IPO registrations (S-1, F-1) · Registrants
Mastercard Inc
- SEC CIK
- 1141391 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-09-15, last 2006-05-24; 1 initial registration, 9 amendments
- Outcome
- Final prospectus filed 2006-05-25; declared effective 2006-05-24
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 2000 PURCHASE STREET, Purchase, NY 10577
- EIN
- 13-4172551
- Ticker
- MA (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Mastercard Inc on the corporate pages
Offering terms
- Proposed price range
- $40.00–$43.00 per share (S-1/A filed 2006-05-23)
- Final price
- $39.00 per share, below the range (424B4 filed 2006-05-25, an initial public offering)
- Shares sold
- 61,520,912
- Gross proceeds
- $2,399,315,568 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol MA
- Lead underwriters
- Goldman Sachs (21,532,319 shares); Citigroup (9,843,346 shares); HSBC (9,843,346 shares); J.P. Morgan (9,843,346 shares); Bear Stearns (1,230,418 shares); Cowen (1,230,418 shares); KeyBanc Capital Markets; Deutsche Bank (1,230,418 shares)
- Syndicate
- Harris Nesbitt (1,230,418); Santander; KeyBanc Capital Markets, a division of McDonald Investments Inc (1,230,418); Santander Investment, S.A (1,230,418); ABN AMRO (236,619); Barclays (236,619); William Blair (236,619); Calyon Securities (USA) Inc (236,619); Credit Suisse (236,619); Daiwa Capital Markets (236,619); ING Bank N.V., London Branch (236,619); Mitsubishi UFJ Securities International plc (236,619); Mizuho (236,619); Piper Sandler (236,619); Ramirez & Co. (236,619); Wells Fargo (236,619); Siebert Williams Shank (236,619)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MASTERCARD INCORPORATED Fuzzy (name and state)
- Lobbying client: MASTERCARD Fuzzy (name and state)
- Lobbying client: MASTERCARD, INC Fuzzy (name and state)
- Lobbying client: MASTERCARD, INC. Fuzzy (name and state)
- SEC filer: Mastercard Inc EXACT (CIK (EXACT))
- Person page: Gabrielle E Greene Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Linda Pistecchia Kirkpatrick Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Noah J Hanft Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Ronald E Garrow Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Steven J Freiberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-09-15 | S-1 | S-1 (registration) | MASTERCARD INC | 0001193125-05-185903 ↗ |
| 2005-11-14 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-05-223344 ↗ |
| 2005-12-06 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-05-237110 ↗ |
| 2006-03-23 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-061668 ↗ |
| 2006-04-17 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-080576 ↗ |
| 2006-05-03 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-097358 ↗ |
| 2006-05-05 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-101538 ↗ |
| 2006-05-22 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-116564 ↗ |
| 2006-05-23 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-117887 ↗ |
| 2006-05-24 | S-1/A | S-1/A (amendment) | MASTERCARD INC | 0001193125-06-118599 ↗ |
| 2006-05-24 | EFFECT | EFFECT (declared effective) | MASTERCARD INC | 9999999995-06-000056 ↗ |
| 2006-05-25 | 424B4 | 424B4 (final prospectus) | MASTERCARD INC | 0001193125-06-119247 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-05-23 | S-1/A | registration statement | $40.00–$43.00 | 61,520,912 | - | NYSE MA | 10 | primary document; range, shares headline, cover names 10 | document ↗ | |
| 2006-05-24 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-05-25 | 424B4 | final prospectus | $39.00 | 61,520,912 | $2,399,315,568 | NYSE MA | 25 | primary document; price table, shares headline, proceeds table, underwriting table 23, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Dunbar Webster Roy | Officer | President Technology Operation; Pres., Technology & Operations | 19 | 2006–2008 | |
| Hanft Noah J | Officer | Corporate Secretary; General Counsel; General Counsel & Corp. Sec.; General Counsel & Secretary | 44 | 2006–2014 | person page Fuzzy |
| Heuer Alan | Officer | Chief Operating Officer; Chief Operations Officer; Vice Chairman | 14 | 2006–2008 | |
| Maguire Tara | Officer | Controller | 10 | 2006–2009 | |
| McWilton Chris | Officer | CFO and Pres., Global Accounts; Chief Financial Officer; President, Global Accounts; President, North America; President, U.S. Markets | 47 | 2006–2015 | |
| Michl Michael | Officer | Chief Administrative Officer | 11 | 2006–2009 | |
| SELANDER ROBERT W | Director,Officer | Chief Executive Officer | 55 | 2006–2010 | |
| Thom Christopher Dugdale | Officer | Chief Risk Officer | 3 | 2006–2007 | |
| Amorim Manoel | Director | 2 | 2006 | ||
| CARLUCCI DAVID R | Director | 17 | 2006–2019 | ||
| Haythornthwaite Richard | Director | 36 | 2006–2021 | ||
| OLIVIE MARC | Director | 13 | 2006–2015 | ||
| Schwartz Mark | Director | 10 | 2006–2013 | ||
| TIAN EDWARD | Director | 20 | 2006–2016 | ||
| Fung Bernard S | Director | 5 | 2006–2009 | ||
| McLuskie Norman C | Director | 1 | 2006 | ||
| Freiberg Steven J | Director | 20 | 2006–2021 | person page Fuzzy | |
| Hean Tan Teong | Director | 2 | 2007 | ||
| KARCH NANCY J | Director | 17 | 2007–2018 | ||
