IPO registrations (S-1, F-1) · Registrants

COMVERGE, INC.

SEC CIK
1372664 · filings on EDGAR ↗
Registration
Form S-1, first filed 2006-10-05, last 2007-12-06; 2 initial registrations, 13 amendments
Outcome
Final prospectus filed 2007-04-13; declared effective 2007-04-12
Industry (SIC)
Auto Controls For Regulating Residential & Comml Environments 3822
Incorporated in
DE
Business address
5390 TRIANGLE PARKWAY, SUITE 300, Norcross, GA 30092
EIN
22-3543611
EDGAR entity type
operating
Insiders and CEO pay
COMVERGE, INC. on the corporate pages

Offering terms

Final price
$18.00 per share (424B4 filed 2007-04-13, an initial public offering)
Shares sold
5,300,000
Gross proceeds
$95,400,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol COMV
Lead underwriters
Citigroup
Syndicate
Cowen; RBC Capital Markets; Pacific Growth Equities, LLC

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 21

FiledFormWhat it isName as filedEDGAR
2006-10-05S-1S-1 (registration)Comverge, Inc.0001193125-06-202883 ↗
2006-11-16S-1/AS-1/A (amendment)Comverge, Inc.0001193125-06-237339 ↗
2006-12-13S-1/AS-1/A (amendment)Comverge, Inc.0001193125-06-252565 ↗
2007-01-03S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-000742 ↗
2007-02-08S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-024307 ↗
2007-03-05S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-046232 ↗
2007-03-09S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-049906 ↗
2007-03-23S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-062959 ↗
2007-04-05S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-075630 ↗
2007-04-09S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-077007 ↗
2007-04-12S-1MEFS-1MEF (added securities)Comverge, Inc.0001193125-07-080088 ↗
2007-04-12EFFECTEFFECT (declared effective)Comverge, Inc.9999999995-07-001285 ↗
2007-04-13424B4424B4 (final prospectus)Comverge, Inc.0001193125-07-080443 ↗
2007-10-22S-1S-1 (registration)Comverge, Inc.0001193125-07-222433 ↗
2007-11-06S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-236026 ↗
2007-11-09S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-242639 ↗
2007-12-03S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-257956 ↗
2007-12-06S-1/AS-1/A (amendment)Comverge, Inc.0001193125-07-260018 ↗
2007-12-06EFFECTEFFECT (declared effective)Comverge, Inc.9999999995-07-004770 ↗
2007-12-07424B4424B4 (final prospectus)Comverge, Inc.0001193125-07-260795 ↗
2009-11-10EFFECTEFFECT (declared effective)COMVERGE, INC.9999999995-09-003128 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2007-04-09S-1/Aregistration statement$90.002,639,029$237,512,6100primary document; price sentence, shares headline, proceeds computeddocument ↗
2007-04-13424B4final prospectus$18.005,300,000$95,400,000Nasdaq COMV4primary document; price sentence, shares headline, proceeds table, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
ACORN FACTOR, INC.TenPercentOwner42007
Brownell Nora MeadDirector92007–2012
Chiste Robert MDirector,OfficerChairman, CEO and President292007–2009
DENINO MARK JOther; TenPercentOwner52007
ECP II Interfund, L.P.Other; TenPercentOwner32007
ECP II Management, LLCOther; TenPercentOwner32007
ECP II Management, L.P.Other; TenPercentOwner32007
ELLIS ALEXANDER IIIDirector; Director,TenPercentOwner32007
EnerTech Capital Partners II, L.P.Other; TenPercentOwner62007
GREALIS WILLIAM JDirector52007–2008
KEITH ROBERT E JROther; TenPercentOwner52007
Kingsley William GOther; TenPercentOwner52007
Magnotti Frank AOfficer; Officer,TenPercentOwnerEVP-Sales, Chief Mktg. Officer; Pre & COO-Altrntve Energy Res; Pres.- Clean Energy Solutions; PRES.-CLEAN ENERGY SOLUTIONS112007–2009
MCCULLOUGH ROBERT FDirector42007–2008
MOORE JOHN ADirector,TenPercentOwner52007
Myszka Edward JOfficerCOO - Clean Energy Solutions; EVP of Program Delivery; Exec. VP and COO; Exec. VP of Program Delivery; Pre & COO-Smart Grid Solutions202007–2011
NTH POWER TECHNOLOGIES FUND II A LPOther22007
NTH POWER TECHNOLOGIES FUND II LPOther22007
PICCHI MICHAELDirector,Officer; OfficerChief Financial Officer; CHIEF FINANCIAL OFFICER; EVP and CFO; EVP & CFO; Exec. Vice President and CFO; Exec. VP and CFO; INTERIM CEO, PRESIDENT AND CFO; Interim Pres/CEO; EVP & CFO272007–2011
RockPort Capital Partners, L.P.TenPercentOwner22007
RP Co-Investment Fund I, L.P.TenPercentOwner22007
Ungerer Scott BDirector; Director,TenPercentOwner; Other132007–2012
