B1 (final prospectus) | Refco Inc. | 0001047469-05-021309 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-08-08 | S-1/A | registration statement | $19.00–$21.00 | 25,000,000 | - | NYSE RFX | 8 | primary document; range, shares headline, cover names 8 | document ↗ | |
| 2005-08-10 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2005-08-11 | 424B1 | final prospectus | $22.00 | 26,500,000 | $583,000,000 | NYSE RFX | 16 | primary document; price sentence, shares headline, proceeds table, underwriting table 15, cover names 8 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | REFCO, LLC | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.