IPO registrations (S-1, F-1) · Registrants
Histogen Inc.
- SEC CIK
- 1383701 · filings on EDGAR ↗
- Former names
- Conatus Pharmaceuticals Inc. (2014–2020); Conatus Pharmaceuticals Inc (2006–2014)
- Registration
- Form S-1, first filed 2013-06-14, last 2020-12-29; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2013-07-25; declared effective 2013-07-24
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 10655 SORRENTO VALLEY ROAD, SUITE 200, San Diego, CA 92121
- EIN
- 20-3183915
- EDGAR entity type
- operating
- Insiders and CEO pay
- Histogen Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2013-07-23)
- Final price
- $11.00 per share, within the range (424B4 filed 2013-07-25, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $66,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CNAT
- Lead underwriters
- Stifel (2,100,000 shares)
- Syndicate
- Piper Sandler (2,100,000); JMP Securities (1,200,000); Truist Securities (600,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CONATUS PHARMACEUTICALS INC. EXACT (EIN (EXACT))
- Federal award recipient: HISTOGEN INC Fuzzy (name and state)
- Form D issuer: Histogen Inc. EXACT (CIK (EXACT))
- SEC filer: Conatus Pharmaceuticals Inc EXACT (CIK (EXACT))
- Person page: Richard W Pascoe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Susan A Knudson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Susan Richards Windham-Bannister Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-06-14 | S-1 | S-1 (registration) | Conatus Pharmaceuticals Inc | 0001193125-13-258411 ↗ |
| 2013-07-01 | S-1/A | S-1/A (amendment) | Conatus Pharmaceuticals Inc | 0001193125-13-278036 ↗ |
| 2013-07-08 | S-1/A | S-1/A (amendment) | Conatus Pharmaceuticals Inc | 0001193125-13-284983 ↗ |
| 2013-07-23 | S-1/A | S-1/A (amendment) | Conatus Pharmaceuticals Inc | 0001193125-13-298918 ↗ |
| 2013-07-24 | EFFECT | EFFECT (declared effective) | Conatus Pharmaceuticals Inc | 9999999995-13-002182 ↗ |
| 2013-07-25 | S-1MEF | S-1MEF (added securities) | Conatus Pharmaceuticals Inc | 0001193125-13-301361 ↗ |
| 2013-07-25 | 424B4 | 424B4 (final prospectus) | Conatus Pharmaceuticals Inc | 0001193125-13-302836 ↗ |
| 2014-08-25 | EFFECT | EFFECT (declared effective) | Conatus Pharmaceuticals Inc. | 9999999995-14-002603 ↗ |
| 2017-11-09 | EFFECT | EFFECT (declared effective) | Conatus Pharmaceuticals Inc. | 9999999995-17-002939 ↗ |
| 2020-04-01 | EFFECT | EFFECT (declared effective) | Conatus Pharmaceuticals Inc. | 9999999995-20-000660 ↗ |
| 2020-08-26 | EFFECT | EFFECT (declared effective) | Histogen Inc. | 9999999995-20-002269 ↗ |
| 2020-12-18 | S-1 | S-1 (registration) | Histogen Inc. | 0001193125-20-321487 ↗ |
| 2020-12-29 | S-1/A | S-1/A (amendment) | Histogen Inc. | 0001193125-20-328744 ↗ |
| 2020-12-30 | S-1MEF | S-1MEF (added securities) | Histogen Inc. | 0001193125-20-330140 ↗ |
| 2020-12-30 | EFFECT | EFFECT (declared effective) | Histogen Inc. | 9999999995-20-003710 ↗ |
| 2021-01-04 | 424B4 | 424B4 (final prospectus) | Histogen Inc. | 0001193125-21-001104 ↗ |
| 2022-01-05 | EFFECT | EFFECT (declared effective) | Histogen Inc. | 9999999995-22-000050 ↗ |
| 2022-08-03 | EFFECT | EFFECT (declared effective) | Histogen Inc. | 9999999995-22-002240 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-23 | S-1/A | registration statement | $10.00–$12.00 | 5,000,000 | - | Nasdaq CNAT | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2013-07-25 | 424B4 | final prospectus | $11.00 | 6,000,000 | $66,000,000 | Nasdaq CNAT | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aberdare GP III, L.L.C. | Other; TenPercentOwner | 3 | 2013–2014 | ||
| Aberdare Partners III LP | Other; TenPercentOwner | 3 | 2013–2014 | ||
| Aberdare Ventures III LP | Other; TenPercentOwner | 3 | 2013–2014 | ||
| ADVENT VENTURE PARTNERS LLP | TenPercentOwner | 3 | 2013 | ||
| BURGESS GARY C. | Officer | Sr. VP, Clin. Res. & CMO | 2 | 2013–2014 | |
| Cashion Charles | Officer | SVP, Finance, CFO and Sec. | 8 | 2013–2017 | |
| COOPERATIVE GILDE HEALTHCARE II U.A. | TenPercentOwner | 2 | 2013 | ||
| EVNIN LUKE | TenPercentOwner | 2 | 2013 | ||
| Foley Todd | TenPercentOwner | 2 | 2013 | ||
| GADICKE ANSBERT | TenPercentOwner | 2 | 2013 | ||
