IPO registrations (S-1, F-1) · Registrants
COMVERGE, INC.
- SEC CIK
- 1372664 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-10-05, last 2007-12-06; 2 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 2007-04-13; declared effective 2007-04-12
- Industry (SIC)
- Auto Controls For Regulating Residential & Comml Environments 3822
- Incorporated in
- DE
- Business address
- 5390 TRIANGLE PARKWAY, SUITE 300, Norcross, GA 30092
- EIN
- 22-3543611
- EDGAR entity type
- operating
- Insiders and CEO pay
- COMVERGE, INC. on the corporate pages
Offering terms
- Final price
- $18.00 per share (424B4 filed 2007-04-13, an initial public offering)
- Shares sold
- 5,300,000
- Gross proceeds
- $95,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol COMV
- Lead underwriters
- Citigroup
- Syndicate
- Cowen; RBC Capital Markets; Pacific Growth Equities, LLC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ITRON DISTRIBUTED ENERGY MANAGEMENT, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: COMVERGE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: COMVERGE, INC. EXACT (EIN (EXACT))
- Federal award recipient: COMVERGE, INC. Fuzzy (name and state)
- SEC filer: Comverge, Inc. EXACT (CIK (EXACT))
- Person page: A Laurence Jones Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Brian D Schwartz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James J Moore Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Philip J Hempleman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 21
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-10-05 | S-1 | S-1 (registration) | Comverge, Inc. | 0001193125-06-202883 ↗ |
| 2006-11-16 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-06-237339 ↗ |
| 2006-12-13 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-06-252565 ↗ |
| 2007-01-03 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-000742 ↗ |
| 2007-02-08 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-024307 ↗ |
| 2007-03-05 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-046232 ↗ |
| 2007-03-09 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-049906 ↗ |
| 2007-03-23 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-062959 ↗ |
| 2007-04-05 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-075630 ↗ |
| 2007-04-09 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-077007 ↗ |
| 2007-04-12 | S-1MEF | S-1MEF (added securities) | Comverge, Inc. | 0001193125-07-080088 ↗ |
| 2007-04-12 | EFFECT | EFFECT (declared effective) | Comverge, Inc. | 9999999995-07-001285 ↗ |
| 2007-04-13 | 424B4 | 424B4 (final prospectus) | Comverge, Inc. | 0001193125-07-080443 ↗ |
| 2007-10-22 | S-1 | S-1 (registration) | Comverge, Inc. | 0001193125-07-222433 ↗ |
| 2007-11-06 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-236026 ↗ |
| 2007-11-09 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-242639 ↗ |
| 2007-12-03 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-257956 ↗ |
| 2007-12-06 | S-1/A | S-1/A (amendment) | Comverge, Inc. | 0001193125-07-260018 ↗ |
| 2007-12-06 | EFFECT | EFFECT (declared effective) | Comverge, Inc. | 9999999995-07-004770 ↗ |
| 2007-12-07 | 424B4 | 424B4 (final prospectus) | Comverge, Inc. | 0001193125-07-260795 ↗ |
| 2009-11-10 | EFFECT | EFFECT (declared effective) | COMVERGE, INC. | 9999999995-09-003128 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-04-09 | S-1/A | registration statement | $90.00 | 2,639,029 | $237,512,610 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | ||
| 2007-04-13 | 424B4 | final prospectus | $18.00 | 5,300,000 | $95,400,000 | Nasdaq COMV | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ACORN FACTOR, INC. | TenPercentOwner | 4 | 2007 | ||
