IPO registrations (S-1, F-1) · Registrants
CUBIC CORP /DE/
- SEC CIK
- 26076 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-02-25, last 2013-05-13; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2013-05-16; declared effective 2013-05-15
- Industry (SIC)
- Measuring & Controlling Devices, NEC 3829
- Incorporated in
- DE
- Business address
- 9333 BALBOA AVE, San Diego, CA 92123
- EIN
- 95-1678055
- EDGAR entity type
- operating
- Insiders and CEO pay
- CUBIC CORP /DE/ on the corporate pages
Offering terms
- Final price
- $28.85 per share (424B4 filed 2013-05-16)
- Shares sold
- 2,315,000
- Gross proceeds
- $66,787,750 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CUB
- Lead underwriters
- J.P. Morgan; Credit Suisse (463,000 shares)
- Syndicate
- Raymond James (138,900); BB&T Capital Markets; Canaccord Genuity (69,450); Needham & Company (69,450); RBC Capital Markets (69,450); Imperial Capital (23,150); The Benchmark Company (23,150); BB&T Capital Markets, a division of BB&T Securities, LLC (69,450)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CUBIC CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: CUBIC CORPORATION EXACT (EIN (EXACT))
- SEC filer: CUBIC CORP /DE/ EXACT (CIK (EXACT))
- Person page: Edwin A Guiles Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James R Edwards Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John H Warner Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ms Denise L Devine Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Stephen O Shewmaker Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: William W Boyle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-02-25 | S-1 | S-1 (registration) | CUBIC CORP /DE/ | 0001047469-13-001625 ↗ |
| 2013-04-12 | S-1/A | S-1/A (amendment) | CUBIC CORP /DE/ | 0001047469-13-004259 ↗ |
| 2013-05-08 | S-1/A | S-1/A (amendment) | CUBIC CORP /DE/ | 0001047469-13-005685 ↗ |
| 2013-05-13 | S-1/A | S-1/A (amendment) | CUBIC CORP /DE/ | 0001047469-13-005983 ↗ |
| 2013-05-15 | EFFECT | EFFECT (declared effective) | CUBIC CORP /DE/ | 9999999995-13-001532 ↗ |
| 2013-05-16 | 424B4 | 424B4 (final prospectus) | CUBIC CORP /DE/ | 0001047469-13-006239 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | S-1/A | registration statement | $28.85 | 2,400,000 | $69,240,000 | NYSE CUB | 9 | primary document; price line, shares headline, proceeds computed, cover names 9 | document ↗ | |
| 2013-05-16 | 424B4 | final prospectus | $28.85 | 2,315,000 | $66,787,750 | NYSE CUB | 10 | primary document; price line, shares headline, proceeds computed, underwriting table 8, cover names 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| THOMAS JOHN D | Officer | EVP/CFO; VP/Finance and Treasurer; VP Finance & Corp Development; VP/Finance & Corp Development | 19 | 2006–2017 | |
| ZABLE WALTER J | Director,Officer; Director,Officer,TenPercentOwner | CEO & President; President & CEO | 12 | 2006–2011 | |
| DINKEL GERALD R | Other | 1 | 2007 | ||
| ZABLE WALTER C | Director,Officer; Director,Officer,TenPercentOwner; Officer | Chairman of the Board; Exec. Chairman of the Board; Vice President | 36 | 2007–2017 | |
| WARNER JOHN H JR | Director | 20 | 2007–2019 | person page Fuzzy | |
| Tanner Gregory L | Officer | Treasurer; Vice President/Treasurer | 18 | 2007–2018 | |
| Blakley Bruce G | Director | 24 | 2008–2021 | ||
| FELDMANN BRADLEY H | Director,Officer; Officer | Chairman/President/CEO; President, CDA; President/CEO; President/COO | 43 | 2008–2021 | |
| GUILES EDWIN A | Director | 20 | 2008–2019 | person page Fuzzy | |
| PEET RAYMOND E | Director | 1 | 2010 | ||