Vos Arthur IVOfficerChief Technology Officer; CTO, SVP Utility Sales; EVP and Chief Tech. Officer; EVP & Chief Technology Officer; Exec. VP and CTO; See Remarks; SVP of Product Alliances; SVP of Utility Sales and CTO; SVP of Utility Sales/CTO; SVP Product Mgmt. & Alliances; VP -Marketing, Prod & Strategy252007–2012
WOODWARD TIMOTHYDirector; Director,TenPercentOwner32007
Wren Thomas W JrOfficerExec. V.P. and General Counsel82007–2008
YOUNG R BLAKEDirector; Director,OfficerPres. & CEO; President and CEO; President & CEO152007–2012
EnerTech Capital Holding CO Manager, LLCTenPercentOwner22007
EnerTech Capital Holding Company, L.P.TenPercentOwner22007
EnerTech Capital Partners, L.P.TenPercentOwner22007
EnerTech Management CO Manager, LLCTenPercentOwner22007
EnerTech Management Company, L.P.TenPercentOwner22007
EnerTech Management, L.P.TenPercentOwner22007
Musser Dean W.OfficerPre&COOofEnerwiseGlob.Tec. Inc; Pres. and COO of Enerwise72007–2008
Smith Matthew HarndenOfficerEVP & General Counsel; SVP and General Counsel; SVP & General Counsel; VP and General Counsel; VP & General Counsel; VP & GENERAL COUNSEL292008–2012
Dreyer Alec GilbertDirector272008–2012
Gutierrez ThomasDirector52009–2010
Hagewood LarryDirector12009
Schaefer MarkOfficerVP, Risk Mgmt & Administration; VP-RISK MGMT ADMINISTRATION82009
Waterworth JohnOfficerVP-Controller; VP & Corporate Controller; VP & CORPORATE CONTROLLER142009–2011
JONES A LAURENCEDirector42009–2012person page Fuzzy
ODONNELL JOSEPH MDirector212009–2012
CAMINO CHRISTOPHEROfficerEVP & Chief Marketing Officer; EVP, Chief Marketing Officer22010–2011
MOFFITT STEVENOfficerEVP & COO; EVP of Engineering/Ops.; EVP, Operations & Engineering62010–2012
McCarter John T.Director122010–2012
Rego John SDirector122010–2012
NAYLOR TERESAOfficerSenior Vice President of HR; SVP of Human Resources42011–2012
MATHIESON DAVIDOfficerEVP & CFO32011–2012
ALLARDING GREGORY TOfficerSVP - Operations; SVP-Operations22011–2012
ARDSLEY ADVISORY PARTNERSTenPercentOwnerOther22012
Ardsley Offshore Fund, Ltd.TenPercentOwner; TenPercentOwnerOther22012
Ardsley Partners Fund II, L.P.TenPercentOwner; TenPercentOwnerOther22012
ARDSLEY PARTNERS ITenPercentOwnerOther22012
Ardsley Partners Institutional Fund, L.P.TenPercentOwner; TenPercentOwnerOther22012
Ardsley Partners Renewable Energy Fund, L.P.TenPercentOwner; TenPercentOwnerOther22012
Ardsley Renewable Energy Offshore Fund, Ltd.TenPercentOwner; TenPercentOwnerOther22012
Block Benjamin IanTenPercentOwner22012
HEMPLEMAN PHILIP JTenPercentOwner22012person page Fuzzy
Hempleman SpencerTenPercentOwner22012
Napoli StevenTenPercentOwner22012
Hoefling Rudolf J.Director32012
KUZMA DAVID RDirector32012
MOORE JAMES J JRDirector32012person page Fuzzy
HUNT GEORGEOfficerSVP - C&I Sales; SVP-C&I Sales22012
ELLIS DAVID DOfficerManaging Director - Int'l.; Managing Director-Int'l.22012
H.I.G. Bayside Advisors II, L.L.C.TenPercentOwner32012
HIG BAYSIDE DEBT & LBO FUND II LPTenPercentOwner32012
HIG GP II INCTenPercentOwner32012
MNAYMNEH SAMITenPercentOwner32012
Peak Holding Corp.TenPercentOwner32012
TAMER ANTHONYTenPercentOwner32012
MARTIN WILLIAM CTenPercentOwner42012
Raging Capital Fund, LPOther42012
Raging Capital Fund (QP), LPOther42012
Raging Capital Management, LLCTenPercentOwner42012
Peak Merger Corp.TenPercentOwner22012
Preston FraserDirector12012
Schwartz Brian DDirector12012person page Fuzzy
Zulli JosephDirector12012

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationCOMVERGE, INC.GAState business registriesname and state
Plan sponsorCOMVERGE, INC.GAForm 5500 (employee benefit plans)name and state
Federal award recipientCOMVERGE, INC.GAFederal spending (USAspending)name and state
Patent assigneeCOMVERGE, INC.GAPatents (USPTO)name and state
SEC filerCOMVERGE, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerComverge, Inc.GATrademarks (USPTO)name and state
Business registrationITRON DISTRIBUTED ENERGY MANAGEMENT, INC.State business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorCOMVERGE, INC.EIN (EXACT)
Person pageA Laurence JonesPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageBrian D SchwartzPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJames J Moore JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pagePhilip J HemplemanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Auto Controls For Regulating Residential & Comml Environments · Technology