IPO registrations (S-1, F-1) · Registrants
NETEZZA CORP
- SEC CIK
- 1132484 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-03-22, last 2007-07-03; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2007-07-19; declared effective 2007-07-18
- Industry (SIC)
- Electronic Computers 3571
- Business address
- 26 FOREST STREET, Marlborough, MA 01752
- EIN
- 04-3527320
- EDGAR entity type
- operating
- Insiders and CEO pay
- NETEZZA CORP on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 2007-07-03)
- Final price
- $12.00 per share, above the range (424B4 filed 2007-07-19, an initial public offering)
- Shares sold
- 9,000,000
- Gross proceeds
- $108,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Morgan Stanley; Needham & Company; Credit Suisse; Thomas Weisel Partners
- Syndicate
- Weisel Partners LLC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NETEZZA CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Netezza Corporation Fuzzy (name and state)
- Business registration: Netezza, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: NETEZZA CORPORATION C/O SCOTT CAMPBELL EXACT (EIN (EXACT))
- SEC filer: NETEZZA CORP EXACT (CIK (EXACT))
- Person page: Edward J Zander Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: J Chris Scalet Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Oliver D Curme Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-03-22 | S-1 | S-1 (registration) | NETEZZA CORP | 0000950135-07-001814 ↗ |
| 2007-05-04 | S-1/A | S-1/A (amendment) | NETEZZA CORP | 0000950135-07-002850 ↗ |
| 2007-05-15 | S-1/A | S-1/A (amendment) | NETEZZA CORP | 0000950135-07-003190 ↗ |
| 2007-06-13 | S-1/A | S-1/A (amendment) | NETEZZA CORP | 0000950135-07-003647 ↗ |
| 2007-06-28 | S-1/A | S-1/A (amendment) | NETEZZA CORP | 0000950135-07-003953 ↗ |
| 2007-07-03 | S-1/A | S-1/A (amendment) | NETEZZA CORP | 0000950135-07-004154 ↗ |
| 2007-07-18 | EFFECT | EFFECT (declared effective) | NETEZZA CORP | 9999999995-07-002848 ↗ |
| 2007-07-19 | 424B4 | 424B4 (final prospectus) | NETEZZA CORP | 0000950135-07-004364 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-07-03 | S-1/A | registration statement | $9.00–$11.00 | 9,000,000 | - | 5 | primary document; range, shares headline, cover names 5 | document ↗ | ||
| 2007-07-19 | 424B4 | final prospectus | $12.00 | 9,000,000 | $108,000,000 | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BATTERY INVESTMENT PARTNERS VI LLC | TenPercentOwner | 4 | 2007–2008 | ||
| BATTERY PARTNERS VI LLC | TenPercentOwner | 4 | 2007–2008 | ||
| BATTERY VENTURES VI LP | TenPercentOwner | 4 | 2007–2008 | ||
| Baum James | Director,Officer | President & CEO; President & COO | 22 | 2007–2010 | |
| Charles River Friends XI-A, LP | TenPercentOwner | 5 | 2007–2008 | ||
| Charles River Friends XI-B, LP | TenPercentOwner | 5 | 2007–2008 | ||
| CHARLES RIVER PARTNERSHIP XI LP | TenPercentOwner | 5 | 2007–2008 | ||
| Charles River XI GP, LLC | TenPercentOwner | 5 | 2007–2008 | ||
| Charles River XI GP, LP | TenPercentOwner | 5 | 2007–2008 | ||
| Cotter Patricia | Officer | Sr. VP, Worldwide Operations; VP of Worldwide Operations | 30 | 2007–2010 | |
| CROTTY THOMAS J | TenPercentOwner | 4 | 2007–2008 | ||
| CURME OLIVER D | TenPercentOwner | 4 | 2007–2008 | person page Fuzzy | |
