IPO registrations (S-1, F-1) · Registrants
ERICKSON INC.
- SEC CIK
- 1490165 · filings on EDGAR ↗
- Name on the registration
- Erickson Air-Crane Inc
- Former names
- Erickson Air-Crane Inc. (2013–2014); Erickson Air-Crane Inc (2010–2013)
- Registration
- Form S-1, first filed 2010-05-12, last 2012-04-10; 1 initial registration, 14 amendments
- Outcome
- Final prospectus filed 2012-04-12; declared effective 2012-04-10
- Industry (SIC)
- Aircraft & Parts 3720
- Incorporated in
- DE
- Business address
- C/O ERICKSON INCORPORATED, 5550 SW MACADAM AVENUE, SUITE 200, Portland, OR 97239
- EIN
- 93-1307561
- EDGAR entity type
- operating
- Insiders and CEO pay
- ERICKSON INC. on the corporate pages
Offering terms
- Proposed price range
- $8.00–$9.00 per share (S-1/A filed 2012-04-10)
- Final price
- $8.00 per share, within the range (424B4 filed 2012-04-12, an initial public offering)
- Shares sold
- 4,800,000
- Gross proceeds
- $38,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol EAC
- Lead underwriters
- Stifel
- Syndicate
- Oppenheimer (1,320,000); Lazard (960,000); D.A. Davidson (360,000); Wedbush Securities (180,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ERICKSON AIR-CRANE INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Erickson Incorporated Fuzzy (name and state)
- Business registration: ERICKSON INCORPORATED Fuzzy (name and state)
- Business registration: ERICKSON INCORPORATED Fuzzy (name and state)
- Business registration: ERICKSON INCORPORATED Fuzzy (name and state)
- Form 5500 plan sponsor: ERICKSON, INC. EXACT (EIN (EXACT))
- Political committee (FEC): ERICKSON INCORPORATED HELICOPTERS FOR AMERICA (connected to ERICKSON, INCORPORATED) Fuzzy (name and state)
- Federal award recipient: ERICKSON INC Fuzzy (name and state)
- Federal award recipient: ERICKSON INCORPORATED Fuzzy (name and state)
- Form D issuer: ERICKSON INC. EXACT (CIK (EXACT))
- Lobbying client: ERICKSON INCORPORATED Fuzzy (name and state)
- SEC filer: Erickson Air-Crane Inc EXACT (CIK (EXACT))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-05-12 | S-1 | S-1 (registration) | Erickson Air-Crane Inc | 0001047469-10-005122 ↗ |
| 2010-06-21 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-10-006032 ↗ |
| 2010-08-09 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-10-007181 ↗ |
| 2010-09-10 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-10-008011 ↗ |
| 2010-10-05 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-10-008440 ↗ |
| 2010-12-27 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-10-010603 ↗ |
| 2011-12-05 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-11-009892 ↗ |
| 2012-01-18 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-000240 ↗ |
| 2012-01-20 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-000309 ↗ |
| 2012-01-30 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-000468 ↗ |
| 2012-03-06 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-002140 ↗ |
| 2012-03-21 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-003012 ↗ |
| 2012-03-28 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-003461 ↗ |
| 2012-04-04 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-003866 ↗ |
| 2012-04-10 | S-1/A | S-1/A (amendment) | Erickson Air-Crane Inc | 0001047469-12-004059 ↗ |
| 2012-04-10 | EFFECT | EFFECT (declared effective) | Erickson Air-Crane Inc | 9999999995-12-000987 ↗ |
| 2012-04-12 | 424B4 | 424B4 (final prospectus) | Erickson Air-Crane Inc | 0001047469-12-004185 ↗ |
| 2013-07-30 | EFFECT | EFFECT (declared effective) | Erickson Air-Crane Inc. | 9999999995-13-002247 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-04-10 | S-1/A | registration statement | $8.00–$9.00 | 4,800,000 | - | Nasdaq EAC | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2012-04-12 | 424B4 | final prospectus | $8.00 | 4,800,000 | $38,400,000 | Nasdaq EAC | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ford David | Officer | VP of Manufacturing and MRO | 3 | 2012–2013 | |
