IPO registrations (S-1, F-1) · Registrants

Confluent, Inc.

SEC CIK
1699838 · filings on EDGAR ↗
Registration
Form S-1, first filed 2021-06-01, last 2021-06-16; 1 initial registration, 1 amendment
Outcome
Final prospectus filed 2021-06-25; declared effective 2021-06-23
Industry (SIC)
Services-Prepackaged Software 7372
Incorporated in
DE
Business address
899 W. EVELYN AVENUE, Mountain View, CA 94041
EIN
47-1824387
EDGAR entity type
operating
Insiders and CEO pay
Confluent, Inc. on the corporate pages

Offering terms

Proposed price range
$29.00–$33.00 per share (S-1/A filed 2021-06-16)
Final price
$36.00 per share, above the range (424B4 filed 2021-06-25, an initial public offering)
Shares sold
23,000,000
Gross proceeds
$828,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol CFLT
Lead underwriters
Morgan Stanley (6,325,000 shares); J.P. Morgan (5,175,000 shares)
Syndicate
Goldman Sachs (2,300,000); BofA Securities (1,840,000); Citigroup (1,840,000); Barclays (805,000); Cowen (299,000); Credit Suisse (805,000); D.A. Davidson (299,000); Deutsche Bank (805,000); JMP Securities (299,000); KeyBanc Capital Markets (299,000); Piper Sandler (299,000); UBS (805,000); Wells Fargo (805,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 4

FiledFormWhat it isName as filedEDGAR
2021-06-01S-1S-1 (registration)Confluent, Inc.0001193125-21-178773 ↗
2021-06-16S-1/AS-1/A (amendment)Confluent, Inc.0001193125-21-191615 ↗
2021-06-23EFFECTEFFECT (declared effective)Confluent, Inc.9999999995-21-002468 ↗
2021-06-25424B4424B4 (final prospectus)Confluent, Inc.0001193125-21-199382 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2021-06-16S-1/Aregistration statement$29.00–$33.00--Nasdaq CFLT15primary document; range, cover names 15document ↗
2021-06-25424B4final prospectus$36.0023,000,000$828,000,000Nasdaq CFLT15primary document; price sentence, shares headline, proceeds computed, underwriting table 15, cover names 15document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Benchmark Capital Management Co. VIII, L.L.C.TenPercentOwner62021–2022
Benchmark Capital Partners VIII, L.P.TenPercentOwner62021–2022
Benchmark Founders' Fund VIII-B, L.P.TenPercentOwner62021–2022
Benchmark Founders' Fund VIII, L.P.TenPercentOwner62021–2022
Caimi LaraDirector142021–2026
Chadwick JonathanDirector152021–2026
Cohler MattTenPercentOwner72021–2022
FENTON PETER HTenPercentOwner92021–2022
GURLEY J WILLIAMTenPercentOwner92021–2022
Henry AlyssaDirector72021–2026
Hu An-YenTenPercentOwner72021–2022
Index Venture Associates VII LtdTenPercentOwner72021–2023
Index Venture Growth Associates IV LtdTenPercentOwner62021–2023
Index Ventures Growth IV (Jersey), L.P.TenPercentOwner62021–2023
INDEX VENTURES VII (JERSEY), L.P.TenPercentOwner72021–2023
INDEX VENTURES VII PARALLEL ENTREPRENEUR FUND (JERSEY), L.P.TenPercentOwner62021–2023
Kreps Edward JayDirector,Officer; Director,Officer,TenPercentOwnerChief Executive Officer; CHIEF EXECUTIVE OFFICER372021–2026person page Fuzzy
LASKY MITCHELLTenPercentOwner82021–2022
Liu Ying ChristinaOfficerChief Accounting Officer; CHIEF ACCOUNTING OFFICER202021–2024
MILLER MATTHEW CRAIGDirector; Director,TenPercentOwner222021–2026
Narkhede NehaDirector212021–2026
Puttagunta ChetanTenPercentOwner92021–2022
SCHOTT GREGORY GEORGEDirector52021–2026
Schultz EricaOfficerPresident, Field Operations; PRESIDENT, FIELD OPERATIONS372021–2025
SC U.S. Growth VIII Management, L.P.TenPercentOwner82021–2023
SC U.S. Growth VII Management, L.P.TenPercentOwner82021–2023
SC US (TTGP), LTD.TenPercentOwner112021–2023
Sequoia Capital U.S. Growth Fund VIII, L.P.TenPercentOwner82021–2023
SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P.TenPercentOwner82021–2023
SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P.TenPercentOwner82021–2023
Sequoia Grove II, LLCTenPercentOwner82021–2023
Sequoia Grove Manager, LLCTenPercentOwner82021–2023
SPURLOCK STEVEN MTenPercentOwner52021
Tavel Sarah ETenPercentOwner72021–2022
Tomlinson SteffanOfficerChief Financial Officer102021–2023
Vishria EricDirector; Director,TenPercentOwner272021–2026
Volpi MichelangeloDirector202021–2026
Yucca (Jersey) SLPTenPercentOwner72021–2023
Altimeter Capital Management General Partner, LLCTenPercentOwner92022
Altimeter Capital Management, LPTenPercentOwner82022
GERSTNER BRADTenPercentOwner92022
ALTIMETER PARTNERS FUND LPTenPercentOwner12022
Sequoia Capital Fund Management, L.P.TenPercentOwner62022–2023
Buscemi StephanieOfficerChief Marketing Officer; CHIEF MARKETING OFFICER182022–2024
Verbowski ChadOfficerChief Technology Officer; CHIEF TECHNOLOGY OFFICER; SVP of Engineering202022–2024
Sequoia Capital Fund, L.P.TenPercentOwner32023
Sequoia Capital Fund Parallel, LLCTenPercentOwner32023
Sivaram RohanOfficerChief Financial Officer; CHIEF FINANCIAL OFFICER302023–2026
Phan KongOfficerChief Accounting Officer222024–2026
Vinson Melanie DavisOfficerChief Legal Officer22025
Mac Ban Ryan NorrisOfficerChief Revenue Officer112025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-03-07Confluent, Inc.Other Technology$49,999,988$49,999,98861

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationConfluent, Inc.CAState business registriesname and state
Business registrationConfluent, Inc.CAState business registriesname and state
Business registrationCONFLUENT, Inc.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT, INC.CAState business registriesname and state
Business registrationCONFLUENT INCORPORATEDCAState business registriesname and state
Business registrationCONFLUENT OF CALIFORNIA INCCAState business registriesEIN (EXACT, as the state registration reports it)
ContractorCONFLUENTCANonprofit contractors (Form 990)name and state
Federal award recipientCONFLUENT, INC.CAFederal spending (USAspending)name and state
Form D issuerConfluent, Inc.CAForm D private offeringsCIK (EXACT)
Patent assigneeConfluent, Inc.CAPatents (USPTO)name and state
SEC filerConfluent, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerConfluent, Inc.CATrademarks (USPTO)name and state
Form 5500 plan sponsorCONFLUENT, INCEIN (EXACT)
Person pageEdward Jay KrepsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Services-Prepackaged Software · Technology