IPO registrations (S-1, F-1) · Registrants
MAXLINEAR, INC
- SEC CIK
- 1288469 · filings on EDGAR ↗
- Name on the registration
- MAXLINEAR INC
- Former names
- MAXLINEAR INC (2004–2023)
- Registration
- Form S-1, first filed 2009-11-06, last 2010-03-18; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2010-03-24; declared effective 2010-03-23
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Business address
- 5966 LA PLACE CT., Carlsbad, CA 92008
- EIN
- 14-1896129
- Ticker
- MXL (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- MAXLINEAR, INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2010-03-18)
- Final price
- $14.00 per share, above the range (424B4 filed 2010-03-24, an initial public offering)
- Shares sold
- 6,444,100 (5,148,059 by the company, 1,296,041 by selling holders)
- Gross proceeds
- $90,217,400 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol MXL
- Lead underwriters
- Morgan Stanley; Deutsche Bank
- Syndicate
- UBS; Thomas Weisel Partners; Needham & Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MAXLINEAR. INC Fuzzy (name and state)
- Form 5500 plan sponsor: MAXLINEAR, INC. EXACT (EIN (EXACT))
- Lobbying client: MAXLINEAR Fuzzy (name and state)
- SEC filer: MAXLINEAR INC EXACT (CIK (EXACT))
- Person page: David E Liddle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Robert F Kibble Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-11-06 | S-1 | S-1 (registration) | MAXLINEAR INC | 0001193125-09-227449 ↗ |
| 2009-12-14 | S-1/A | S-1/A (amendment) | MAXLINEAR INC | 0001193125-09-252452 ↗ |
| 2010-01-21 | S-1/A | S-1/A (amendment) | MAXLINEAR INC | 0001193125-10-009842 ↗ |
| 2010-02-16 | S-1/A | S-1/A (amendment) | MAXLINEAR INC | 0001193125-10-032487 ↗ |
| 2010-03-05 | S-1/A | S-1/A (amendment) | MAXLINEAR INC | 0001193125-10-049079 ↗ |
| 2010-03-18 | S-1/A | S-1/A (amendment) | MAXLINEAR INC | 0001193125-10-060531 ↗ |
| 2010-03-23 | S-1MEF | S-1MEF (added securities) | MAXLINEAR INC | 0001193125-10-064799 ↗ |
| 2010-03-23 | EFFECT | EFFECT (declared effective) | MAXLINEAR INC | 9999999995-10-000806 ↗ |
| 2010-03-24 | 424B4 | 424B4 (final prospectus) | MAXLINEAR INC | 0001193125-10-065121 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-03-18 | S-1/A | registration statement | $11.00–$13.00 | $12.00 | 5,434,783 | $65,217,396 | NYSE MXL | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2010-03-24 | 424B4 | final prospectus | $14.00 | 6,444,100 | $90,217,400 | NYSE MXL | 5 | primary document; price line, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Alexander Edward E | Director,TenPercentOwner | 5 | 2010 | ||
| Battery Investment Partners VII, LLC | TenPercentOwner | 5 | 2010–2011 | ||
| Battery Partners VII, LLC | TenPercentOwner | 5 | 2010–2011 | ||
| Battery Ventures VII, L.P. | TenPercentOwner | 5 | 2010–2011 | ||
| CAMPA JOE D. | Officer | VP, Finance and Treasurer | 2 | 2010 | |
| Connors Timothy J | TenPercentOwner | 3 | 2010 | ||
| CROTTY THOMAS J | TenPercentOwner | 5 | 2010–2011 | ||
| FEDERMAN IRWIN | TenPercentOwner | 14 | 2010–2012 | ||
| FRISBIE RICHARD D | TenPercentOwner | 5 | 2010–2011 | ||
| FU WINSTON S | TenPercentOwner | 14 | 2010–2012 | ||
| GRAHAM JOHN MALCOLM | Officer | Vice President, Marketing | 5 | 2010–2011 | |
| IMURA KIMIHIKO | Officer | VP, Semiconductor Tech & Ops | 9 | 2010–2011 | |
| JONES MORGAN M | TenPercentOwner | 5 | 2010–2011 | ||
| KASTNER MICHAEL | Officer | Vice President, Sales | 7 | 2010–2012 | |
| KIBBLE ROBERT F | TenPercentOwner | 4 | 2010 | person page Fuzzy | |
| KRAUSZ STEVEN M | TenPercentOwner | 14 | 2010–2012 | ||
| LAWLER KENNETH P | Director; Director,TenPercentOwner | 10 | 2010–2011 | ||
| Lee Roger H | TenPercentOwner | 5 | 2010–2011 | ||
