IPO registrations (S-1, F-1) · Registrants
DOLLAR GENERAL CORP
- SEC CIK
- 29534 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-04-04, last 2009-11-09; 3 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2009-11-13; declared effective 2008-04-16
- Industry (SIC)
- Retail-Variety Stores 5331
- Incorporated in
- TN
- Business address
- 100 MISSION RIDGE, Goodlettsville, TN 37072
- EIN
- 61-0502302
- Ticker
- DG (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- DOLLAR GENERAL CORP on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 2009-11-09)
- Final price
- $21.00 per share, within the range (424B4 filed 2009-11-13, an initial public offering)
- Shares sold
- 34,100,000 (22,700,000 by the company, 11,400,000 by selling holders)
- Gross proceeds
- $716,100,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol DG
- Lead underwriters
- Citigroup (7,502,000 shares); Goldman Sachs (7,502,000 shares); J.P. Morgan (3,410,000 shares); KKR Capital Markets LLC (7,502,000 shares); Merrill Lynch (3,410,000 shares)
- Syndicate
- BofA Securities; Barclays (1,705,000); Wells Fargo (1,705,000); Deutsche Bank (682,000); HSBC (682,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DOLLAR GENERAL Fuzzy (name and state)
- Business registration: DOLLAR GENERAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: DOLLAR GENERAL CORPORATION EXACT (EIN (EXACT))
- Lobbying client: DOLLAR GENERAL Fuzzy (name and state)
- Lobbying client: DOLLAR GENERAL CORPORATION Fuzzy (name and state)
- Lobbying registrant: DOLLAR GENERAL CORPORATION Fuzzy (name and state)
- SEC filer: DOLLAR GENERAL CORP EXACT (CIK (EXACT))
- Person page: Adrian M Jones Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-04-04 | S-1 | S-1 (registration) | DOLLAR GENERAL CORP | 0001047469-08-004150 ↗ |
| 2008-04-15 | S-1/A | S-1/A (amendment) | DOLLAR GENERAL CORP | 0001047469-08-004649 ↗ |
| 2008-04-16 | EFFECT | EFFECT (declared effective) | DOLLAR GENERAL CORP | 9999999995-08-001096 ↗ |
| 2009-03-30 | S-1 | S-1 (registration) | DOLLAR GENERAL CORP | 0000029534-09-000025 ↗ |
| 2009-04-16 | EFFECT | EFFECT (declared effective) | DOLLAR GENERAL CORP | 9999999995-09-000969 ↗ |
| 2009-08-20 | S-1 | S-1 (registration) | DOLLAR GENERAL CORP | 0001047469-09-007911 ↗ |
| 2009-09-25 | S-1/A | S-1/A (amendment) | DOLLAR GENERAL CORP | 0001047469-09-008533 ↗ |
| 2009-10-13 | S-1/A | S-1/A (amendment) | DOLLAR GENERAL CORP | 0001047469-09-008876 ↗ |
| 2009-10-30 | S-1/A | S-1/A (amendment) | DOLLAR GENERAL CORP | 0001047469-09-009380 ↗ |
| 2009-11-09 | S-1/A | S-1/A (amendment) | DOLLAR GENERAL CORP | 0001047469-09-009804 ↗ |
| 2009-11-12 | EFFECT | EFFECT (declared effective) | DOLLAR GENERAL CORP | 9999999995-09-003157 ↗ |
| 2009-11-13 | 424B4 | 424B4 (final prospectus) | DOLLAR GENERAL CORP | 0001047469-09-010136 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-11-09 | S-1/A | registration statement | $21.00–$23.00 | $22.00 | 34,100,000 | $750,200,000 | NYSE DG | 9 | primary document; range, price sentence, shares headline, proceeds computed, cover names 8 | document ↗ |
| 2009-11-13 | 424B4 | final prospectus | $21.00 | 34,100,000 | $716,100,000 | NYSE DG | 10 | primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| WILDS DAVID M | Director | 5 | 2006–2007 | ||
| BULEY BERYL J | Officer | Division President | 8 | 2006–2007 | |
| PURCELL J NEAL | Director | 20 | 2006–2007 | ||
| ROBBINS JAMES D | Director | 4 | 2006–2007 | ||
| GUION KATHLEEN | Officer | Division President; Div. Pres., Store Ops & Dev.; EVP Strat Planning/Real Estate; EVP, Strat Plan & Real Estate | 23 | 2006–2012 | |