| DHALIWAL SUNIL | Director; Other | 4 | 2007–2008 | ||
| Dintersmith Ted R | Director | 2 | 2007 | ||
| DUNST ROBERT J JR | Director | 4 | 2007–2009 | ||
| FERRI PAUL J | Director; Director,TenPercentOwner | 11 | 2007–2010 | ||
| FRISBIE RICHARD D | TenPercentOwner | 4 | 2007–2008 | ||
| GOGUEN MICHAEL L | TenPercentOwner | 2 | 2007 | ||
| GORDON MICHAEL B | TenPercentOwner | 2 | 2007 | ||
| JONES MORGAN M | TenPercentOwner | 4 | 2007–2008 | ||
| KANE CHARLES | Director | 5 | 2007–2010 | ||
| KVAMME MARK | TenPercentOwner | 2 | 2007 | ||
| LAWLER KENNETH P | TenPercentOwner | 4 | 2007–2008 | ||
| LEONE DOUGLAS M | TenPercentOwner | 2 | 2007 | ||
| MADERA PAUL S | TenPercentOwner | 2 | 2007 | ||
| MATRIX PARTNERS VI LP ET AL | TenPercentOwner | 8 | 2007–2010 | ||
| MCP ENTREPRENEUR PARTNERS II LP | TenPercentOwner | 2 | 2007 | ||
| MERITECH CAPITAL AFFILIATES II LP | TenPercentOwner | 2 | 2007 | ||
| Meritech Capital Associates II L.L.C. | TenPercentOwner | 2 | 2007 | ||
| MERITECH CAPITAL PARTNERS II LP | TenPercentOwner | 2 | 2007 | ||
| Meritech Management Associates II L.L.C. | TenPercentOwner | 2 | 2007 | ||
| MORITZ MICHAEL J | TenPercentOwner | 2 | 2007 | ||
| Saxena Jitendra S | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO | 43 | 2007–2010 | |
| Scannell Patrick J Jr | Officer | CFO & Sr. Vice President | 22 | 2007–2010 | |
| SC X MANAGEMENT LLC | TenPercentOwner | 3 | 2007–2008 | ||
| SEQUOIA CAPITAL X | TenPercentOwner | 3 | 2007–2008 | ||
| SEQUOIA CAPITAL X PRINCIPALS FUND LLC | TenPercentOwner | 3 | 2007–2008 | ||
| SEQUOIA TECHNOLOGY PARTNERS X LP | TenPercentOwner | 3 | 2007–2008 | ||
| SHERMAN MARK H | TenPercentOwner | 4 | 2007–2008 | ||
| STEVENS MARK A | TenPercentOwner | 2 | 2007 | ||
| TABORS R DAVID | TenPercentOwner | 4 | 2007–2008 | ||
| TACOMA RAY B | Officer | Sr. Vice President of WW Sales | 29 | 2007–2010 | |
| TOBIN SCOTT R | TenPercentOwner | 4 | 2007–2008 | ||
| ZANDER EDWARD J | Director | 7 | 2007–2010 | person page Fuzzy | |
| WIREFREE SERVICES BELGIUM SA | TenPercentOwner | 2 | 2007 | ||
| GYENES PETER | Director | 6 | 2007–2010 | ||
| Armony Izhar | TenPercentOwner | 1 | 2008 | ||
| Baldwin Christopher | TenPercentOwner | 1 | 2008 | ||
| BURNES RICHARD M JR | TenPercentOwner | 1 | 2008 | ||
| SACHS BRUCE I | TenPercentOwner | 1 | 2008 | ||
| TAI WILLIAM | TenPercentOwner | 1 | 2008 | ||
| Zak Michael J | TenPercentOwner | 1 | 2008 | ||
| DRAMIS FRANCIS A JR | Director | 5 | 2008–2010 | ||
| Scalet J Chris | Director | 4 | 2009–2010 | person page Fuzzy | |
| Flaxman David R | Officer | SVP, Products & Technology | 3 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NETEZZA CORPORATION | MA | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | NETEZZA CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Netezza Corporation | State business registries | name and state | |
| Business registration | Netezza, LLC | State business registries | name and state | |
| Form 5500 plan sponsor | NETEZZA CORPORATION C/O SCOTT CAMPBELL | EIN (EXACT) | ||
| Person page | Edward J Zander | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | J Chris Scalet | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Oliver D Curme | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.