| HALE DAVID F | Director | 10 | 2013–2019 | ||
| KAILIAN VAUGHN M | TenPercentOwner | 2 | 2013 | ||
| KLINGENSTEIN PAUL H | Director; Director,TenPercentOwner | 3 | 2013–2014 | ||
| LACASSE LOUIS P | Director | 4 | 2013–2015 | ||
| Malik Shahzad | Director,TenPercentOwner | 5 | 2013–2016 | ||
| Mento Steven J | Director; Director,Officer | Interim President and CEO; President and CEO; President, CEO & Director | 18 | 2013–2023 | |
| MPM Asset Management Investors BV4 LLC | TenPercentOwner | 2 | 2013 | ||
| MPM ASSET MANAGEMENT INVESTORS BV5 LLC | TenPercentOwner | 2 | 2013 | ||
| MPM BioVentures IV GmbH & Co. Beteiligungs KG | TenPercentOwner | 2 | 2013 | ||
| MPM BioVentures IV GP LLC | TenPercentOwner | 2 | 2013 | ||
| MPM BioVentures IV LLC | TenPercentOwner | 2 | 2013 | ||
| MPM BioVentures IV QP LP | TenPercentOwner | 2 | 2013 | ||
| MPM BIOVENTURES V GP LLC | TenPercentOwner | 2 | 2013 | ||
| MPM BIOVENTURES V LLC | TenPercentOwner | 2 | 2013 | ||
| MPM BIOVENTURES V, L.P. | TenPercentOwner | 2 | 2013 | ||
| Perret Marc Olivier | Director,TenPercentOwner | 2 | 2013 | ||
| Scopa James Paul | Director; Director,TenPercentOwner | 7 | 2013–2018 | ||
| Spada Alfred P. | Officer | EVP, R&D and CSO; See Remarks; SVP, R&D and CSO | 13 | 2013–2023 | |
| Vander Vort John | TenPercentOwner | 2 | 2013 | ||
| Van Wart Harold | Director | 9 | 2013–2019 | ||
| KISNER DANIEL L | Director | 15 | 2014–2023 | ||
| Klassen Preston | Director | 7 | 2014–2019 | ||
| Hagerty David T | Officer | EVP, Clinical Development | 6 | 2014–2019 | |
| Smith Edward F III | Officer | SVP, Reg Affairs and QA | 5 | 2016–2019 | |
| RIPLEY DANIEL L. | Officer | SVP, Bus Dev, P&A Mgmt | 4 | 2017–2019 | |
| LARUE WILLIAM R | Director | 4 | 2017–2019 | ||
| VANDERTIE MICHELLE L | Officer | Vice President, Finance | 5 | 2017–2019 | |
| Marshall Keith W | Officer | EVP, COO & CFO | 6 | 2017–2020 | |
| Scott Kathleen D. | Director | 2 | 2019 | ||
| Chang Stephen | Director | 3 | 2020 | ||
| Crean David Hugh | Director | 6 | 2020–2023 | ||
| Jackson Jonathan | Director; Director,TenPercentOwner | 6 | 2020–2023 | ||
| Latterich Martin | Officer | See Remarks; SVP, Technical Operations | 5 | 2020–2022 | |
| Naughton Gail K | Officer | See Remarks | 3 | 2020–2021 | |
| Pascoe Richard W | Director,Officer | President, CEO & Director; See Remarks | 5 | 2020–2021 | person page Fuzzy |
| Satz Brian | Director | 6 | 2020–2023 | ||
| Zhang Yizhuo | Director | 3 | 2020 | ||
| Knudson Susan A. | Officer | COO and CFO; EVP, CFO & Corp Secy; See Remarks | 7 | 2020–2023 | person page Fuzzy |
| Daniels Moya | Officer | See Remarks | 3 | 2020–2021 | |
| Windham-Bannister Susan Richards | Director | 4 | 2021–2023 | person page Fuzzy | |
| Fuhrmann Rochelle | Director | 4 | 2021–2023 | ||
| Reyes Joyce | Officer | See Remarks | 4 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-07-26 | Histogen Inc. | Biotechnology | $5,000,000 | $5,000,000 | 1 | 1 |
| 2020-11-18 | Histogen Inc. | Biotechnology | $189,208 | $189,208 | 7 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | HISTOGEN, INC. | CA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | HISTOGEN INC | CA | Federal spending (USAspending) | name and state |
| Form D issuer | Histogen Inc. | CA | Form D private offerings | name and state |
| Form D issuer | Histogen Inc. | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | Histogen, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Histogen Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Histogen, Inc | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CONATUS PHARMACEUTICALS INC. | EIN (EXACT) | ||
| Person page | Richard W Pascoe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Susan A Knudson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Susan Richards Windham-Bannister | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, CA first:
- CONNETICS CORP CA
- SIBIA NEUROSCIENCES INC CA
- MEDIVATION, INC. CA
- IMMUSOL INC CA
- DYNAVAX TECHNOLOGIES CORP CA
- RIGEL PHARMACEUTICALS INC CA
- Diadexus, Inc. CA
- CymaBay Therapeutics, Inc. CA
- CRESCENDO PHARMACEUTICALS CORP CA
- SPIROS DEVELOPMENT CORP II INC CA
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health