IPO registrations (S-1, F-1) · Registrants
CONTROL4 CORP
- SEC CIK
- 1259515 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-07-01, last 2013-07-22; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2013-08-02; declared effective 2013-08-01
- Industry (SIC)
- Electronic Components & Accessories 3670
- Incorporated in
- DE
- Business address
- 11734 SOUTH ELECTION ROAD, Salt Lake City, UT 84020
- EDGAR entity type
- operating
- Insiders and CEO pay
- CONTROL4 CORP on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2013-07-22)
- Final price
- $16.00 per share, within the range (424B4 filed 2013-08-02, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $64,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CTRL
- Lead underwriters
- BofA Securities
- Syndicate
- Raymond James; Canaccord Genuity; Cowen; Needham & Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Control4 Corporation Fuzzy (name and state)
- Business registration: Control4 Corporation Fuzzy (name and state)
- Business registration: CONTROL4 CORPORATION Fuzzy (name and state)
- Business registration: CONTROL4 CORPORATION Fuzzy (name and state)
- SEC filer: CONTROL4 CORP EXACT (CIK (EXACT))
- Person page: David C Habiger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jeremy A Jaech Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-07-01 | S-1 | S-1 (registration) | CONTROL4 CORP | 0001047469-13-007324 ↗ |
| 2013-07-18 | S-1/A | S-1/A (amendment) | CONTROL4 CORP | 0001047469-13-007609 ↗ |
| 2013-07-22 | S-1/A | S-1/A (amendment) | CONTROL4 CORP | 0001047469-13-007684 ↗ |
| 2013-08-01 | EFFECT | EFFECT (declared effective) | CONTROL4 CORP | 9999999995-13-002294 ↗ |
| 2013-08-02 | 424B4 | 424B4 (final prospectus) | CONTROL4 CORP | 0001047469-13-008006 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-22 | S-1/A | registration statement | $15.00–$17.00 | 4,000,000 | - | Nasdaq CTRL | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2013-08-02 | 424B4 | final prospectus | $16.00 | 4,000,000 | $64,000,000 | Nasdaq CTRL | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Anderson Eric | Officer | SVP of Products | 13 | 2013–2018 | |
| Arnold James B. | Officer | SVP of Sales | 7 | 2013–2016 | |
| Bishop Greg | Officer | GC, Chief Compl. Officer, Sec | 21 | 2013–2018 | |
| Born Robert | Director; Director,TenPercentOwner | 12 | 2013–2019 | ||
| Cashen Susan | Officer | Sr Vice President of Marketing; SVP of Marketing | 37 | 2013–2019 | |
| CISCO SYSTEMS, INC. | TenPercentOwner | 2 | 2013 | ||
| Dungan Jefferson | Officer | Sr. VP of Business Development; SVP Bus. Development | 27 | 2013–2019 | |
| ELMORE WILLIAM B | Other; TenPercentOwner | 5 | 2013–2016 | ||
| FC IV ACTIVE ADVISORS FUND LLC | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| FOUNDATION CAPITAL IV LP | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| Foundation Capital IV Principals Fund, LLC | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| FOUNDATION CAPITAL MANAGEMENT CO IV LLC | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| Foundation Capital Management Co. VI, LLC | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| FOUNDATION CAPITAL VI LP | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| Foundation Capital VI Principals Fund, LLC | Other; TenPercentOwnerOther | 5 | 2013–2016 | ||
| Frazier Technology Management, LLC | Other; TenPercentOwner | 2 | 2013 | ||
| FRAZIER TECHNOLOGY VENTURES II L P | Other; TenPercentOwner | 2 | 2013 | ||
| FTVM II, L.P. | Other; TenPercentOwner | 2 | 2013 | ||
| GOULD KATHRYN C | TenPercentOwner | 4 | 2013–2014 | ||
| Habiger David C | Director | 8 | 2013–2019 | person page Fuzzy | |
| HOLLAND PAUL R | Other; TenPercentOwner | 5 | 2013–2016 | ||
| Jordan Len | DirectorOther; Director,TenPercentOwner | 2 | 2013 | ||
| KOONTZ PAUL G | Other; TenPercentOwner | 5 | 2013–2016 | ||
| Moldow Charles | Other; TenPercentOwner | 5 | 2013–2016 | ||
| PAISLEY CHRISTOPHER B | Director | 7 | 2013–2015 | ||
| Petty Scott | Director; Director,TenPercentOwner | 5 | 2013–2014 | ||
| PLAEHN MARTIN | Director,Officer | Chairman, CEO and President; President and CEO | 26 | 2013–2019 | |
| Redelfs Richard | TenPercentOwner | 4 | 2013–2014 | ||
| SCHUH MICHAEL N | Other; TenPercentOwner | 5 | 2013–2016 | ||
| Sidana Ashmeet | TenPercentOwner | 2 | 2013 | ||
| Strong Dan | Officer | Chief Financial Officer | 4 | 2013–2015 | |
| Thomas Weisel Capital Management LLC | TenPercentOwner | 3 | 2013–2014 | ||
| Thomas Weisel Venture Partners Employee Fund, L.P. | TenPercentOwner | 3 | 2013–2014 | ||
| Thomas Weisel Venture Partners LLC | TenPercentOwner | 3 | 2013–2014 | ||
| Thomas Weisel Venture Partners, L.P. | TenPercentOwner | 3 | 2013–2014 | ||
| Vassallo Steven | Director,TenPercentOwner; Other | 5 | 2013–2016 | ||
| vSpring III D, L.P. | TenPercentOwner | 3 | 2013–2014 | ||
| vSpring III L P | TenPercentOwner | 3 | 2013–2014 | ||
| vSpring Management III D, L.L.C. | TenPercentOwner | 3 | 2013–2014 | ||
| vSpring Management III, L.L.C. | TenPercentOwner | 3 | 2013–2014 | ||
| vSpring Partners III, L.P. | TenPercentOwner | 3 | 2013–2014 | ||
| VSPRING SBIC LP | TenPercentOwner | 2 | 2013 | ||
| vSpring SBIC Management, L.L.C. | TenPercentOwner | 2 | 2013 | ||
| Weiss Warren M | Other; TenPercentOwner | 5 | 2013–2016 | ||
| West William B. | Director,Officer | Chief Strat. Officer, Chairman | 1 | 2013 | |
| JAECH JEREMY A | Director | 10 | 2014–2019 | person page Fuzzy | |
| Caudill James T | Director | 9 | 2014–2019 | ||
| Jensen Mark Edwin | Director | 13 | 2015–2019 | ||
| Molyneux Phil | Director | 12 | 2015–2019 | ||
| Novakovich Mark | Officer | Chief Financial Officer | 26 | 2015–2019 | |
| Judd Bryce | Officer | Sr. Vice President of Sales; SVP of Sales | 38 | 2016–2019 | |
| Thomas Maria | Director | 5 | 2018–2019 | ||
| ELLIS JOSHUA D. | Officer | General Counsel | 19 | 2018–2019 | |
| KINDEL CHARLES E. JR. | Officer | Sr. Vice President of Products; SVP of Products | 7 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.