IPO registrations (S-1, F-1) · Registrants
CARTERS INC
- SEC CIK
- 1060822 · filings on EDGAR ↗
- Former names
- CARTER HOLDINGS INC (1998–2003)
- Registration
- Form S-1, first filed 2002-08-23, last 2004-09-14; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2003-10-24
- Industry (SIC)
- Apparel & Other Finishd Prods of Fabrics & Similar Matl 2300
- Incorporated in
- DE
- Business address
- PHIPPS TOWER, 3438 PEACHTREE ROAD NE SUITE 1800, Atlanta, GA 30326
- EIN
- 13-3912933
- Ticker
- CRI (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CARTERS INC on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 2003-10-22)
- Final price
- $19.00 per share, within the range (424B4 filed 2003-10-24, an initial public offering)
- Shares sold
- 6,250,000 (all by selling holders)
- Gross proceeds
- $118,750,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CRI
- Lead underwriters
- Goldman Sachs (2,250,000 shares); BofA Securities (1,125,000 shares); Credit Suisse (1,125,000 shares); Morgan Stanley (1,125,000 shares)
- Syndicate
- Morgan Keegan (156,250); Muriel Siebert & Co. (156,250); SunTrust Capital Markets, Inc (156,250); Piper Sandler (156,250)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: CARTERS INC EXACT (CIK (EXACT))
- Person page: Amy Woods Brinkley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Rochester Anderson Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ross M Jones Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-08-23 | S-1 | S-1 (registration) | CARTER HOLDINGS INC | 0000912057-02-033373 ↗ |
| 2003-08-25 | S-1/A | S-1/A (amendment) | CARTER HOLDINGS INC | 0001047469-03-028811 ↗ |
| 2003-10-01 | S-1/A | S-1/A (amendment) | CARTER HOLDINGS INC | 0001047469-03-032247 ↗ |
| 2003-10-10 | S-1/A | S-1/A (amendment) | CARTERS INC | 0001047469-03-033160 ↗ |
| 2003-10-22 | S-1/A | S-1/A (amendment) | CARTERS INC | 0001047469-03-033991 ↗ |
| 2003-10-24 | 424B4 | 424B4 (final prospectus) | CARTERS INC | 0001047469-03-034203 ↗ |
| 2004-08-27 | S-1 | S-1 (registration) | CARTERS INC | 0001047469-04-027471 ↗ |
| 2004-09-14 | S-1/A | S-1/A (amendment) | CARTERS INC | 0001047469-04-028603 ↗ |
| 2004-09-23 | S-1MEF | S-1MEF (added securities) | CARTERS INC | 0001047469-04-029444 ↗ |
| 2004-09-24 | 424B4 | 424B4 (final prospectus) | CARTERS INC | 0001047469-04-029469 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-10-22 | S-1/A | registration statement | $17.00–$19.00 | 6,250,000 | - | NYSE CRI | 4 | primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2003-10-24 | 424B4 | final prospectus | $19.00 | 6,250,000 | $118,750,000 | NYSE CRI | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CASEY MICHAEL DENNIS | Director,Officer; Officer | Chairman and CEO; Chairman and CEO; Chairman & CEO; Chairman, CEO, and President; Chief Executive Officer; Executive V.P. and CFO | 120 | 2006–2024 | |
| PACIFICO JOSEPH | Officer | President | 8 | 2006–2009 | |
| BERKSHIRE FUND V COINVESTMENT FUND LTD PARTNERSHIP | TenPercentOwner | 1 | 2006 | ||
| BERKSHIRE FUND V L P | TenPercentOwner | 1 | 2006 | ||
| BERKSHIRE INVESTORS LLC | TenPercentOwner | 1 | 2006 | ||
| BLOOM BRADLEY M | Director | 6 | 2006–2009 | ||
| FIFTH BERKSHIRE ASSOCIATES LLC | TenPercentOwner | 1 | 2006 | ||
