IPO registrations (S-1, F-1) · Registrants

NUVASIVE INC

SEC CIK
1142596 · filings on EDGAR ↗
Registration
Form S-1, first filed 2004-03-05, last 2004-05-11; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 2004-05-13
Industry (SIC)
Surgical & Medical Instruments & Apparatus 3841
Incorporated in
DE
Business address
7475 LUSK BLVD, San Diego, CA 92121
EIN
33-0768598
EDGAR entity type
operating
Insiders and CEO pay
NUVASIVE INC on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 2004-05-05)
Final price
$11.00 per share, within the range (424B4 filed 2004-05-13, an initial public offering)
Shares sold
6,500,000
Gross proceeds
$71,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol NUVA
Lead underwriters
BofA Securities (2,502,500 shares); Lehman Brothers (2,502,500 shares); Thomas Weisel Partners (1,170,000 shares); William Blair (325,000 shares)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 9

FiledFormWhat it isName as filedEDGAR
2004-03-05S-1S-1 (registration)NUVASIVE INC0001047469-04-006806 ↗
2004-04-08S-1/AS-1/A (amendment)NUVASIVE INC0001047469-04-011386 ↗
2004-04-26S-1/AS-1/A (amendment)NUVASIVE INC0001047469-04-013393 ↗
2004-05-05S-1/AS-1/A (amendment)NUVASIVE INC0001047469-04-015702 ↗
2004-05-11S-1/AS-1/A (amendment)NUVASIVE INC0001047469-04-016818 ↗
2004-05-13424B4424B4 (final prospectus)NUVASIVE INC0001047469-04-017088 ↗
2005-08-29424B1424B1 (final prospectus)NUVASIVE INC0001104659-05-041813 ↗
2005-09-08424B1424B1 (final prospectus)NUVASIVE INC0001104659-05-043382 ↗
2006-02-02424B4424B4 (final prospectus)NUVASIVE INC0001193125-06-018213 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2004-05-05S-1/Aregistration statement$11.00–$13.006,500,000-Nasdaq NUVA4primary document; range, shares headline, cover names 4document ↗
2004-05-11S-1/Aregistration statement--0primary document; no terms founddocument ↗
2004-05-13424B4final prospectus$11.006,500,000$71,500,000Nasdaq NUVA4primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Cornwall G BryanOfficerVP, Research & Development142006
Hannon JasonOfficerEVP and General Counsel; EVP, Gen. Counsel & Secretary; EVP, General Counsel & Sec.; EVP, International; EVP, Int'l and General Counsel; President and COO; SVP and General Counsel; VP, Legal Affairs; VP, Legal Affairs & Secretary822006–2017
Lukianov Alexis VDirector,OfficerCEO and Chairman; Chairman & CEO; Chief Exec. Officer & Chairman862006–2015
Miles PatrickDirector; OfficerEVP, Marketing and Development; Pres., Global Products & Svcs; President, Americas; President and COO; President, Global Prod & Svcs; Senior VP, Marketing952006–2017
OBOYLE KEVIN COfficerCFO and Executive VP502006–2009
Skinner James JOfficerVP,Strategic Sales Development92006
Spangler JonathanOfficerVP & Chief Patent Counsel102006
Valentine KeithOfficerCOO; Pres. & Chief Operating Office; President; President and COO; President & COO892006–2015
Yuan Hansen ADirector92006–2009
BLAIR JACK RDirector222006–2016
FARRELL PETER CDirector202006–2018
HOWE LESLEY HDirector262006–2018person page Fuzzy
HUNT ROBERT JDirector192006–2014
BLAIR JAMES CDirector82006–2007
Rydin Jeffrey POfficerEVP, Sales, Americas; President, Global Sales; Senior V.P., U.S. Sales392007–2012
MORE EILEEN MDirector172007–2014
Treharne Richard IIIDirector112009–2013
LAMBERT MICHAELOfficerCFO and Executive VP; EVP & CFO; Executive Vice Pres. & CFO252009–2014
Hunsaker Craig EOfficerSVP, Global Human Resources262011–2014
Lipschultz TylerOfficerEVP, Biologics; Exec. VP., Global Operations62011–2012
Leddy Peter MichaelDirector; Officer; OtherEVP Corp Integrity and HR; EVP Global HR; EVP, People and Culture142011–2019
