IPO registrations (S-1, F-1) · Registrants
NEWCOM INC
- SEC CIK
- 1042100 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-07-16, last 1997-09-15; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1997-09-17
- Industry (SIC)
- Miscellaneous Electrical Machinery, Equipment & Supplies 3690
- Incorporated in
- DE
- Business address
- 31166 VIA COLINAS, Westlake Village, CA 91362
- EIN
- 95-4485355
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1997-09-15)
- Final price
- $13.78 per share, above the range (424B4 filed 1997-09-17, an initial public offering)
- Shares sold
- 2,000,000
- Gross proceeds
- $27,560,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NWCM
- Lead underwriters
- Joseph Charles & Associates, Inc (700,000 shares)
- Syndicate
- Pennsylvania Merchant Group Ltd (190,000); Black & Company, Inc (130,000); Cohig & Associates, Inc (130,000); Kashner Davidson Securities Corporation (130,000); Neidiger, Tucker, Bruner, Inc (130,000); Paulson Investment Company, Inc (130,000); R A F Financial Corporation (115,000); Shamrock Partners, Ltd (115,000); Werbel-Roth Securities, Inc (115,000); Westport Resources Investment Services, Inc (115,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-16 | S-1 | S-1 (registration) | NEWCOM INC | 0001012870-97-001274 ↗ |
| 1997-07-25 | S-1/A | S-1/A (amendment) | NEWCOM INC | 0001017062-97-001369 ↗ |
| 1997-08-26 | S-1/A | S-1/A (amendment) | NEWCOM INC | 0000950109-97-005565 ↗ |
| 1997-09-08 | S-1/A | S-1/A (amendment) | NEWCOM INC | 0000898430-97-003854 ↗ |
| 1997-09-12 | S-1/A | S-1/A (amendment) | NEWCOM INC | 0001012870-97-001762 ↗ |
| 1997-09-15 | S-1/A | S-1/A (amendment) | NEWCOM INC | 0000950109-97-005927 ↗ |
| 1997-09-17 | 424B4 | 424B4 (final prospectus) | NEWCOM INC | 0000944209-97-001220 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-15 | S-1/A | registration statement | $8.00–$10.00 | 2,000,000 | - | Nasdaq NWCM | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1997-09-17 | 424B4 | final prospectus | $13.78 | 2,000,000 | $27,560,000 | Nasdaq NWCM | 11 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 11, cover names 1 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.