IPO registrations (S-1, F-1) · Registrants

MIND TECHNOLOGY, INC

SEC CIK
926423 · filings on EDGAR ↗
Former names
MITCHAM INDUSTRIES INC (1996–2020)
Registration
Form S-1, first filed 1997-01-17, last 2021-11-04; 3 initial registrations, 9 amendments
Outcome
Final prospectus filed 1997-03-06; declared effective 2011-06-03
Industry (SIC)
Search, Detection, Navigation, Guidance, Aeronautical Sys 3812
Incorporated in
DE
Business address
2002 TIMBERLOCH PLACE, SUITE 400, The Woodlands, TX 77380-1187
EIN
76-0210849
Ticker
MIND (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
MIND TECHNOLOGY, INC on the corporate pages

Offering terms

Shares offered
3,000,000
Listing
Nasdaq under the symbol MIND
Lead underwriters
Rodman & Renshaw; Simmons & Company

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 26

FiledFormWhat it isName as filedEDGAR
1997-01-17S-1S-1 (registration)MITCHAM INDUSTRIES INC0000950129-97-000175 ↗
1997-01-31S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0000950129-97-000343 ↗
1997-03-05S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0000950129-97-000846 ↗
1997-03-06424B1424B1 (final prospectus)MITCHAM INDUSTRIES INC0000950129-97-000906 ↗
1997-12-18424B1424B1 (final prospectus)MITCHAM INDUSTRIES INC0000950129-97-005320 ↗
2011-06-03EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-11-001734 ↗
2012-06-04EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-12-001721 ↗
2015-11-23S-1S-1 (registration)MITCHAM INDUSTRIES INC0001193125-15-385401 ↗
2015-12-24S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-15-413286 ↗
2016-04-22S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-16-552223 ↗
2016-05-16S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-16-590765 ↗
2016-05-18S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-16-594084 ↗
2016-05-20S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-16-597777 ↗
2016-06-01S-1/AS-1/A (amendment)MITCHAM INDUSTRIES INC0001193125-16-608775 ↗
2016-06-02EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-16-004807 ↗
2016-06-06424B4424B4 (final prospectus)MITCHAM INDUSTRIES INC0001193125-16-612930 ↗
2016-09-09EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-16-005655 ↗
2018-02-12EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-18-000408 ↗
2019-10-03EFFECTEFFECT (declared effective)MITCHAM INDUSTRIES INC9999999995-19-002242 ↗
2020-09-21EFFECTEFFECT (declared effective)MIND TECHNOLOGY, INC9999999995-20-002509 ↗
2020-09-21EFFECTEFFECT (declared effective)MIND TECHNOLOGY, INC9999999995-20-002510 ↗
2021-10-25S-1S-1 (registration)MIND TECHNOLOGY, INC0001193125-21-306735 ↗
2021-11-04S-1/AS-1/A (amendment)MIND TECHNOLOGY, INC0001193125-21-319686 ↗
2021-11-08S-1MEFS-1MEF (added securities)MIND TECHNOLOGY, INC0001193125-21-323406 ↗
2021-11-08EFFECTEFFECT (declared effective)MIND TECHNOLOGY, INC9999999995-21-004249 ↗
2021-11-10424B4424B4 (final prospectus)MIND TECHNOLOGY, INC0001193125-21-325135 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-03-05S-1/Aregistration statement3,000,000-Nasdaq MIND2from the submission text; shares headline, cover names 2document ↗
1997-03-06424B1final prospectus3,000,000-Nasdaq MIND2from the submission text; shares headline, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CAPPS ROBERT PDirector; Director,Officer; OfficerChief Financial Officer; Co-CEO and CFO; EVP - Finance & CFO; President and CEO252006–2026
LEWIS R DEANDirector202006–2019
BLUM PETER HDirector522006–2026
Malden GuyOfficerCo-CEO and EVP; EVP - Marine Systems; VP - Marine Systems; VP- Marine Systems322006–2021
MITCHAM BILLY F JRDirector,OfficerCEO & President252006–2015
PUGH MICHAEL AOfficerEVP & CFO12006
ROGERS PAUL GUYOfficerVP - Business Development282006–2016
SCHWALBE JOHN FDirector182006–2015
Albers Robert JohnDirector242008–2021
MIDWOOD CAPITAL MANAGEMENT LLCTenPercentOwner92015–2016
GLANVILLE THOMAS SDirector132015–2026
ROWLAND MARCUS CDirector72015–2021person page Fuzzy
COX MARK ALANOfficerCFO; Principal Accounting Officer92017–2026
Hilarides William HunterDirector92019–2026
Morris Dennis PatrickOfficerChief Operating Officer42020–2021
Baden Alan PerryDirector62022–2026
Harned Nancy JeanDirector22022

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationMIND TECHNOLOGY, INC.TXState business registriesname and state
SEC filerMIND TECHNOLOGY, INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerMIND TECHNOLOGY, INC.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorMIND TECHNOLOGY, INC.EIN (EXACT)
Person pageMarcus C RowlandPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.