IPO registrations (S-1, F-1) · Registrants
CombiMatrix Corp
- SEC CIK
- 1383183 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-12-26, last 2016-03-18; 3 initial registrations, 19 amendments
- Outcome
- Final prospectus filed 2013-12-17; declared effective 2007-06-08; withdrawal requested 2008-06-11
- Industry (SIC)
- Services-Misc Health & Allied Services, NEC 8090
- Incorporated in
- DE
- Business address
- 310 GODDARD, SUITE 150, Irvine, CA 92618
- EIN
- 47-0899439
- EDGAR entity type
- operating
- Insiders and CEO pay
- CombiMatrix Corp on the corporate pages
Offering terms
- Shares offered
- 12,000
- Listing
- Nasdaq under the symbol CBMX
- Lead underwriters
- Series D Preferred Stock
- Syndicate
- Ladenburg Thalmann
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: COMBIMATRIX CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: COMBIMATRIX CORPORATION EXACT (EIN (EXACT))
- Form D issuer: CombiMatrix Corp EXACT (CIK (EXACT))
- SEC filer: CombiMatrix Corp EXACT (CIK (EXACT))
- Person page: Thomas B Akin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 55
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-12-26 | S-1 | S-1 (registration) | CombiMatrix Corp | 0001019687-06-003153 ↗ |
| 2007-03-12 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-000693 ↗ |
| 2007-04-10 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-001037 ↗ |
| 2007-05-07 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-001287 ↗ |
| 2007-05-17 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-001524 ↗ |
| 2007-05-30 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-001700 ↗ |
| 2007-06-08 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-001766 ↗ |
| 2007-06-08 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-07-002302 ↗ |
| 2007-07-12 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001019687-07-002112 ↗ |
| 2008-06-11 | RW | RW (withdrawal request) | CombiMatrix Corp | 0001104659-08-039158 ↗ |
| 2008-06-17 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-08-001922 ↗ |
| 2008-08-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-08-002409 ↗ |
| 2008-08-20 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-08-002603 ↗ |
| 2008-09-16 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-08-002838 ↗ |
| 2008-10-06 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-08-003069 ↗ |
| 2011-10-17 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-11-002963 ↗ |
| 2012-12-12 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-12-003513 ↗ |
| 2013-01-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-13-000129 ↗ |
| 2013-04-29 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-13-001216 ↗ |
| 2013-05-28 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-13-001651 ↗ |
| 2013-07-10 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-13-002046 ↗ |
| 2013-09-17 | S-1 | S-1 (registration) | CombiMatrix Corp | 0001047469-13-009123 ↗ |
| 2013-10-25 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-009947 ↗ |
| 2013-11-21 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-010739 ↗ |
| 2013-12-03 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-010958 ↗ |
| 2013-12-09 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-011048 ↗ |
| 2013-12-10 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-011113 ↗ |
| 2013-12-12 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-011153 ↗ |
| 2013-12-12 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-011171 ↗ |
| 2013-12-16 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-13-011194 ↗ |
| 2013-12-16 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-13-003569 ↗ |
| 2013-12-17 | S-1MEF | S-1MEF (added securities) | CombiMatrix Corp | 0001047469-13-011215 ↗ |
| 2013-12-17 | 424B4 | 424B4 (final prospectus) | CombiMatrix Corp | 0001047469-13-011232 ↗ |
| 2014-03-06 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-14-000600 ↗ |
| 2014-04-28 | RW | RW (withdrawal request) | CombiMatrix Corp | 0001104659-14-031209 ↗ |
| 2014-05-09 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-14-001394 ↗ |
| 2014-10-02 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-14-002984 ↗ |
| 2015-11-06 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-15-002993 ↗ |
| 2015-12-22 | S-1 | S-1 (registration) | CombiMatrix Corp | 0001047469-15-009379 ↗ |
| 2016-02-19 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-16-010247 ↗ |
| 2016-03-10 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-16-010986 ↗ |
| 2016-03-18 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-16-011313 ↗ |