| LIDDLE DAVID E | Director,TenPercentOwner; TenPercentOwner | 16 | 2010–2012 | person page Fuzzy | |
| LING CURTIS | Director,Officer; Officer | Chief Technical Officer | 110 | 2010–2023 | |
| MCCREADY PATRICK E | Officer | CAO and Controller | 4 | 2010–2011 | |
| Mission Ventures Affiliates III LP | TenPercentOwner | 3 | 2010 | ||
| Mission Ventures III LP | TenPercentOwner | 3 | 2010 | ||
| Mission Ventures Management III LLC | TenPercentOwner | 3 | 2010 | ||
| MOYER ALBERT J | Director | 30 | 2010–2026 | ||
| PARDUN THOMAS E | Director | 27 | 2010–2026 | ||
| PRESIDIO MANAGEMENT GROUP VIII L L C | TenPercentOwner | 28 | 2010–2012 | ||
| REDDY MADHUKAR | Officer | VP, Central Engineering; VP, ICs and RF Systems Enginee | 93 | 2010–2023 | |
| ROOT JONATHAN D | TenPercentOwner | 14 | 2010–2012 | ||
| Rust Christopher J | TenPercentOwner | 14 | 2010–2012 | ||
| RYAN DAVID J | TenPercentOwner | 3 | 2010 | ||
| SCHROCK DONALD E | Director | 24 | 2010–2021 | ||
| SEENDRIPU KISHORE | Director,Officer,TenPercentOwner | Chairman, President and CEO; President and CEO | 167 | 2010–2026 | |
| SPIEGEL LEO | TenPercentOwner | 3 | 2010 | ||
| TABORS R DAVID | TenPercentOwner | 5 | 2010–2011 | ||
| Tansey Casey M | TenPercentOwner | 14 | 2010–2012 | ||
| TOBIN SCOTT R | TenPercentOwner | 5 | 2010–2011 | ||
| US VENTURE PARTNERS VIII L P | TenPercentOwner | 14 | 2010–2012 | ||
| USVP ENTREPRENEUR PARTNERS VIII A L P | TenPercentOwner | 14 | 2010–2012 | ||
| USVP ENTREPRENEUR PARTNERS VIII B L P | TenPercentOwner | 14 | 2010–2012 | ||
| USVP VIII AFFILIATES FUND L P | TenPercentOwner | 14 | 2010–2012 | ||
| WALSH BRENDAN | Officer | See Remarks; VP, Business Development; VP, Product Line Marketing | 72 | 2010–2023 | |
| YOUNG PHILIP M | TenPercentOwner | 14 | 2010–2012 | ||
| Spice Adam C. | Officer | VP, Chief Financial Officer | 48 | 2011–2018 | |
| CRADDOCK STEVEN | Director | 14 | 2011–2018 | ||
| Sprague Brian | Officer | VP & GM, Broadband & Consumer | 23 | 2011–2014 | |
| LaChance Michael J. | Officer | Vice President, Operations | 68 | 2011–2020 | |
| Scarpulla Justin | Officer | VP, Corporate Controller | 20 | 2012–2014 | |
| DESAI HK | Director | 4 | 2012–2014 | ||
| Torgerson William | Officer | Vice President, Global Sales; VP/GM, Broadband Group | 76 | 2012–2024 | |
| Tewksbury Ted L III | Director | 31 | 2015–2026 | ||
| McCarty Dana | Officer | Vice President, Global Sales; VP, Global Sales | 11 | 2016–2017 | |
| Kwong Connie H. | Officer | Corporate Controller & PAO; PAO & Controller; POA & Controller | 81 | 2016–2026 | |
| LOUGHEED JAMES | Officer | See remarks; See Remarks; VP, Component Products | 38 | 2017–2023 | |
| LITCHFIELD STEVEN G | Officer | See remarks | 47 | 2018–2026 | |
| Bollesen Michael | Officer | Vice President of Sales | 28 | 2018–2023 | |
| ARTUSI DANIEL A | Director | 26 | 2018–2026 | ||
| BEAVER CAROLYN | Director | 18 | 2018–2026 | ||
| Dougherty Greg | Director | 16 | 2020–2026 | ||
| Jones William Kelly | Officer | VP of Worldwide Operations | 12 | 2020–2023 | |
| Liu Tsu-Jae King | Director | 13 | 2021–2025 | ||
| Sayer Michelle Marie | Officer | General Counsel; See remarks | 8 | 2022–2024 | |
| Sennesael Kris | Director | 4 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MAXLINEAR. INC | CA | State business registries | name and state |
| Lobbying client | MAXLINEAR | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | MaxLinear, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | MAXLINEAR, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | MaxLinear, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | MAXLINEAR, INC. | EIN (EXACT) | ||
| Person page | David E Liddle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Robert F Kibble | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.