IPO registrations (S-1, F-1) · Registrants
ev3 Inc.
- SEC CIK
- 1318310 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-04-05, last 2005-06-14; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2005-06-17; declared effective 2007-04-19
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 9600 54TH AVENUE NORTH, SUITE 100, Plymouth, MN 55442-2111
- EIN
- 32-0138874
- EDGAR entity type
- operating
- Insiders and CEO pay
- ev3 Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2005-05-31)
- Final price
- $14.00 per share, below the range (424B4 filed 2005-06-17, an initial public offering)
- Shares sold
- 11,765,000
- Gross proceeds
- $164,710,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol EVVV
- Lead underwriters
- Piper Sandler; BofA Securities
- Syndicate
- Bear Stearns; Thomas Weisel Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: KPR U.S., INC. EXACT (EIN (EXACT, as the state registration reports it))
- SEC filer: ev3 Inc. EXACT (CIK (EXACT))
- Person page: Daniel J Levangie Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jeffrey B Child Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-04-05 | S-1 | S-1 (registration) | ev3 Inc. | 0001047469-05-009228 ↗ |
| 2005-05-10 | S-1/A | S-1/A (amendment) | ev3 Inc. | 0001047469-05-014169 ↗ |
| 2005-05-27 | S-1/A | S-1/A (amendment) | ev3 Inc. | 0001047469-05-015916 ↗ |
| 2005-05-31 | S-1/A | S-1/A (amendment) | ev3 Inc. | 0001047469-05-016069 ↗ |
| 2005-06-02 | S-1/A | S-1/A (amendment) | ev3 Inc. | 0001047469-05-016267 ↗ |
| 2005-06-14 | S-1/A | S-1/A (amendment) | ev3 Inc. | 0001047469-05-017177 ↗ |
| 2005-06-17 | 424B4 | 424B4 (final prospectus) | ev3 Inc. | 0001047469-05-017475 ↗ |
| 2007-04-19 | EFFECT | EFFECT (declared effective) | ev3 Inc. | 9999999995-07-001397 ↗ |
| 2007-04-20 | 424B1 | 424B1 (final prospectus) | ev3 Inc. | 0001104659-07-029982 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-05-31 | S-1/A | registration statement | $16.00–$18.00 | $9.10 | 11,765,000 | $107,061,500 | Nasdaq EVVV | 4 | primary document; range, price line, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2005-06-02 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2005-06-14 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2005-06-17 | 424B4 | final prospectus | $14.00 | 11,765,000 | $164,710,000 | Nasdaq EVVV | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CORBETT JAMES | Director,Officer; Director,TenPercentOwner | Chairman, President & CEO; Former Chair., Pres. CEO, Dir.; Former Chair/Pres/CEO/Director; Pres. & CEO; President and CEO | 11 | 2006–2008 | |
| EMMITT RICHARD B | Director | 27 | 2006–2010 | ||
| SPENCER DALE A | Director | 4 | 2006–2007 | ||
| WEATHERMAN ELIZABETH H | Director; Director,TenPercentOwner; TenPercentOwner | 9 | 2006–2010 | ||
| WILDER THOMAS C III | Officer | President, Neurovascular Div.; Pres., Neurovascular Div. | 2 | 2006 | |
| Girin Pascal E R | Officer | Executive VP and COO; Exec VP & Pres, Worldwide Neur; Exec VP & Pres Worldwide Neuro; Exec VP/Pres, Worldwide Neuro; Ex, VP and COO; Ex VP & Pres Worldwide Neuro; President, ev3 International; Sr VP and President, ev3 Int'l; Sr. VP & Pres., ev3 Int'l; Sr. VP & President, ev3 Int'l | 17 | 2006–2010 | |
| KOHRS DOUGLAS W | Director | 10 | 2006–2010 | ||
| Jenusaitis Matthew | Officer | President, Neuro. Division; President, Neurovascular Div.; Sr. VP and Pres. Neuro. Div.; Sr VP & President, Neuro. Div.; Sr VP & Pres, Neuro Division | 7 | 2006–2008 | |
| BAKEWELL JOHN K | Director | 8 | 2006–2010 | ||
