IPO registrations (S-1, F-1) · Registrants
FOCAL INC
- SEC CIK
- 911684 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-10-21, last 1997-12-11; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1997-12-12
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 4 MAGUIRE ROAD, Lexington, MA 02421
- EIN
- 94-3142791
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1997-12-11)
- Final price
- $10.00 per share, below the range (424B1 filed 1997-12-12, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $25,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FOCL
- Lead underwriters
- Lehman Brothers (750,000 shares); Piper Sandler (580,000 shares); Pacific Growth Equities, Inc (330,000 shares)
- Syndicate
- BancAmerica Robertson Stephens (70,000); BT Alex. Brown (70,000); Oppenheimer (70,000); Hambrecht & Quist (70,000); Morgan Stanley (70,000); Montgomery Securities (70,000); Citigroup (70,000); UBS (70,000); Volpe Brown Whelan & Company, LLC (70,000); Cowen (35,000); Leerink, Swann, Garrity, Sollami, Yaffe & Wynn, Inc (35,000); Pennsylvania Merchant Group Ltd (35,000); Sands Brothers & Co., Ltd (35,000); Tucker Anthony Incorporated (35,000); Vector Securities International, Inc (35,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-21 | S-1 | S-1 (registration) | FOCAL INC | 0001047469-97-001319 ↗ |
| 1997-11-12 | S-1/A | S-1/A (amendment) | FOCAL INC | 0001047469-97-003689 ↗ |
| 1997-12-04 | S-1/A | S-1/A (amendment) | FOCAL INC | 0001047469-97-006737 ↗ |
| 1997-12-09 | S-1/A | S-1/A (amendment) | FOCAL INC | 0001047469-97-007118 ↗ |
| 1997-12-10 | S-1/A | S-1/A (amendment) | FOCAL INC | 0001047469-97-007236 ↗ |
| 1997-12-11 | S-1/A | S-1/A (amendment) | FOCAL INC | 0001047469-97-007376 ↗ |
| 1997-12-12 | 424B1 | 424B1 (final prospectus) | FOCAL INC | 0001047469-97-007520 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-11 | S-1/A | registration statement | $11.00–$13.00 | 2,875,000 | - | Nasdaq FOCL | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1997-12-12 | 424B1 | final prospectus | $10.00 | 2,500,000 | $25,000,000 | Nasdaq FOCL | 18 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 18, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.