| Halter Hank | Director | 6 | 2012–2015 | ||
| Lau Kenneth | Director | 1 | 2012 | ||
| McClaren H.E. | Officer | VP & Head of Aerial Services | 4 | 2012–2013 | |
| Morgan Quinn | Director,TenPercentOwner | 8 | 2012–2013 | ||
| Q&U Investments, LLC | TenPercentOwner | 4 | 2012–2013 | ||
| Rieder Udo | Director,Officer | President and CEO | 4 | 2012–2013 | |
| Rizzuti Edward | Officer | VP, Gen Counsel&Corp Secretary; VP,Gen Counsel&Corp Secretary; VP, Gen Counsel & Secretary; VP, Gen. Counsel & Secretary | 6 | 2012–2015 | |
| Ryan Charles | Officer | SVP and CFO; SVP and Chief Financial Office; SVP & Chief Financial Officer | 5 | 2012–2013 | |
| Scott Gary R. | Director | 10 | 2012–2016 | ||
| Siegfried Meredith R. | Director | 10 | 2012–2016 | ||
| WELCH JAMES L | Director | 9 | 2012–2015 | ||
| Zamieroski Gary | Officer | VP & Chief Marketing Officer | 3 | 2012–2013 | |
| ZM EAC LLC | TenPercentOwner | 6 | 2012–2013 | ||
| ZM Private Equity Fund I GP, LLC | TenPercentOwner | 4 | 2012–2013 | ||
| ZM Private Equity Fund II GP, LLC | Other; TenPercentOwner | 4 | 2012–2013 | ||
| ZM PRIVATE EQUITY FUND II LP | Other; TenPercentOwner | 4 | 2012–2013 | ||
| ZM PRIVATE EQUITY FUND I LP | TenPercentOwner | 4 | 2012–2013 | ||
| Bassett Christopher | Officer | Vice President | 1 | 2015 | |
| Clegg Brian | Officer | Vice President | 1 | 2015 | |
| Crespo Santiago | Officer | Vice President | 1 | 2015 | |
| Jarandson Kerry | Officer | Vice President | 2 | 2015 | |
| Mills Andrew Jonathan | Officer | Vice President | 1 | 2015 | |
| Splieth Glenn | Officer | Vice President | 2 | 2015 | |
| Struik Eric | Officer | Chief Financial Officer | 2 | 2015 | |
| ROBERTS JEFFREY GLEN | Director,Officer | CEO; Chief Executive Officer | 3 | 2015–2016 | |
| JOHNSON GLENN S | Director | 3 | 2015–2016 | ||
| Bothwell James | Officer | VP of Operations | 1 | 2015 | |
| Lewis Robert M | Officer; Officer,TenPercentOwner | VP, Commercial Aviation; VP, Commerical Aviation | 3 | 2016 | |
| PIERSON BRIAN | Officer | VP, Global Defense & Security | 2 | 2016 | |
| LANCELOT DAVID W | Officer | Chief Financial Officer | 2 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-05-01 | ERICKSON INC. | Other | $20,000,000 | $20,000,000 | 19 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ERICKSON AIR-CRANE INCORPORATED | OR | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | Erickson Incorporated | OR | State business registries | name and state |
| Business registration | ERICKSON INCORPORATED | OR | State business registries | name and state |
| Business registration | ERICKSON INCORPORATED | OR | State business registries | name and state |
| Business registration | ERICKSON INCORPORATED | OR | State business registries | name and state |
| Political committee | ERICKSON INCORPORATED HELICOPTERS FOR AMERICA (connected to ERICKSON, INCORPORATED) | OR | Campaign finance (FEC) | name and state |
| Federal award recipient | ERICKSON INC | OR | Federal spending (USAspending) | name and state |
| Federal award recipient | ERICKSON INCORPORATED | OR | Federal spending (USAspending) | name and state |
| Form D issuer | ERICKSON INC. | OR | Form D private offerings | CIK (EXACT) |
| Lobbying client | ERICKSON INCORPORATED | OR | Federal lobbying (LDA) | name and state |
| SEC filer | ERICKSON INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Erickson Incorporated | OR | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ERICKSON, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.