IPO registrations (S-1, F-1) · Registrants
FORMFACTOR INC
- SEC CIK
- 1039399 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2002-04-22, last 2003-11-04; 2 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2003-06-12
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 7005 SOUTHFRONT ROAD, Livermore, CA 94551
- EIN
- 13-3711155
- Ticker
- FORM (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- FORMFACTOR INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2003-06-11)
- Final price
- $14.00 per share, above the range (424B1 filed 2003-06-12, an initial public offering)
- Shares sold
- 6,000,000 (5,605,305 by the company, 394,695 by selling holders)
- Gross proceeds
- $84,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FORM
- Lead underwriters
- Morgan Stanley; Lehman Brothers (1,482,000 shares); BofA Securities (1,254,000 shares); Thomas Weisel Partners (627,000 shares)
- Syndicate
- Adams Harkness (150,000); Needham & Company (150,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FORMFACTOR, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: FormFactor, Inc. Fuzzy (name and state)
- Business registration: FormFactor, Inc. Fuzzy (name and state)
- Business registration: FormFactor, Inc. Fuzzy (name and state)
- Business registration: FORMFACTOR, INC. Fuzzy (name and state)
- Business registration: FORMFACTOR, INC. Fuzzy (name and state)
- Business registration: FORMFACTOR, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FORMFACTOR, INC. EXACT (EIN (EXACT))
- Federal award recipient: FORMFACTOR, INC. Fuzzy (name and state)
- Form D issuer: FORMFACTOR INC EXACT (CIK (EXACT))
- SEC filer: FORMFACTOR INC EXACT (CIK (EXACT))
- Person page: Kelley Steven-Waiss Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-04-22 | S-1 | S-1 (registration) | FORMFACTOR INC | 0000891618-02-001883 ↗ |
| 2002-04-30 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-02-002042 ↗ |
| 2002-05-28 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-02-002592 ↗ |
| 2002-12-18 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-02-005556 ↗ |
| 2002-12-20 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-02-005618 ↗ |
| 2003-05-07 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-002329 ↗ |
| 2003-05-21 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-002657 ↗ |
| 2003-05-30 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-002775 ↗ |
| 2003-06-10 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-002922 ↗ |
| 2003-06-11 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-002950 ↗ |
| 2003-06-12 | 424B1 | 424B1 (final prospectus) | FORMFACTOR INC | 0000891618-03-002980 ↗ |
| 2003-10-20 | S-1 | S-1 (registration) | FORMFACTOR INC | 0000891618-03-005288 ↗ |
| 2003-10-27 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-005472 ↗ |
| 2003-11-04 | S-1/A | S-1/A (amendment) | FORMFACTOR INC | 0000891618-03-005660 ↗ |
| 2003-11-05 | 424B4 | 424B4 (final prospectus) | FORMFACTOR INC | 0000891618-03-005678 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-06-11 | S-1/A | registration statement | $11.00–$13.00 | 6,900,000 | - | Nasdaq FORM | 7 | primary document; range, shares headline, underwriting table 3 | document ↗ | |
| 2003-06-12 | 424B1 | final prospectus | $14.00 | 6,000,000 | $84,000,000 | Nasdaq FORM | 6 | primary document; price line, shares headline, proceeds computed, underwriting table 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BRONSON JOSEPH R | Director,Officer | President | 6 | 2006–2007 | |
| CAMPBELL THOMAS J | Director | 11 | 2006–2009 | ||
| ELDRIDGE BENJAMIN N | Officer | Sr. VP of Development & CTO | 5 | 2006 | |
| KHANDROS IGOR Y | Director,Officer; Officer | CEO | 30 | 2006–2008 | |
| MERKADEAU STUART L | Officer; OfficerOther | Sr VP General Counsel; Sr. VP, General Counsel; SR VP GENERAL COUNSEL; SR VP, GENERAL COUNSEL; SVP, Gen Counsel & Secretary | 58 | 2006–2015 | |
| EVERETT G CARL JR | Director; Director,Officer; Officer | CEO; Chief Executive Officer; EXEC CHAIRMAN OF THE BOARD | 17 | 2006–2013 | |
| HATSUKANO YOSHIKAZU | Officer | Sr. VP & President, FFI KK | 1 | 2006 | |
| MATHEWS PETER B | Officer | Sr VP of Worldwide Sales | 1 | 2006 | |
| WAGNER HARVEY A | Director | 9 | 2006–2010 | ||
| FOSTER RONALD C | Officer | Sr. VP & CFO | 11 | 2006–2007 | |
| Bahrami Homa | Director | 8 | 2006–2010 | ||
| PRESTRIDGE JAMES A | Director | 14 | 2006–2011 | ||
| MAIER LOTHAR | Director | 33 | 2006–2024 | ||
| FREEMAN RICHARD | Officer | Sr VP of Operations; Sr. VP, Operations; SR VP OPERATIONS | 3 | 2007–2008 | |
| Titinger Jorge | Director; Officer | SR VP PRODUCT BUSINESS GROUP; SVP, Product Business Group | 14 | 2007–2026 | |
| Ruscev Mario | Director,Officer | CEO; CEO & PRESIDENT; President | 7 | 2008–2010 | |
| Vernet Jean B | Officer | SR VP, CFO; SVP, CFO | 7 | 2008–2010 | |
| Hu Chenming | Director | 3 | 2009–2010 | ||
| DeLateur Richard | Director; Officer | Chief Financial Officer; SR VP, CFO | 33 | 2010–2019 | |
| St Dennis Thomas | Director; Director,Officer | CEO; Chief Executive Officer; EXECUTIVE CHAIRMAN | 66 | 2010–2026 | |
| ROGAS EDWARD JR | Director | 27 | 2010–2021 | ||
| ZELLNER MICHAEL W | Director | 26 | 2011–2019 | ||
| LUDWIG MICHAEL M | Officer | SR VP, CFO; SVP, CFO | 32 | 2011–2018 | |
| SLESSOR MIKE | Director,Officer | CEO; President; PRESIDENT | 121 | 2013–2026 | |
| STEVEN-WAISS KELLEY | Director | 32 | 2015–2026 | person page Fuzzy | |
| LINK RAYMOND A | Director | 15 | 2016–2023 | ||
| Shahar Shai | Officer | CFO, SVP Global Finance | 42 | 2018–2025 | |
| Obregon-Jimenez Rebeca | Director | 17 | 2019–2026 | ||
| Rhodes Sheri | Director | 14 | 2019–2026 | ||
| WHITE BRIAN C | Director | 10 | 2022–2026 | ||
| BREWER KEVIN J | Director | 5 | 2024–2026 | ||
| McKinnis Aric Brendan | Officer | CFO, SVP Global Finance | 12 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-01-17 | FORMFACTOR INC | Other Technology | $15,000,001 | $15,000,001 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FormFactor, Inc. | CA | State business registries | name and state |
| Business registration | FormFactor, Inc. | CA | State business registries | name and state |
| Business registration | FormFactor, Inc. | CA | State business registries | name and state |
| Business registration | FORMFACTOR, INC. | CA | State business registries | name and state |
| Business registration | FORMFACTOR, INC. | CA | State business registries | name and state |
| Business registration | FORMFACTOR, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | FORMFACTOR, INC. | CA | State business registries | name and state |
| Federal award recipient | FORMFACTOR, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | FORMFACTOR INC | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | FormFactor, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | FORMFACTOR INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | FORMFACTOR, INC. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FORMFACTOR, INC. | EIN (EXACT) | ||
| Person page | Kelley Steven-Waiss | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.