IPO registrations (S-1, F-1) · Registrants
Okta, Inc.
- SEC CIK
- 1660134 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-03-13, last 2017-04-05; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2017-04-07; declared effective 2017-04-06
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 100 FIRST STREET, SUITE 600, San Francisco, CA 94105
- EIN
- 26-4175727
- Ticker
- OKTA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Okta, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2017-04-05)
- Final price
- $17.00 per share, within the range (424B4 filed 2017-04-07, an initial public offering)
- Shares sold
- 11,000,000
- Gross proceeds
- $187,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OKTA
- Lead underwriters
- Goldman Sachs (4,400,000 shares); J.P. Morgan (3,190,000 shares)
- Syndicate
- Allen & Company (1,650,000); Pacific Crest Securities; Canaccord Genuity (522,500); JMP Securities (522,500); KeyBanc Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OKTA, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Okta, Inc. Fuzzy (name and state)
- Business registration: Okta, Inc. Fuzzy (name and state)
- Business registration: Okta, Inc. Fuzzy (name and state)
- Business registration: OKTA, INC. Fuzzy (name and state)
- Business registration: OKTA, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: OKTA, INC. EXACT (EIN (EXACT))
- Federal award recipient: OKTA, INC. Fuzzy (name and state)
- Lobbying client: OKTA, INC. Fuzzy (name and state)
- Lobbying client: OKTA, INC. Fuzzy (name and state)
- Lobbying client: OKTA, INC. Fuzzy (name and state)
- Lobbying registrant: OKTA, INC. Fuzzy (name and state)
- SEC filer: Okta, Inc. EXACT (CIK (EXACT))
- Person page: Jeffrey E Epstein Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: L Michelle Wilson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Marc L Andreessen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-03-13 | S-1 | S-1 (registration) | Okta, Inc. | 0001193125-17-080301 ↗ |
| 2017-03-20 | S-1/A | S-1/A (amendment) | Okta, Inc. | 0001193125-17-088187 ↗ |
| 2017-03-27 | S-1/A | S-1/A (amendment) | Okta, Inc. | 0001193125-17-096402 ↗ |
| 2017-04-05 | S-1/A | S-1/A (amendment) | Okta, Inc. | 0001193125-17-110829 ↗ |
| 2017-04-06 | EFFECT | EFFECT (declared effective) | Okta, Inc. | 9999999995-17-000751 ↗ |
| 2017-04-07 | 424B4 | 424B4 (final prospectus) | Okta, Inc. | 0001193125-17-116256 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-04-05 | S-1/A | registration statement | $15.00–$17.00 | 11,000,000 | - | Nasdaq OKTA | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2017-04-07 | 424B4 | final prospectus | $17.00 | 11,000,000 | $187,000,000 | Nasdaq OKTA | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AH Equity Partners I, L.L.C. | TenPercentOwner | 5 | 2017–2018 | ||
| AH Equity Partners IV (Parallel), L.L.C. | TenPercentOwner | 5 | 2017–2018 | ||
| AH Parallel Fund IV-A, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| AH Parallel Fund IV-B, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| AH Parallel Fund IV, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| AH Parallel Fund IV-Q, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| Andreessen Horowitz Fund I-A, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| Andreessen Horowitz Fund I-B, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| Andreessen Horowitz Fund I, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| Andreessen Marc L | TenPercentOwner | 5 | 2017–2018 | person page Fuzzy | |
| Grady Patrick W | Director; Director,TenPercentOwner | 20 | 2017–2023 | ||
| Greylock XIII-A Limited Partnership | TenPercentOwner | 5 | 2017–2018 | ||
| Greylock XIII GP LLC | Other; TenPercentOwner | 5 | 2017–2018 | ||
