IPO registrations (S-1, F-1) · Registrants
MIND TECHNOLOGY, INC
- SEC CIK
- 926423 · filings on EDGAR ↗
- Former names
- MITCHAM INDUSTRIES INC (1996–2020)
- Registration
- Form S-1, first filed 1997-01-17, last 2021-11-04; 3 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 1997-03-06; declared effective 2011-06-03
- Industry (SIC)
- Search, Detection, Navigation, Guidance, Aeronautical Sys 3812
- Incorporated in
- DE
- Business address
- 2002 TIMBERLOCH PLACE, SUITE 400, The Woodlands, TX 77380-1187
- EIN
- 76-0210849
- Ticker
- MIND (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- MIND TECHNOLOGY, INC on the corporate pages
Offering terms
- Shares offered
- 3,000,000
- Listing
- Nasdaq under the symbol MIND
- Lead underwriters
- Rodman & Renshaw; Simmons & Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MIND TECHNOLOGY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: MIND TECHNOLOGY, INC. EXACT (EIN (EXACT))
- SEC filer: MIND TECHNOLOGY, INC EXACT (CIK (EXACT))
- Person page: Marcus C Rowland Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 26
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-01-17 | S-1 | S-1 (registration) | MITCHAM INDUSTRIES INC | 0000950129-97-000175 ↗ |
| 1997-01-31 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0000950129-97-000343 ↗ |
| 1997-03-05 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0000950129-97-000846 ↗ |
| 1997-03-06 | 424B1 | 424B1 (final prospectus) | MITCHAM INDUSTRIES INC | 0000950129-97-000906 ↗ |
| 1997-12-18 | 424B1 | 424B1 (final prospectus) | MITCHAM INDUSTRIES INC | 0000950129-97-005320 ↗ |
| 2011-06-03 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-11-001734 ↗ |
| 2012-06-04 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-12-001721 ↗ |
| 2015-11-23 | S-1 | S-1 (registration) | MITCHAM INDUSTRIES INC | 0001193125-15-385401 ↗ |
| 2015-12-24 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-15-413286 ↗ |
| 2016-04-22 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-16-552223 ↗ |
| 2016-05-16 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-16-590765 ↗ |
| 2016-05-18 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-16-594084 ↗ |
| 2016-05-20 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-16-597777 ↗ |
| 2016-06-01 | S-1/A | S-1/A (amendment) | MITCHAM INDUSTRIES INC | 0001193125-16-608775 ↗ |
| 2016-06-02 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-16-004807 ↗ |
| 2016-06-06 | 424B4 | 424B4 (final prospectus) | MITCHAM INDUSTRIES INC | 0001193125-16-612930 ↗ |
| 2016-09-09 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-16-005655 ↗ |
| 2018-02-12 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-18-000408 ↗ |
| 2019-10-03 | EFFECT | EFFECT (declared effective) | MITCHAM INDUSTRIES INC | 9999999995-19-002242 ↗ |
| 2020-09-21 | EFFECT | EFFECT (declared effective) | MIND TECHNOLOGY, INC | 9999999995-20-002509 ↗ |
| 2020-09-21 | EFFECT | EFFECT (declared effective) | MIND TECHNOLOGY, INC | 9999999995-20-002510 ↗ |
| 2021-10-25 | S-1 | S-1 (registration) | MIND TECHNOLOGY, INC | 0001193125-21-306735 ↗ |
| 2021-11-04 | S-1/A | S-1/A (amendment) | MIND TECHNOLOGY, INC | 0001193125-21-319686 ↗ |
| 2021-11-08 | S-1MEF | S-1MEF (added securities) | MIND TECHNOLOGY, INC | 0001193125-21-323406 ↗ |
| 2021-11-08 | EFFECT | EFFECT (declared effective) | MIND TECHNOLOGY, INC | 9999999995-21-004249 ↗ |
| 2021-11-10 | 424B4 | 424B4 (final prospectus) | MIND TECHNOLOGY, INC | 0001193125-21-325135 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-03-05 | S-1/A | registration statement | 3,000,000 | - | Nasdaq MIND | 2 | from the submission text; shares headline, cover names 2 | document ↗ | ||
| 1997-03-06 | 424B1 | final prospectus | 3,000,000 | - | Nasdaq MIND | 2 | from the submission text; shares headline, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CAPPS ROBERT P | Director; Director,Officer; Officer | Chief Financial Officer; Co-CEO and CFO; EVP - Finance & CFO; President and CEO | 25 | 2006–2026 | |
| LEWIS R DEAN | Director | 20 | 2006–2019 | ||
| BLUM PETER H | Director | 52 | 2006–2026 | ||
| Malden Guy | Officer | Co-CEO and EVP; EVP - Marine Systems; VP - Marine Systems; VP- Marine Systems | 32 | 2006–2021 | |
| MITCHAM BILLY F JR | Director,Officer | CEO & President | 25 | 2006–2015 | |
| PUGH MICHAEL A | Officer | EVP & CFO | 1 | 2006 | |
| ROGERS PAUL GUY | Officer | VP - Business Development | 28 | 2006–2016 | |
| SCHWALBE JOHN F | Director | 18 | 2006–2015 | ||
| Albers Robert John | Director | 24 | 2008–2021 | ||
| MIDWOOD CAPITAL MANAGEMENT LLC | TenPercentOwner | 9 | 2015–2016 | ||
| GLANVILLE THOMAS S | Director | 13 | 2015–2026 | ||
| ROWLAND MARCUS C | Director | 7 | 2015–2021 | person page Fuzzy | |
| COX MARK ALAN | Officer | CFO; Principal Accounting Officer | 9 | 2017–2026 | |
| Hilarides William Hunter | Director | 9 | 2019–2026 | ||
| Morris Dennis Patrick | Officer | Chief Operating Officer | 4 | 2020–2021 | |
| Baden Alan Perry | Director | 6 | 2022–2026 | ||
| Harned Nancy Jean | Director | 2 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MIND TECHNOLOGY, INC. | TX | State business registries | name and state |
| SEC filer | MIND TECHNOLOGY, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | MIND TECHNOLOGY, INC. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | MIND TECHNOLOGY, INC. | EIN (EXACT) | ||
| Person page | Marcus C Rowland | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.