| LANIGAN SUSAN S | Officer | EVP & General Counsel; Executive VP & General Counsel; Exec. VP & General Counsel | 27 | 2006–2013 | |
| O BRIANT STONIE R | Officer | Executive Vice President | 2 | 2006 | |
| PERDUE DAVID A | Director,Officer | Chairman & CEO | 7 | 2006–2007 | |
| TEHLE DAVID M | Officer | EVP & Chief Financial Officer; Executive VP and CFO; Executive VP & CFO | 34 | 2006–2015 | |
| ELLIOTT ANITA C | Officer | Senior V.P. and Controller; Senior VP & Controller; SVP & Chief Accounting Officer; SVP & Controller | 76 | 2006–2026 | |
| Gibson Wayne | Officer | Senior Vice President; Sr. VP, Dollar General Markets | 4 | 2006–2007 | |
| LOWE CHALLIS M | Officer | Executive Vice President; Executive VP; Executive VP, Human Resources | 5 | 2006–2007 | |
| BERE DAVID L | Director; Director,Officer; Officer | President and COO; President & Chief Strategy Ofc; President & COO | 4 | 2006–2009 | |
| BOTTORFF DENNIS | Director | 3 | 2006–2007 | ||
| BOWLES BARBARA L | Director | 3 | 2006–2007 | ||
| DICKSON REGINALD | Director | 4 | 2006–2007 | ||
| GEE GORDON | Director | 3 | 2006–2007 | ||
| KNUCKLES BARBARA | Director | 3 | 2006–2007 | ||
| THORNBURGH RICHARD E | Director | 4 | 2006–2007 | ||
| Agrawal Rajit Kumar | Director | 5 | 2009–2013 | ||
| Buck Holdings LLC | TenPercentOwner | 13 | 2009–2013 | ||
| Buck Holdings L.P. | TenPercentOwner | 13 | 2009–2013 | ||
| CALBERT MICHAEL M | Director | 37 | 2009–2026 | ||
| DREILING RICHARD W | Director,Officer; Other | Chairman & CEO | 27 | 2009–2016 | |
| Flanigan John W | Officer | EVP, Global Supply Chain; SVP, Global Supply Chain | 41 | 2009–2016 | |
| GOLDMAN SACHS & CO | TenPercentOwner | 17 | 2009–2012 | ||
| Goldman Sachs DGC Investors LP | TenPercentOwner | 11 | 2009–2012 | ||
| GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. | TenPercentOwner | 11 | 2009–2012 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 17 | 2009–2012 | ||
| GOLDMAN, SACHS MANAGEMENT GP GMBH | TenPercentOwner | 11 | 2009–2012 | ||
| GS Advisors VI, L.L.C. | TenPercentOwner | 11 | 2009–2012 | ||
| GS Capital Partners VI Fund, L.P. | TenPercentOwner | 11 | 2009–2012 | ||
| GS Capital Partners VI GmbH & Co KG | TenPercentOwner | 11 | 2009–2012 | ||
| GS Capital Partners VI Offshore Fund, L.P. | TenPercentOwner | 11 | 2009–2012 | ||
| GS Capital Partners VI Parallel LP | TenPercentOwner | 11 | 2009–2012 | ||
| GSCP VI Advisors, L.L.C. | TenPercentOwner | 11 | 2009–2012 | ||
| GSCP VI Offshore Advisors, L.L.C. | TenPercentOwner | 10 | 2009–2012 | ||
| GS DGC ADVISORS, L.L.C. | TenPercentOwner | 11 | 2009–2012 | ||
| GS DGC OFFSHORE ADVISORS, INC. | TenPercentOwner | 11 | 2009–2012 | ||
| GSUIG, L.L.C. | TenPercentOwner | 11 | 2009–2012 | ||
| Jones Adrian M | Director | 34 | 2009–2013 | person page Fuzzy | |
| KKR 2006 Fund L.P. | TenPercentOwner | 13 | 2009–2013 | ||
| KKR 2006 GP LLC | TenPercentOwner | 13 | 2009–2013 | ||
| KKR Associates 2006 LP | TenPercentOwner | 13 | 2009–2013 | ||
| KKR & Co. L.P. | TenPercentOwner | 13 | 2009–2013 | ||
| KKR Fund Holdings GP Ltd | TenPercentOwner | 13 | 2009–2013 | ||
| KKR Fund Holdings L.P. | TenPercentOwner | 14 | 2009–2013 | ||
| KKR Group Ltd | TenPercentOwner | 13 | 2009–2013 | ||
| KKR Management LLC | TenPercentOwner | 13 | 2009–2013 | ||
| KRAVIS HENRY R | TenPercentOwner | 13 | 2009–2013 | ||
| Ravener Robert D | Officer | EVP & Chief People Officer; SVP & Chief People Officer | 59 | 2009–2019 | |
| ROBERTS GEORGE R | TenPercentOwner | 13 | 2009–2013 | ||