| Brownell Nora Mead | Director | 9 | 2007–2012 | ||
| Chiste Robert M | Director,Officer | Chairman, CEO and President | 29 | 2007–2009 | |
| DENINO MARK J | Other; TenPercentOwner | 5 | 2007 | ||
| ECP II Interfund, L.P. | Other; TenPercentOwner | 3 | 2007 | ||
| ECP II Management, LLC | Other; TenPercentOwner | 3 | 2007 | ||
| ECP II Management, L.P. | Other; TenPercentOwner | 3 | 2007 | ||
| ELLIS ALEXANDER III | Director; Director,TenPercentOwner | 3 | 2007 | ||
| EnerTech Capital Partners II, L.P. | Other; TenPercentOwner | 6 | 2007 | ||
| GREALIS WILLIAM J | Director | 5 | 2007–2008 | ||
| KEITH ROBERT E JR | Other; TenPercentOwner | 5 | 2007 | ||
| Kingsley William G | Other; TenPercentOwner | 5 | 2007 | ||
| Magnotti Frank A | Officer; Officer,TenPercentOwner | EVP-Sales, Chief Mktg. Officer; Pre & COO-Altrntve Energy Res; Pres.- Clean Energy Solutions; PRES.-CLEAN ENERGY SOLUTIONS | 11 | 2007–2009 | |
| MCCULLOUGH ROBERT F | Director | 4 | 2007–2008 | ||
| MOORE JOHN A | Director,TenPercentOwner | 5 | 2007 | ||
| Myszka Edward J | Officer | COO - Clean Energy Solutions; EVP of Program Delivery; Exec. VP and COO; Exec. VP of Program Delivery; Pre & COO-Smart Grid Solutions | 20 | 2007–2011 | |
| NTH POWER TECHNOLOGIES FUND II A LP | Other | 2 | 2007 | ||
| NTH POWER TECHNOLOGIES FUND II LP | Other | 2 | 2007 | ||
| PICCHI MICHAEL | Director,Officer; Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; EVP and CFO; EVP & CFO; Exec. Vice President and CFO; Exec. VP and CFO; INTERIM CEO, PRESIDENT AND CFO; Interim Pres/CEO; EVP & CFO | 27 | 2007–2011 | |
| RockPort Capital Partners, L.P. | TenPercentOwner | 2 | 2007 | ||
| RP Co-Investment Fund I, L.P. | TenPercentOwner | 2 | 2007 | ||
| Ungerer Scott B | Director; Director,TenPercentOwner; Other | 13 | 2007–2012 | ||
| Vos Arthur IV | Officer | Chief Technology Officer; CTO, SVP Utility Sales; EVP and Chief Tech. Officer; EVP & Chief Technology Officer; Exec. VP and CTO; See Remarks; SVP of Product Alliances; SVP of Utility Sales and CTO; SVP of Utility Sales/CTO; SVP Product Mgmt. & Alliances; VP -Marketing, Prod & Strategy | 25 | 2007–2012 | |
| WOODWARD TIMOTHY | Director; Director,TenPercentOwner | 3 | 2007 | ||
| Wren Thomas W Jr | Officer | Exec. V.P. and General Counsel | 8 | 2007–2008 | |
| YOUNG R BLAKE | Director; Director,Officer | Pres. & CEO; President and CEO; President & CEO | 15 | 2007–2012 | |
| EnerTech Capital Holding CO Manager, LLC | TenPercentOwner | 2 | 2007 | ||
| EnerTech Capital Holding Company, L.P. | TenPercentOwner | 2 | 2007 | ||
| EnerTech Capital Partners, L.P. | TenPercentOwner | 2 | 2007 | ||
| EnerTech Management CO Manager, LLC | TenPercentOwner | 2 | 2007 | ||
| EnerTech Management Company, L.P. | TenPercentOwner | 2 | 2007 | ||
| EnerTech Management, L.P. | TenPercentOwner | 2 | 2007 | ||
| Musser Dean W. | Officer | Pre&COOofEnerwiseGlob.Tec. Inc; Pres. and COO of Enerwise | 7 | 2007–2008 | |
| Smith Matthew Harnden | Officer | EVP & General Counsel; SVP and General Counsel; SVP & General Counsel; VP and General Counsel; VP & General Counsel; VP & GENERAL COUNSEL | 29 | 2008–2012 | |
| Dreyer Alec Gilbert | Director | 27 | 2008–2012 | ||
| Gutierrez Thomas | Director | 5 | 2009–2010 | ||
| Hagewood Larry | Director | 1 | 2009 | ||
| Schaefer Mark | Officer | VP, Risk Mgmt & Administration; VP-RISK MGMT ADMINISTRATION | 8 | 2009 | |
| Waterworth John | Officer | VP-Controller; VP & Corporate Controller; VP & CORPORATE CONTROLLER | 14 | 2009–2011 | |
| JONES A LAURENCE | Director | 4 | 2009–2012 | person page Fuzzy | |
| ODONNELL JOSEPH M | Director | 21 | 2009–2012 | ||
| CAMINO CHRISTOPHER | Officer | EVP & Chief Marketing Officer; EVP, Chief Marketing Officer | 2 | 2010–2011 | |