| Flood Gary J | Officer | Pres. Global Prod. & Solutions; Pres. Glob. Prod. & Solutions; President, Global Products; President, Gl Prod & Solutions; President, Products & Services | 40 | 2007–2017 | |
| Macnee Walter | Officer | Former Pres. Intl. Markets; President, Global Markets; President, Intl. Markets; President, Intl. Markets | 16 | 2007–2012 | |
| HUNDMEJEAN MARTINA | Officer | Chief Financial Officer | 33 | 2007–2019 | |
| Mastercard Foundation | TenPercentOwner | 281 | 2007–2024 | ||
| Barzi Silvio | Director | 16 | 2008–2018 | ||
| REYES JOSE OCTAVIO | Director | 29 | 2008–2022 | ||
| Reeg Robert | Officer | President, Global Tech. & Oper; Pres, Mastercard Technologies; Pres, MasterCard Technologies; Pres., MasterCard Technologies | 26 | 2008–2017 | |
| TAI JACKSON P | Director | 16 | 2008–2022 | ||
| Voquer Stephanie | Officer | Chief H R Officer; Chief Human Resources Officer | 18 | 2008–2013 | |
| Ballenger Melissa J | Officer | Controller | 4 | 2009–2011 | |
| BANGA AJAY | Director,Officer; Officer | Chief Executive Officer; Executive Chairman; President and CEO; President and COO | 40 | 2009–2021 | |
| Qureshi Rima | Director | 24 | 2011–2026 | ||
| Sulca John H. | Officer | Controller | 1 | 2011 | |
| Cairns Ann | Officer | President, International; President, Intl Markets; President, Intl. Markets; Vice Chairman | 24 | 2011–2022 | |
| FORSTER ANDREA L | Officer | Corporate Controller | 13 | 2011–2017 | |
| Garrow Ronald E | Officer | Chief Human Resources Officer | 9 | 2013–2016 | person page Fuzzy |
| Murphy Timothy H | Officer | Chief Administrative Officer; General Counsel | 32 | 2014–2025 | |
| GENACHOWSKI JULIUS | Director | 20 | 2014–2026 | ||
| Janow Merit E | Director | 14 | 2014–2026 | ||
| Vosburg Craig | Officer | Chief Product Officer; Chief Services Officer; President, North America | 41 | 2016–2026 | |
| Matsumoto Oki | Director | 19 | 2016–2026 | ||
| Fraccaro Michael | Officer | Chief Human Resources Officer; Chief People Officer | 19 | 2016–2022 | |
| McLaughlin Edward Grunde | Officer | President & CTO, MA Tech; President, Operations & Tech | 30 | 2017–2026 | |
| Arkell Sandra A | Officer | Controller | 25 | 2017–2026 | |
| Goh Choon Phong | Director | 11 | 2018–2026 | ||
| Caldart Gilberto | Officer | President, International | 14 | 2018–2022 | |
| DAVIS RICHARD K | Director | 13 | 2018–2026 | ||
| Greene-Sulzberger Gabrielle | Director | 10 | 2018–2026 | person page Fuzzy | |
| SACHIN J. MEHRA | Officer | Chief Business Officer; Chief Financial Officer | 24 | 2019–2026 | |
| Froman Michael B. G. | Officer | V Chair & Pres Strategic Grwth | 6 | 2019–2023 | |
| Miebach Michael | Director,Officer; Officer | Chief Product Officer; President; President & CEO | 28 | 2019–2026 | |
| Bhalla Ajay | Officer | President Cyber & Intelligence | 18 | 2019–2024 | |
| Madabhushi Venkata R | Officer | Chief Marketing Officer; Chief Mktg & Comms Officer | 21 | 2019–2025 | |
| Stanton Kevin | Officer | Chief Services Officer; Chief Transformation Officer | 6 | 2019–2022 | |
| Moon Youngme E | Director | 9 | 2019–2026 | ||
| Uggla Lance Darrell Gordon | Director | 12 | 2019–2026 | ||
| Seshadri Raj | Officer | Chief Commercial Pmts Officer; President, Data & Services | 20 | 2020–2026 | |
| Kirkpatrick Linda Pistecchia | Officer | Chief Services Officer; President, Americas; President, North America | 14 | 2021–2026 | person page Fuzzy |
| Verma Richard R. | Officer | Chief Administrative Officer; General Counsel | 7 | 2021–2026 | |
| Bracher Candido | Director | 8 | 2021–2026 | ||
| Talwar Harit | Director | 7 | 2022–2026 | ||
| Ling Hai | Officer | Chief Financial Officer; Co-President, Intl Markets; President, AP, Europe, MEA | 15 | 2022–2026 | |
| Malhotra Raghuvir | Officer | Co-President, Intl Markets | 5 | 2022–2023 | |
| Mastercard Foundation Asset Management Corp | TenPercentOwner | 52 | 2024 | ||
| Lambert Jorn | Officer | Chief Product Officer | 7 | 2024–2026 | |
| Huntsman Jon M Jr | Officer | V Chair & Pres Strategic Grwth | 4 | 2024–2026 | |
| Muigai Susan W. | Officer | Chief People Officer | 3 | 2025–2026 | |
| Kramer Jill | Officer | Chief Mktg & Comms Officer | 3 | 2025–2026 | |
| Dosis Dimitrios | Officer | Chief Commercial Pmts Officer | 2 | 2026 | |
| Mullett Christopher Daniel | Officer | Corporate Controller | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MASTERCARD INCORPORATED | NY | State business registries | name and state |
| Contractor | MASTERCARD | NY | Nonprofit contractors (Form 990) | name and state |
| Lobbying client | MASTERCARD | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | MASTERCARD, INC | NY | Federal lobbying (LDA) | name and state |
| Lobbying client | MASTERCARD, INC. | NY | Federal lobbying (LDA) | name and state |
| SEC filer | Mastercard Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Gabrielle E Greene | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Linda Pistecchia Kirkpatrick | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Noah J Hanft | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Ronald E Garrow | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Steven J Freiberg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.