| VASOS TODD J | Director; Director,Officer; Officer | Chief Executive Officer; Chief Operating Officer; Div. Pres., Chief Merch. Ofc; EVP, Chief Merch. Ofc; Senior Advisor | 75 | 2009–2026 | |
| BRYANT WARREN F | Director | 32 | 2009–2026 | ||
| RHODES WILLIAM C III | Director | 31 | 2009–2023 | ||
| KKR Group Holdings L.P. | TenPercentOwner | 12 | 2009–2013 | ||
| GSCP V OFFSHORE ADVISORS, L.L.C. | TenPercentOwner | 1 | 2009 | ||
| RICKARD DAVID B | Director | 13 | 2010–2018 | ||
| Sparks Gregory A | Director,Officer; Officer | EVP, Store Operations | 9 | 2012–2015 | |
| FILIKRUSHEL PATRICIA | Director | 27 | 2012–2024 | ||
| COCHRAN SANDRA B | Director | 16 | 2012–2020 | ||
| TAYLOR RHONDA | Officer | EVP & General Counsel; SVP & General Counsel | 50 | 2013–2026 | |
| D AREZZO DAVID W | Officer | EVP/Chief Merchandising Ofc | 5 | 2013–2015 | |
| Price Paula A | Director | 12 | 2014–2018 | ||
| Owen Jeffery | Director,Officer; Officer | Chief Executive Officer; Chief Operating Officer; EVP, Store Operations | 28 | 2015–2023 | |
| Garratt John W | Officer | Chief Financial Officer; EVP & Chief Financial Officer; EVP, Chief Financial Officer; Interim CFO; President & CFO | 32 | 2015–2023 | |
| Thorpe James W | Officer | EVP & Chief Merchandising Ofc; EVP, Chief Merchandising Ofc | 6 | 2015–2017 | |
| Kindy Michael J | Officer | EVP, Global Supply Chain; SVP, Global Supply Chain | 23 | 2016–2021 | |
| Wenkoff Carman R | Officer | EVP & Chief Information Ofc | 36 | 2017–2026 | |
| Reiser Jason S | Officer | EVP & Chief Merchandising Ofc | 10 | 2017–2020 | |
| Santana Ralph | Director | 14 | 2018–2026 | ||
| McGuire Timothy I | Director | 16 | 2018–2026 | ||
| REARDON KATHLEEN A | Officer | EVP & Chief People Officer; SVP & Chief People Officer | 26 | 2019–2026 | |
| SUNDERLAND STEVEN G | Officer | EVP, Store Operations | 16 | 2019–2023 | |
| Sandler Debra A. | Director | 11 | 2020–2026 | ||
| TAYLOR EMILY C | Officer | Chief Operating Officer; EVP & Chief Merchandising Ofc | 24 | 2020–2026 | |
| ZUAZO ANTONIO | Officer | EVP, Global Supply Chain | 8 | 2021–2023 | |
| Chadwick Ana Maria | Director | 7 | 2022–2026 | ||
| DILTS KELLY | Officer | EVP & Chief Financial Officer | 7 | 2023–2025 | |
| Deckard Steven R | Officer | EVP, Growth & Emerging Mkts; EVP, Store Ops & Development; EVP, Strategy & Development | 8 | 2023–2025 | |
| ROWLAND DAVID | Director | 6 | 2023–2026 | ||
| West Roderick J | Officer | EVP, Global Supply Chain | 14 | 2023–2026 | |
| Scarlett Kathleen | Director | 5 | 2024–2026 | ||
| Herrmann Tracey N | Officer | EVP, Store Operations | 7 | 2025–2026 | |
| Lau Donny H | Officer | EVP & Chief Financial Officer | 3 | 2025–2026 | |
| Wheeler Bryan D | Officer | EVP & Chief Merchandising Ofc | 6 | 2025–2026 | |
| Hicks Gregory H | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DOLLAR GENERAL | TN | State business registries | name and state |
| Business registration | DOLLAR GENERAL CORPORATION | TN | State business registries | name and state |
| Lobbying client | DOLLAR GENERAL | TN | Federal lobbying (LDA) | name and state |
| Lobbying client | DOLLAR GENERAL CORPORATION | TN | Federal lobbying (LDA) | name and state |
| Lobbying registrant | DOLLAR GENERAL CORPORATION | TN | Federal lobbying (LDA) | name and state |
| Recalling firm | Dollar General Corporation | TN | Food recalls (FDA, USDA) | name and state |
| SEC filer | DOLLAR GENERAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Dollar General Corporation | TN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DOLLAR GENERAL CORPORATION | EIN (EXACT) | ||
| Person page | Adrian M Jones | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.