| Enxing Seng Stacy | Officer | Exec. VP & Pres, US Peri. Vas.; Exec VP & Pres, U.S. Peri Vasc; Exec VP & Pres, US Peri. Vasc.; Exec VP & Pres. US Peri. Vasc.; Exec VP & Pres, US Peri Vascul; Exec. VP & Pres., US Per. Vas.; Ex. VP & Pres. US Per. Vasc.; President, Cardio Per. Div.; President, Cardio Peri. Div.; President, Cardio Periph. Div.; Sr VP & Pres, Cardio Per Div; Sr VP & Pres. Cardio Peri Div; Sr.VP & Pres. CPD of FoxHollow; Sr. VP & Pres., Periph. Vas. | 17 | 2006–2010 | |
| Hines L Cecily | Officer | VP, Secretary and CLO; VP, Secy, Chief Legal Officer | 3 | 2006–2007 | |
| Morrison Gregory | Officer | Sr VP Human Resources; Sr. VP Human Resources; Sr. VP, Human Resources; VP Human Resources; VP, Human Resources; VP of Human Resources | 14 | 2006–2010 | |
| Peters Jeffrey J | Officer | Chief Technology Officer; VP R&D Car. Per. Div., CTO | 3 | 2006–2007 | |
| Spangler Patrick D | Officer | CFO and Treasurer; Sr. VP and CFO; Sr VP, CFO and Treasurer; Sr. VP, CFO and Treasurer | 6 | 2006–2008 | |
| TIMBIE THOMAS E | Director | 9 | 2006–2010 | ||
| Ritchey Michael D | Officer | Sr VP of Corporate Marketing; VP of Corporate Marketing | 3 | 2006–2007 | |
| Klemz Kevin M | Officer | Sr. VP, Secretary and CLO; Sr VP, Secretary & CLO; Sr. VP, Secretary & CLO; Sr VP/Secy/Chief Legal Counsel; Sr VP, Secy & Chief Legal Off; VP, Secretary and CLO | 12 | 2007–2010 | |
| LEVANGIE DANIEL J | Director | 8 | 2007–2010 | person page Fuzzy | |
| WARBURG PINCUS & CO | TenPercentOwner | 3 | 2007–2010 | ||
| WARBURG PINCUS EQUITY PARTNERS LP | TenPercentOwner | 3 | 2007–2010 | ||
| WARBURG PINCUS LLC | TenPercentOwner | 3 | 2007–2010 | ||
| Warburg Pincus Partners LLC | Director; TenPercentOwner | 3 | 2007–2010 | ||
| Mowry David H | Officer | Sr. VP of Corp. Manufacturing; Sr VP of Corporate Mfg.; Sr. VP of Corporate Mfg.; Sr VP & Pres. Worldwide Neuro; Sr VP & Pres., Worldwide Neuro; Sr. VP & Pres, Worldwide Neuro; Sr. VP, Strategic & Corp. Op.; Sr VP, Strategic & Corp Oper | 12 | 2007–2010 | |
| CHILD JEFFREY B | Director | 7 | 2007–2010 | person page Fuzzy | |
| Kender Richard N | Director | 2 | 2007 | ||
| POTTER MYRTLE S | Director | 2 | 2007 | ||
| SIMPSON JOHN B PH D MD | Director,Officer | Vice Chair & Chief Scientist; Vice Chairman and CSO; Vice Chairman/Chief Scientist | 5 | 2007–2008 | |
| Lunsford Paul Richard | Officer | Sr. VP and President, US Sales; Sr. VP and Pres. US Comm. Op.; Sr. VP & President, U.S. Sales; Sr VP & Pres, US Comm. Oper.; Sr VP & Pres., US Comm. Oper.; Sr VP & Pres US Comm Operation | 7 | 2007–2008 | |
| TRACY JULIE D | Officer | Sr VP and Chief Comm. Officer; Sr. VP and Chief Comm. Officer; Sr VP & Chief Comm. Officer; Sr VP, Chief Comm. Officer; Sr. VP & Chief Comm. Officer | 10 | 2008–2010 | |
| PALMISANO ROBERT J | Director,Officer | President and CEO | 7 | 2008–2010 | |
| MICLOT JOHN L | Director | 4 | 2008–2010 | ||
| McCormick Shawn | Officer | Senior VP and CFO; Sr. VP and CFO | 6 | 2009–2010 | |
| Wall Brett A. | Officer | Senior Vice President; Sr. Vice President; Sr. VP, President Int'l Div.; Sr. VP, Pres. Int'l Division | 6 | 2009–2010 | |
| Kowalski Christine R | Officer | Senior VP, Operations; Sr. VP, Operations | 4 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | KPR U.S., INC. | OH | State business registries | EIN (EXACT, as the state registration reports it) |
| Nonprofit | ELEVATE HOMEOWNERSHIP FOUNDATION | MN | Nonprofits (IRS Form 990) | same street address and ZIP code, 9600 54TH AVE N STE 100 55442 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | ev3 Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Daniel J Levangie | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Jeffrey B Child | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.