| EDWARDS JAMES R | Officer | SVP, Advisor; SVP, Gen. Counsel & Secretar; SVP, Gen. Counsel & Secretary; VP, General Counsel & Secretar | 29 | 2012–2019 | person page Fuzzy |
| Cox Karen Zable | TenPercentOwner | 7 | 2012–2013 | ||
| Zable Non QTIP Marital Trust | TenPercentOwner | 4 | 2012–2013 | ||
| Zable QTIP Marital Trust | TenPercentOwner | 4 | 2012–2013 | ||
| Zable Reverse QTIP Marital Trust | TenPercentOwner | 4 | 2012–2013 | ||
| Zable Special Trusts | TenPercentOwner | 2 | 2012–2013 | ||
| Zable Survivor's Trusts | TenPercentOwner | 4 | 2012–2013 | ||
| Zable Trust Dated 1978 | TenPercentOwner | 2 | 2012–2013 | ||
| Balentine Jimmie L | Officer | President, MSS; President, MSS and EVP | 6 | 2012–2014 | |
| Shewmaker Stephen O | Officer | President, CTS; President, CTS and EVP | 8 | 2012–2015 | person page Fuzzy |
| BOYLE WILLIAM W | Director; Director,Officer | CEO | 5 | 2013–2014 | person page Fuzzy |
| HARRISON MARK | Officer | SVP/Chief Accounting Officer; SVP/Controller | 31 | 2013–2021 | |
| SULLIVAN ROBERT S | Director | 10 | 2013–2016 | ||
| Schmitz David R | Officer | President, CDS; President, CDS and SVP | 5 | 2013–2014 | |
| Norris Steven Jay | Director | 18 | 2014–2021 | ||
| Toti William J | Officer | SVP | 6 | 2014–2016 | |
| Hamby Janice M. | Director | 21 | 2015–2021 | ||
| Cole Matthew James | Officer | President, CTS; President, CTS - SVP, CORP; Senior Vice President | 15 | 2015–2019 | |
| Buss David H. | Officer | President, CGD; Senior Vice President | 8 | 2016–2018 | |
| Twyman Michael R. | Officer | President, CMS; Senior Vice President | 11 | 2016–2020 | |
| Breakiron-Evans Maureen | Director | 12 | 2017–2021 | ||
| Aga Anshooman | Officer | EVP/CFO; Executive Vice President | 21 | 2017–2021 | |
| Melcher David F | Director | 13 | 2018–2021 | ||
| Williams Rhys V | Officer | VP, Treasurer | 12 | 2018–2021 | |
| Banerjee Prithviraj | Director | 7 | 2018–2021 | ||
| KNOWLES MICHAEL | Officer | President, CGD - SVP, CORP; President, CMPS - SVP, CORP | 14 | 2018–2021 | |
| Devine Denise L | Director | 7 | 2019–2021 | person page Fuzzy | |
| Flowers Carolyn A. | Director | 5 | 2019–2021 | ||
| Hageman Hilary | Officer | SVP, General Counsel, & Sec | 7 | 2019–2021 | |
| Lee Grace G. | Officer | SVP, Chief HR & Diversity Ofc.; SVP, Chief of HR and Diversity | 10 | 2019–2021 | |
| Eskenazi Laurent | Officer | Acting President, CTS and SVP; Interim President, CTS / SVP | 2 | 2020 | |
| LOWINGER JEFFREY B. | Officer | President, CTS - SVP, CORP; President, CTS-SVP, CORP | 8 | 2020–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | CUBIC CORPORATION | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | CUBIC CORP /DE/ | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | CUBIC CORPORATION | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | CUBIC CORPORATION | EIN (EXACT) | ||
| Person page | Edwin A Guiles | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James R Edwards | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John H Warner Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ms Denise L Devine | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Stephen O Shewmaker | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | William W Boyle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Measuring & Controlling Devices, NEC, CA first:
- ACLARA BIOSCIENCES INC CA
- RAE SYSTEMS INC CA
- XENOGEN CORP CA
- PRIVIAM, INC. CA
- Ecologix Resource Group, Inc. CA
- AMBICOM HOLDINGS, INC CA
- Mirion Technologies (US), Inc. CA
- US NUCLEAR CORP. CA
- MyDx, Inc. CA
- Elster Group SE 2M
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Measuring & Controlling Devices, NEC · Technology