IPO registrations (S-1, F-1) · Registrants

EnerSys

SEC CIK
1289308 · filings on EDGAR ↗
Registration
Form S-1, first filed 2004-05-17, last 2004-07-26; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 2004-07-30
Industry (SIC)
Miscellaneous Electrical Machinery, Equipment & Supplies 3690
Incorporated in
DE
Business address
2366 BERNVILLE ROAD, Reading, PA 19605
EIN
23-3058564
Ticker
ENS (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
EnerSys on the corporate pages

Offering terms

Proposed price range
$15.00–$17.00 per share (S-1/A filed 2004-07-26)
Final price
$12.50 per share, below the range (424B1 filed 2004-07-30, an initial public offering)
Shares sold
12,500,000
Gross proceeds
$156,250,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol ENS
Lead underwriters
Morgan Stanley; Lehman Brothers (4,375,000 shares); BofA Securities (2,500,000 shares)
Syndicate
William Blair (1,250,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
2004-05-17S-1S-1 (registration)EnerSys0001047469-04-017482 ↗
2004-06-21S-1/AS-1/A (amendment)EnerSys0001047469-04-021208 ↗
2004-07-06S-1/AS-1/A (amendment)EnerSys0001047469-04-022606 ↗
2004-07-13S-1/AS-1/A (amendment)EnerSys0001047469-04-023116 ↗
2004-07-26S-1/AS-1/A (amendment)EnerSys0001047469-04-024179 ↗
2004-07-30424B1424B1 (final prospectus)EnerSys0001047469-04-024875 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2004-07-26S-1/Aregistration statement$15.00–$17.00$16.0012,500,000$200,000,000NYSE ENS4primary document; range, price sentence, shares headline, proceeds computed, cover names 4document ↗
2004-07-30424B1final prospectus$12.5012,500,000$156,250,000NYSE ENS4primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Craig John DDirector; Director,OfficerChairman & CEO; Chairman, President & CEO932006–2016
Kubis Raymond ROfficerPresident, EnerSys Europe682006–2012
Philion Michael TOfficerEVP Finance & CFO402006–2009
Shea John AOfficerExecutive VP, Americas452006–2010
Zuidema Richard WOfficerEVP Administration & Secretary; EVP & Secretary792006–2015
Deshpande SanjayOfficerVP, Aerospace & Defense42006–2008
Schmidtlein Michael JOfficerEVP & CFO; EVP - Finance & CFO; Executive Vice President & CFO; Sr. VP Finance & CFO; VP, Controller & PAO1022006–2022
522 FIFTH AVENUE CORPOther52006–2008
522 FIFTH AVENUE FUND LPOther52006–2008
Clifford Kenneth FDirector72006–2008
FRY ERIC TDirector32006–2007
HOFFEN HOWARD IDirector932006–2026
Hoffman Michael CDirector72006–2008
J.P. Morgan Direct Corporate Finance Institutional Investors LLCOther52006–2008
J.P. Morgan Direct Corporate Finance Private Investors LLCOther52006–2008
JP MORGAN INVESTMENT MANAGEMENT INCOther52006–2008
Metalmark Capital LLCDirector; Director,TenPercentOwner; TenPercentOwner122006–2012
MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L PTenPercentOwner62006–2009
MORGAN STANLEY GLOBAL EMERGING MARKETS INCTenPercentOwner52006–2008
MORGAN STANLEY GLOBAL EMERGING MARKETS PRIVATE INVESTMENT FUTenPercentOwner52006–2008
MORGAN STANLEY GLOBAL EMERGING MARKETS PRIVATE INVESTORS L PTenPercentOwner52006–2008
MSDW CAPITAL PARTNERS IV INCTenPercentOwner62006–2009
MSDW CAPITAL PARTNERS IV LLCTenPercentOwner62006–2009
MSDW Capital Partners IV, L PTenPercentOwner62006–2009
MSDW IV 892 INVESTORS L PTenPercentOwner62006–2009
MSGEM, LLCTenPercentOwner52006–2008
CHUNG HWAN-YOONDirector642007–2024person page Fuzzy
KATSAROS ARTHUR TDirector1212007–2024person page Fuzzy
LEHMAN JOHN FDirector932007–2020
MARLO DENNIS SDirector692007–2020person page Fuzzy
Steffen Patrick MOfficerSenior Vice President, Asia12007
MABUS RAYMONDDirector32007–2008
GENDELL JEFFREY L ET ALOther; TenPercentOwner42008
MUSCARI JOSEPH CDirector262008–2016
Magnus RobertDirector622008–2024
KANE KERRY MOfficerSVP, Corp Controller & PAO; VP, Corporate Controller & PAO902010–2023
Ghasemi SeifiDirector242010–2014
Sechrist Todd M.OfficerExecutive Vice President; Executive Vice President & COO; President, Americas; President, EMEA; SVP - Americas592010–2019
Shaffer David MDirector,Officer; OfficerCEO; President & CEO; President & COO; President, EMEA972013–2025person page Fuzzy
Long Jeffrey W.OfficerPresident, Americas362015–2018
TUFANO PAUL JDirector1012015–2026
Aschke Holger POfficerPresident - EMEA; President - EMEA & APAC392016–2020
Jones MylesOfficerPresident - Asia172017–2019
Vargo Ronald PDirector822017–2026
Connors Nelda JDirector212017–2021person page Fuzzy
O'Connell Shawn M.Director,Officer; OfficerPres, Energy Systems Global; Pres., Energy Systems Global; President and CEO; President & CEO; President & COO; Pres, Motive Power Americas; Pres. Motive Power Global642019–2026
Zogby Andrew M.OfficerPres, Energy Systems-Americas; Pres. Energy Systems Global372019–2023
Chan CarolineDirector322020–2026
FLUDDER STEVEN MDirector462020–2026
Tinnemeyer JoernOfficerSr. VP & CTO212022–2024
Funk Andrea J.OfficerEVP and CFO; EVP & Chief Financial Officer342022–2026
Wynter Rudolph W.Director382022–2026
Morytko TamaraDirector322022–2026
Uplinger Chad COfficerPresident Industrial Mobility; President Motive Power Global; Pres., Motive Power Global242023–2026
Matthews Mark E.OfficerCTO and President Specialty; CTO and Pres. Precision Power; CTO & President Specialty; President, Specialty Global; Pres. Specialty, Interim CTO182024–2026
Habiger David CDirector202024–2026person page Fuzzy
Knausenberger LaurenDirector182024–2026
Fisher Keith D.OfficerPres. Energy Systems Global; Pres., Energy Systems Global; Pres. Network & Infrastructure132025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
IPO registrantYUASA INCPAIPO registrations (S-1, F-1)same street address and ZIP code, 2366 BERNVILLE RD 19605 (FUZZY: a shared address, not proof of a shared organization)
SEC filerEnerSysSEC filers (EDGAR)CIK (EXACT)
Business registrationENERSYS INCState business registriesname and state
Business registrationENERSYS INC.State business registriesname and state
Federal award recipientENERSYS INC.Federal spending (USAspending)name and state
Lobbying clientENERSYSFederal lobbying (LDA)name and state
Lobbying clientENERSYSFederal lobbying (LDA)name and state
Person pageArthur T KatsarosPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageDavid C HabigerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageDavid M ShafferPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageDennis S MarloPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageHwan Yoon ChungPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageNelda J ConnorsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Miscellaneous Electrical Machinery, Equipment & Supplies, PA first:

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In other datasets, the same topic (Technology) in PA:

Interests: Miscellaneous Electrical Machinery, Equipment & Supplies · Technology