IPO registrations (S-1, F-1) · Registrants
ForgeRock, Inc.
- SEC CIK
- 1543916 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2021-08-23, last 2021-09-07; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2021-09-17; declared effective 2021-09-15
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 201 MISSION STREET, SUITE 2900, San Francisco, CA 94105
- EIN
- 33-1223363
- EDGAR entity type
- operating
- Insiders and CEO pay
- ForgeRock, Inc. on the corporate pages
Offering terms
- Proposed price range
- $21.00–$24.00 per share (S-1/A filed 2021-09-07)
- Final price
- $25.00 per share, above the range (424B4 filed 2021-09-17, an initial public offering)
- Shares sold
- 11,000,000
- Gross proceeds
- $275,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol FORG
- Lead underwriters
- Morgan Stanley (3,905,000 shares); J.P. Morgan (3,245,000 shares)
- Syndicate
- Deutsche Bank (880,000); Mizuho (495,000); HSBC (412,500); BTIG (412,500); Cowen (412,500); Piper Sandler (412,500); Truist Securities (412,500); William Blair (412,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: FORGEROCK INC. Fuzzy (name and state)
- Form D issuer: ForgeRock, Inc. EXACT (CIK (EXACT))
- SEC filer: ForgeRock, Inc. EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-08-23 | S-1 | S-1 (registration) | ForgeRock, Inc. | 0001193125-21-254144 ↗ |
| 2021-09-07 | S-1/A | S-1/A (amendment) | ForgeRock, Inc. | 0001193125-21-265934 ↗ |
| 2021-09-15 | EFFECT | EFFECT (declared effective) | ForgeRock, Inc. | 9999999995-21-003547 ↗ |
| 2021-09-17 | 424B4 | 424B4 (final prospectus) | ForgeRock, Inc. | 0001193125-21-276125 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | S-1/A | registration statement | $21.00–$24.00 | 11,000,000 | - | NYSE FORG | 10 | primary document; range, shares headline, cover names 10 | document ↗ | |
| 2021-09-17 | 424B4 | final prospectus | $25.00 | 11,000,000 | $275,000,000 | NYSE FORG | 10 | primary document; price sentence, shares headline, proceeds table, underwriting table 10, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Accel Growth Fund Investors 2016 L.L.C. | TenPercentOwner | 3 | 2021–2023 | ||
| Accel Growth Fund IV Associates L.L.C. | TenPercentOwner | 3 | 2021–2023 | ||
| Accel Growth Fund IV L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| Accel Growth Fund IV Strategic Partners L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| Accel London III Associates L.L.C. | TenPercentOwner | 3 | 2021–2023 | ||
| Accel London III Associates L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| ACCEL LONDON III LP | TenPercentOwner | 3 | 2021–2023 | ||
| Accel London Investors 2012 L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| Angstadt Peter K Jr. | Officer | Chief Revenue Officer | 9 | 2021–2023 | |
| Barker Peter M | Officer | Chief Product Officer & EVP | 19 | 2021–2023 | |
| Bischof George | TenPercentOwner | 4 | 2021–2022 | ||
| DeWalt David S | Director | 2 | 2021 | ||
| ELLIS MICHAEL J | TenPercentOwner | 2 | 2021 | ||
| Fernandez Juan P | Officer | CFO, Executive VP - Global | 25 | 2021–2023 | |
| Fleischmann Samuel J | Officer | Chief Legal Officer | 10 | 2021–2023 | |
| Flower Johanna | Director | 4 | 2021–2023 | ||
| Foundation Capital Management Co. VII, L.L.C. | TenPercentOwner | 3 | 2021–2023 | ||
| Foundation Capital VII, L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| Foundation Capital VII Principals Fund, L.L.C. | TenPercentOwner | 3 | 2021–2023 | ||
| GOLDEN BRUCE | Director,TenPercentOwner | 5 | 2021–2023 | ||
| KKR Associates NGT L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| KKR & Co. Inc. | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Fox Investors LLC | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Group Holdings Corp. | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Group Partnership L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Management LLP | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Next Generation Technology Growth Fund L.P. | TenPercentOwner | 3 | 2021–2023 | ||
| KKR Next Gen Tech Growth Ltd | TenPercentOwner | 3 | 2021–2023 | ||
| KRAVIS HENRY R | TenPercentOwner | 3 | 2021–2023 | ||
| MADERA PAUL S | Director,TenPercentOwner | 4 | 2021–2022 | ||
| Mathew Arun | Director | 3 | 2021–2023 | ||
| Meritech Capital Affiliates IV L.P. | TenPercentOwner | 4 | 2021–2022 | ||
| Meritech Capital Associates IV, L.L.C. | TenPercentOwner | 4 | 2021–2022 | ||
| Meritech Capital Partners IV L.P. | TenPercentOwner | 4 | 2021–2022 | ||
| Ott Alexander | Director | 6 | 2021–2023 | ||
| Parks Jeffrey T | Director; Director,TenPercentOwner | 7 | 2021–2023 | ||
| Riverwood Capital Partners III (Parallel - A) L.P. | Director,TenPercentOwner; TenPercentOwner | 7 | 2021–2023 | ||
| Riverwood Capital Partners III (Parallel - B) L.P. | Director,TenPercentOwner; TenPercentOwner | 7 | 2021–2023 | ||
| ROBERTS GEORGE R | TenPercentOwner | 3 | 2021–2023 | ||
| Rosch Francis C | Director,Officer | President & CEO | 11 | 2021–2023 | |
| Sethi Rinki | Director | 4 | 2021–2023 | ||
| Sherman Craig | TenPercentOwner | 4 | 2021–2022 | ||
| Walker Maria C | Director | 4 | 2021–2023 | ||
| Ward Rob | TenPercentOwner | 4 | 2021–2022 | ||
| Weiss Warren M | Director | 4 | 2021–2023 | ||
| Welsh David S. | Director | 1 | 2021 | ||
| GravityRock A.S. | TenPercentOwner | 7 | 2021–2022 | ||
| RCP III AIV L.P. | Director,TenPercentOwner; TenPercentOwner | 6 | 2021–2023 | ||
| Riverwood Capital GP III Ltd. | Director,TenPercentOwner; TenPercentOwner | 6 | 2021–2023 | ||
| Riverwood Capital III L.P. | Director,TenPercentOwner; TenPercentOwner | 6 | 2021–2023 | ||
| KKR Group Co. Inc. | TenPercentOwner | 1 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-04-21 | ForgeRock, Inc. | Other Technology | $93,531,863 | $92,531,867 | 12 | 1 |
| 2017-09-05 | ForgeRock, Inc. | Other Technology | $88,072,237 | $88,072,237 | 10 | 1 |
| 2012-03-08 | ForgeRock, Inc. | Other Technology | $7,000,001 | $7,000,001 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | FORGEROCK INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | ForgeRock, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | ForgeRock, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | ForgeRock, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ForgeRock, Inc. | CA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, CA first:
- SIEBEL SYSTEMS INC CA
- EXCITE INC CA
- NETOBJECTS INC CA
- 3DFX INTERACTIVE INC CA
- SILICON GAMING INC CA
- COMPRESSANT CORP CA
- ASPECT DEVELOPMENT INC CA
- AWARD SOFTWARE INTERNATIONAL INC CA
- EARTHLINK NETWORK INC CA
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In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology