IPO registrations (S-1, F-1) · Registrants
PARENT CO
- SEC CIK
- 1325118 · filings on EDGAR ↗
- Name on the registration
- BABYUNIVERSE, INC.
- Former names
- BABYUNIVERSE, INC. (2005–2008)
- Registration
- Form S-1, first filed 2005-04-28, last 2005-07-28; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2005-08-03; declared effective 2006-11-20
- Industry (SIC)
- Retail-Nonstore Retailers 5960
- Incorporated in
- CO
- Business address
- 717 17TH STREET, SUITE 1300, Denver, CO 80202
- EIN
- 65-0797093
- EDGAR entity type
- operating
- Insiders and CEO pay
- PARENT CO on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 2005-07-28)
- Final price
- $9.50 per share, within the range (424B4 filed 2005-08-03, an initial public offering)
- Shares sold
- 2,000,000
- Gross proceeds
- $19,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol BUN
- Lead underwriters
- Accounts receivable (60,135 shares)
- Syndicate
- Consolidated Balance Sheets December 31, March 31 (2,003); Inventory (27,200)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BABYUNIVERSE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Parent Company LLC Fuzzy (name and state)
- Business registration: The Parent Company, Inc. Fuzzy (name and state)
- SEC filer: BABYUNIVERSE, INC. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-28 | S-1 | S-1 (registration) | BABYUNIVERSE, INC. | 0000950144-05-004473 ↗ |
| 2005-06-15 | S-1/A | S-1/A (amendment) | BABYUNIVERSE, INC. | 0000950144-05-006501 ↗ |
| 2005-07-13 | S-1/A | S-1/A (amendment) | BABYUNIVERSE, INC. | 0000950144-05-007369 ↗ |
| 2005-07-28 | S-1/A | S-1/A (amendment) | BABYUNIVERSE, INC. | 0000950144-05-007883 ↗ |
| 2005-08-03 | 424B4 | 424B4 (final prospectus) | BABYUNIVERSE, INC. | 0000950144-05-008084 ↗ |
| 2006-11-20 | EFFECT | EFFECT (declared effective) | BABYUNIVERSE, INC. | 9999999995-06-002410 ↗ |
| 2007-01-24 | EFFECT | EFFECT (declared effective) | BABYUNIVERSE, INC. | 9999999995-07-000287 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-07-28 | S-1/A | registration statement | $8.00–$10.00 | 2,000,000 | - | NYSE American BUN | 3 | primary document; range, shares headline, underwriting table 3 | document ↗ | |
| 2005-08-03 | 424B4 | final prospectus | $9.50 | 2,000,000 | $19,000,000 | NYSE American BUN | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| TEXTOR JOHN C | Director; Director,Officer,TenPercentOwner | Chief Executive Officer | 22 | 2006–2008 | |
| GIMSON CURTIS S | Director | 1 | 2006 | ||
| BROWN GEORGIANNE K | Officer | EVP-Marketing | 1 | 2006 | |
| D. E. SHAW & CO, L.L.C. | Director,TenPercentOwnerOther; Other | 5 | 2007–2008 | ||
| D. E. SHAW & CO, L.P. | Director,TenPercentOwnerOther; Other | 5 | 2007–2008 | ||
| D. E. Shaw Composite Side Pocket Series 1, L.L.C. | Other | 1 | 2007 | ||
| eToys Direct, Inc. | Other | 1 | 2007 | ||
| SHAW DAVID E | Director,TenPercentOwnerOther; Other | 5 | 2007–2008 | ||
| Cummings Christopher | Officer | Senior VP & CIO | 2 | 2007–2008 | |
| Hollingsworth Barry | Officer | Chief Financial Officer; VP and CFO | 2 | 2007–2008 | |
| Wagner Michael J. | Director,Officer | Chief Executive Officer; President & CEO | 2 | 2007–2008 | |
| Abrams Pamela Nadine | Director | 2 | 2007–2008 | ||
| Rosales Joseph Frank | Director | 2 | 2007–2008 | ||
| Schaefer John V. | Director | 2 | 2007–2008 | ||
| Ulbrich Edward John | Director | 2 | 2007–2008 | ||
| Currie Craig Kimbrough | Officer | Senior VP My Twinn & BabyUnive; Vice President | 2 | 2007–2008 | |
| Hurley Frederick | Officer | Senior VP & Chief Merchant; Senior VP Merchandising | 2 | 2007–2008 | |
| D. E. Shaw Laminar Acquisition Holdings 3, L.L.C. | Director,TenPercentOwnerOther | 4 | 2007–2008 | ||
| Krueger Lauren | Director | 1 | 2007 | ||
| Laminar Direct Capital, L.L.C. | Director,TenPercentOwnerOther | 2 | 2008 | ||
| MacDougald Blaine | Director | 1 | 2008 | ||
| Edebohls Todd | Director,Officer | Chairman | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BABYUNIVERSE, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | PARENT CO | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Parent Company LLC | State business registries | name and state | |
| Business registration | The Parent Company, Inc. | State business registries | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.