| Greylock XIII Limited Partnership | TenPercentOwner | 5 | 2017–2018 | ||
| HOROWITZ BENJAMIN A | Director; Director,TenPercentOwner | 42 | 2017–2025 | ||
| Kerrest Jacques Frederic | Director; Director,Officer | Chief Operating Officer; See Remarks | 97 | 2017–2026 | |
| Khosla Ventures Associates IV, LLC | Other; TenPercentOwner | 4 | 2017 | ||
| Khosla Ventures IV (CF), L.P. | Other; TenPercentOwner | 4 | 2017 | ||
| Khosla Ventures IV, L.P. | Other; TenPercentOwner | 4 | 2017 | ||
| KHOSLA VINOD | Other; TenPercentOwner | 4 | 2017 | ||
| KOUREY MICHAEL R | Director; Officer | Chief Financial Officer | 22 | 2017–2021 | |
| Losch William E | Officer | Chief Financial Officer | 42 | 2017–2021 | |
| McKinnon Todd | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer | 84 | 2017–2026 | |
| Race Charles | Officer | See Remarks | 38 | 2017–2021 | |
| Runyan Jonathan T | Officer | General Counsel and Secretary | 58 | 2017–2023 | |
| SC US GF V Holdings, Ltd. | TenPercentOwner | 5 | 2017–2018 | ||
| SC U.S. GROWTH VI MANAGEMENT, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| SC US (TTGP), LTD. | TenPercentOwner | 5 | 2017–2018 | ||
| SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. | TenPercentOwner | 5 | 2017–2018 | ||
| Stankey Michael A. | Director | 14 | 2017–2025 | ||
| VK Services, LLC | Other; TenPercentOwner | 4 | 2017 | ||
| WILSON L MICHELLE | Director | 15 | 2017–2022 | person page Fuzzy | |
| SCGF V Management, L.P. | TenPercentOwner | 3 | 2017–2018 | ||
| ARCHAMBEAU SHELLYE L | Director | 17 | 2018–2026 | ||
| Saeger Rebecca | Director | 14 | 2019–2025 | ||
| Dixon Robert L JR | Director | 15 | 2019–2026 | ||
| KRAMER CHRISTOPHER K | Officer | Chief Accounting Officer | 24 | 2019–2022 | |
| St. Ledger Susan | Officer | See Remarks | 8 | 2021–2022 | |
| Epstein Jeff | Director | 12 | 2021–2026 | person page Fuzzy | |
| Tighe Brett | Officer | Chief Financial Officer; See Remarks | 42 | 2021–2026 | |
| Ninan Shibu | Officer | Chief Accounting Officer | 27 | 2022–2026 | |
| Choi Emilie | Director | 9 | 2022–2026 | ||
| Schwartz Larissa | Officer | See Remarks | 47 | 2023–2026 | |
| Addison Jonathan James | Officer | Chief Revenue Officer | 23 | 2024–2026 | |
| Bates Anthony John | Director | 4 | 2024–2026 | ||
| Kelleher Eric Robert | Officer | See Remarks | 20 | 2025–2026 | |
| Schellhase David | Director | 5 | 2025–2026 | ||
| Wilderotter Mary Agnes | Director | 2 | 2025 | ||
| BERNSHTEYN ROBERT | Director | 3 | 2025–2026 | ||
| SAGAN PAUL | Director | 3 | 2025–2026 | ||
| Morgan Scott | Officer | Chief Legal Officer | 2 | 2026 | |
| Riley Helen | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Okta, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Okta, Inc. | State business registries | name and state | |
| Business registration | Okta, Inc. | State business registries | name and state | |
| Business registration | Okta, Inc. | State business registries | name and state | |
| Business registration | OKTA, INC. | State business registries | name and state | |
| Business registration | OKTA, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | OKTA, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | OKTA, INC. | EIN (EXACT) | ||
| Federal award recipient | OKTA, INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | OKTA, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | OKTA, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | OKTA, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying registrant | OKTA, INC. | Federal lobbying (LDA) | name and state | |
| Person page | Jeffrey E Epstein | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | L Michelle Wilson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Marc L Andreessen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.