Link MatthewOfficerEVP, Strategy, Tech & Corp Dev; EVP, U.S. Sales; Exec. VP U.S. Sales; President; President, Strat/Tech/Corp Dev; President, U.S. Commercial; President, U.S. Sales and Svc.452013–2020
Powers RussellOfficerEVP; EVP, International; Exec. VP Sales Int'l Ops282013–2015
LUCIER GREGORY TDirector; Director,OfficerChairman & CEO382013–2021
Paolucci Michael EOfficerEVP, Global Human Resources; Exec. V.P., Global HR42014
Norwalk Leslie VDirector142014–2023person page Fuzzy
Blackford Quentin S.OfficerCFO; CFO and CAO142014–2017
Carol CoxOfficer; OtherEVP, Corporate Affairs and HR; EVP Ext Affairs & Corp Mktg; EVP External Affairs; EVP Strategy, Corp Dev102014–2019
CAPPS VICKIE LDirector122015–2023
Wolterman DanDirector112015–2023
Hanson Jason DavidOfficerEVP, Strategy, Corp Dev & GC12015
FRIEL ROBERT FDirector112016–2023person page Fuzzy
Rosenberg Donald JDirector112016–2022
Roschak Edmund JOfficerCEO, NuVasive Spec. Orthopedic22016–2017
OHALLERAN MICHAEL DDirector102016–2019person page Fuzzy
Sylvain Jereme MOfficerChief Accounting Officer52016–2018
Stafslien JoanOfficer; OtherEVP and General Counsel42016–2019
KIIL HARRY SKIPOfficerEVP International12017
Rozow StephenOfficerEVP, Global Process22017–2018
Asarpota RajeshOfficerCFO42017–2019
DeFord John ADirector92018–2023
SISITSKY NATHANIELOfficerSVP & General Counsel132018–2023
Huennekens R ScottDirector82018–2023
Barry James ChristopherDirector,OfficerChief Executive Officer172018–2023
McClintock PaulOfficerPresident, U.S. Commercial42019
Vitale LucasOfficerChief Human Resources Officer112019–2021
Harbaugh Matthew KOfficerEVP and CFO82020–2023person page Fuzzy
Wolf Dale A.OfficerSVP, Global Operations82020–2023
Boucher Brent J.OfficerEVP, Global Commercial32020–2021
Calafiore MassimoOfficerEVP, Chief Commercial Officer; EVP, Global Business Units92020–2022
Kadia SiddharthaDirector72021–2023
Raimundo Amy BeltDirector52021–2023person page Fuzzy
Morton Andrew C.OfficerSVP, CHRO22022
Rosenbaum Marc W.OfficerChief Accounting Officer22022–2023
Farrington MichaelOfficerSVP, People and Culture32022–2023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationNuVasive, Inc.CAState business registriesname and state
Business registrationNUVASIVE, INC.CAState business registriesname and state
Business registrationNuVasive, LLCCAState business registriesname and state
Business registrationNUVASIVE, LLCCAState business registriesname and state
Business registrationNUVASIVE, LLCCAState business registriesname and state
Business registrationNUVASIVE, LLCCAState business registriesname and state
Business registrationNUVASIVE, LLCCAState business registriesname and state
Plan sponsorNUVASIVE, INCCAForm 5500 (employee benefit plans)name and state
Plan sponsorNUVASIVE, INCCAForm 5500 (employee benefit plans)name and state
Federal award recipientNUVASIVE, INCCAFederal spending (USAspending)name and state
Paying companyNuVasive, Inc.CAOpen Payments (drug and device company payments)name and state
Patent assigneeNuVasive, Inc.CAPatents (USPTO)name and state
SEC filerNUVASIVE INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerNuVasive, Inc.CATrademarks (USPTO)name and state
Business registrationNUVASIVE, INC.State business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorNUVASIVE, INCEIN (EXACT)
Person pageAmy Belt RaimundoPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageLesley H HowePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageLeslie V Norwalk JdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageMichael D O'HalleranPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageMr Matthew K HarbaughPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageRobert F FrielPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.