| 2016-03-18 | S-1/A | S-1/A (amendment) | CombiMatrix Corp | 0001047469-16-011340 ↗ |
| 2016-03-18 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-16-003990 ↗ |
| 2016-03-21 | 424B4 | 424B4 (final prospectus) | CombiMatrix Corp | 0001047469-16-011368 ↗ |
| 2016-03-21 | S-1MEF | S-1MEF (added securities) | CombiMatrix Corp | 0001104659-16-106486 ↗ |
| 2016-05-31 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-16-004778 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003114 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003116 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003117 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003118 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003119 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003120 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003121 ↗ |
| 2017-12-04 | EFFECT | EFFECT (declared effective) | CombiMatrix Corp | 9999999995-17-003122 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | S-1/A | registration statement | 12,000 | - | Nasdaq CBMX | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2013-12-17 | 424B4 | final prospectus | 12,000 | - | Nasdaq CBMX | 2 | primary document; shares headline, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 2 | 2006–2007 | ||
| ABELES JOHN H | Director | 9 | 2007–2012 | ||
| AKIN THOMAS B | Director | 7 | 2007–2010 | person page Fuzzy | |
| ANDERSON BROOKE P | Director,Officer; Officer | Chief Operating Officer | 5 | 2007–2010 | |
| Burell Scott R | Officer | CFO, Secretary & Treasurer; Chief Financial Officer | 17 | 2007–2017 | |
| CURRIE F RIDGON | Director | 8 | 2007–2012 | ||
| Fuji H Sho | Officer | VP, Engineering and Production; VP Engineering & Production | 4 | 2007–2009 | |
| KUMAR AMIT | Director; Director,Officer | President and CEO; PRESIDENT AND CEO; President & CEO | 35 | 2007–2012 | |
| McShea Andrew | Officer | VP, Biology and Chemistry | 1 | 2007 | |
| Mohammed Mansoor | Officer | CEO, CMDX, Inc.; CEO of CMDX | 4 | 2007–2009 | |
| Vrbanac Michael D | Officer | Counsel; COUNSEL | 3 | 2008–2009 | |
| Gottlieb Scott | Director | 11 | 2009–2016 | ||
| McGowan Mark | Director; Director,Officer | Interim President and CEO | 6 | 2010–2013 | |
| JESSUP R JUDD | Director; Director,Officer | President and CEO | 8 | 2010–2017 | |
| FORCHE DANIEL R | Officer | Sr VP of Sales and Marketing; SVP Sales & Mktg of Subsidiary | 3 | 2010–2011 | |
| FELSENTHAL MARTIN R | Director,TenPercentOwner | 4 | 2011–2013 | ||
| CAHILL EDWARD L | TenPercentOwner | 1 | 2011 | ||
| GRUA PETER J | TenPercentOwner | 1 | 2011 | ||
| HLM Venture Associates III, LLC | TenPercentOwner | 1 | 2011 | ||
| HLM Venture Partners III, L.P. | TenPercentOwner | 1 | 2011 | ||
| RAY RUSSELL T | TenPercentOwner | 1 | 2011 | ||
| Ding Richard | Director | 5 | 2012–2014 | ||
| LIMBER JOSEPH M | Director | 2 | 2012 | ||
| Hockett Richard Jr | Director,Officer; Officer | Chief Medical Officer | 4 | 2012–2013 | |
| McDonough Mark D | Director,Officer; Officer | Chief Commercial Officer; President and CEO | 14 | 2012–2017 | |
| JONES JEREMY M | Director | 7 | 2012–2017 | ||
| HOFFMAN ROBERT | Director | 8 | 2013–2017 | ||
| Tyson Robert Weslie | Officer | Chief Medical Officer | 3 | 2014 | |
| White Lale | Director | 4 | 2015–2017 | ||
| HAMILTON EDWARD ARTHUR | TenPercentOwner | 2 | 2015 | ||
| VAN DEN BOOM DIRK | Director | 1 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-02-24 | CombiMatrix Corp | Other Health Care | $1,000 | $1,000 | 13 | 1 |
| 2014-06-17 | CombiMatrix Corp | Other Health Care | $52,124 | $52,124 | 10 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | COMBIMATRIX CORPORATION | CA | State business registries | name and state |
| Plan sponsor | COMBIMATRIX CORPORATION | WA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | CombiMatrix Corp | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | CombiMatrix Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | COMBIMATRIX CORPORATION | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | COMBIMATRIX CORPORATION | EIN (EXACT) | ||
| Person page | Thomas B Akin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Misc Health & Allied Services, NEC, CA first:
- STERIGENICS INTERNATIONAL INC CA
- iVOW, Inc. CA
- DRKOOP COM INC CA
- DR. TATTOFF, INC. CA
- BASIC CARE NETWORKS INC CA
- IPC Healthcare, Inc. CA
- Smile Brands Group Inc. CA
- RAYONT INC. CA
- Elements Ventures Group Inc. A6
- PAINCARE HOLDINGS INC CT
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Services-Misc Health & Allied Services, NEC · Health