| MOFFITT STEVEN | Officer | EVP & COO; EVP of Engineering/Ops.; EVP, Operations & Engineering | 6 | 2010–2012 | |
| McCarter John T. | Director | 12 | 2010–2012 | ||
| Rego John S | Director | 12 | 2010–2012 | ||
| NAYLOR TERESA | Officer | Senior Vice President of HR; SVP of Human Resources | 4 | 2011–2012 | |
| MATHIESON DAVID | Officer | EVP & CFO | 3 | 2011–2012 | |
| ALLARDING GREGORY T | Officer | SVP - Operations; SVP-Operations | 2 | 2011–2012 | |
| ARDSLEY ADVISORY PARTNERS | TenPercentOwnerOther | 2 | 2012 | ||
| Ardsley Offshore Fund, Ltd. | TenPercentOwner; TenPercentOwnerOther | 2 | 2012 | ||
| Ardsley Partners Fund II, L.P. | TenPercentOwner; TenPercentOwnerOther | 2 | 2012 | ||
| ARDSLEY PARTNERS I | TenPercentOwnerOther | 2 | 2012 | ||
| Ardsley Partners Institutional Fund, L.P. | TenPercentOwner; TenPercentOwnerOther | 2 | 2012 | ||
| Ardsley Partners Renewable Energy Fund, L.P. | TenPercentOwner; TenPercentOwnerOther | 2 | 2012 | ||
| Ardsley Renewable Energy Offshore Fund, Ltd. | TenPercentOwner; TenPercentOwnerOther | 2 | 2012 | ||
| Block Benjamin Ian | TenPercentOwner | 2 | 2012 | ||
| HEMPLEMAN PHILIP J | TenPercentOwner | 2 | 2012 | person page Fuzzy | |
| Hempleman Spencer | TenPercentOwner | 2 | 2012 | ||
| Napoli Steven | TenPercentOwner | 2 | 2012 | ||
| Hoefling Rudolf J. | Director | 3 | 2012 | ||
| KUZMA DAVID R | Director | 3 | 2012 | ||
| MOORE JAMES J JR | Director | 3 | 2012 | person page Fuzzy | |
| HUNT GEORGE | Officer | SVP - C&I Sales; SVP-C&I Sales | 2 | 2012 | |
| ELLIS DAVID D | Officer | Managing Director - Int'l.; Managing Director-Int'l. | 2 | 2012 | |
| H.I.G. Bayside Advisors II, L.L.C. | TenPercentOwner | 3 | 2012 | ||
| HIG BAYSIDE DEBT & LBO FUND II LP | TenPercentOwner | 3 | 2012 | ||
| HIG GP II INC | TenPercentOwner | 3 | 2012 | ||
| MNAYMNEH SAMI | TenPercentOwner | 3 | 2012 | ||
| Peak Holding Corp. | TenPercentOwner | 3 | 2012 | ||
| TAMER ANTHONY | TenPercentOwner | 3 | 2012 | ||
| MARTIN WILLIAM C | TenPercentOwner | 4 | 2012 | ||
| Raging Capital Fund, LP | Other | 4 | 2012 | ||
| Raging Capital Fund (QP), LP | Other | 4 | 2012 | ||
| Raging Capital Management, LLC | TenPercentOwner | 4 | 2012 | ||
| Peak Merger Corp. | TenPercentOwner | 2 | 2012 | ||
| Preston Fraser | Director | 1 | 2012 | ||
| Schwartz Brian D | Director | 1 | 2012 | person page Fuzzy | |
| Zulli Joseph | Director | 1 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | COMVERGE, INC. | GA | State business registries | name and state |
| Plan sponsor | COMVERGE, INC. | GA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | COMVERGE, INC. | GA | Federal spending (USAspending) | name and state |
| Patent assignee | COMVERGE, INC. | GA | Patents (USPTO) | name and state |
| SEC filer | COMVERGE, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Comverge, Inc. | GA | Trademarks (USPTO) | name and state |
| Business registration | ITRON DISTRIBUTED ENERGY MANAGEMENT, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | COMVERGE, INC. | EIN (EXACT) | ||
| Person page | A Laurence Jones | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Brian D Schwartz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James J Moore Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Philip J Hempleman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Auto Controls For Regulating Residential & Comml Environments, GA first:
In other datasets, the same topic (Technology) in GA:
- Form D issuer: 2080 MEDIA INC (Form D private offerings)
- Lobbying client: 7P CONSULTING LLC (Federal lobbying (LDA))
Interests: Auto Controls For Regulating Residential & Comml Environments · Technology