| JONES ROSS M | Director | 1 | 2006 | person page Fuzzy | |
| FULTON PAUL | Director | Director | 25 | 2006–2018 | |
| PULVER DAVID | Director | Director | 36 | 2006–2021 | |
| SMITH ELIZABETH A | Director | 2 | 2006–2007 | ||
| WELCH JOHN R | Director | 14 | 2006–2015 | ||
| WHIDDON THOMAS E | Director | Director | 27 | 2006–2020 | |
| BROWN DAVID ALAN | Officer | Executive Vice President; Executive VP Operations/COO | 5 | 2006–2009 | |
| WHETZEL CHARLES E JR | Officer; Other | EVP & Chief Sourcing Officer; EVP & Chief Supply Chain; Executive Vice President; Executive VP - Global Sourc; Executive VP - Global Sourcing | 32 | 2006–2011 | |
| ROWAN FREDERICK J II | Director,Officer | Chief Executive Officer | 4 | 2006–2007 | |
| PETTY JAMES C | Officer; Other | President of Retail Stores; President Retail Stores | 26 | 2007–2013 | |
| Montgoris William J | Director | Director | 23 | 2007–2025 | |
| CLEVERLY A BRUCE | Director | Director | 21 | 2008–2022 | |
| North Andrew B. | Officer | Interm Chief Financial Officer | 1 | 2008 | |
| Westenberger Richard F. | Officer | CFO & COO; Chief Financial Officer; EVP and CFO; Interim CEO & PRES., CFO & COO; Interim CEO, SEVP, CFO & COO; SEVP, CFO & COO; SEVP, CFO, & COO | 93 | 2009–2026 | |
| CASTAGNA VANESSA J | Director | Director | 10 | 2009–2018 | |
| BRINKLEY AMY WOODS | Director | Director | 17 | 2010–2020 | person page Fuzzy |
| Fitzgerald Lisa | Officer | EVP Brand Leader | 10 | 2010–2013 | |
| Gibbons Brendan M. | Officer | SVP General Counsel & Secretar | 15 | 2010–2013 | |
| Lynch Brian | Officer | EVP Brand Leader; President, Carter's, Inc.; President & COO; President & COO Carter's, Inc. | 75 | 2010–2024 | |
| Wilson Jill | Officer | SVP HR and Talent Development; SVP, HR and Talent Development; SVP Human Resources | 73 | 2010–2025 | |
| Eagle Jevin | Director | Director | 43 | 2010–2026 | |
| BERKSHIRE FUND VII-A L P | TenPercentOwner | 20 | 2010–2012 | ||
| BERKSHIRE FUND VII L P | TenPercentOwner | 20 | 2010–2012 | ||
| Berkshire Investors III LLC | TenPercentOwner | 10 | 2010–2011 | ||
| Berkshire Investors IV LLC | TenPercentOwner | 17 | 2010–2011 | ||
| Berkshire Partners LLC | TenPercentOwner | 20 | 2010–2012 | ||
| Seventh Berkshire Associates LLC | TenPercentOwner | 18 | 2010–2012 | ||
| Stockbridge Absolute Return Fund, L.P. | TenPercentOwner | 8 | 2010–2012 | ||
| Stockbridge Fund, L.P. | TenPercentOwner | 20 | 2010–2012 | ||
| Stockbridge Partners LLC | TenPercentOwner | 20 | 2010–2012 | ||
| Stockbridge Associates LLC | TenPercentOwner | 18 | 2010–2012 | ||
| Stockbridge Fund M, L.P. | TenPercentOwner | 18 | 2010–2012 | ||
| Foglesong Greg | Officer | EVP North American Retail; EVP Retail, Marketing, Growth; SVP - Marketing | 34 | 2011–2019 | |
| Rork Christopher | Officer | EVP of Supply Chain | 11 | 2011–2014 | |
| Stockbridge Master Fund (OS), L.P. | TenPercentOwner | 11 | 2011–2012 | ||
| Corning Kevin Doyle | Officer | EVP International; EVP, International | 17 | 2012–2018 | |
| Williams Jeffrey B. | Officer | Senior VP Retail | 24 | 2012–2016 | |
| Evans Lisa | Officer; Other | EVP and Brand Leader | 13 | 2013–2014 | |
| Wu Michael C. | Officer | SVP, General Counsel; SVP,General Counsel & Secy; SVP, General Counsel & Secy | 12 | 2014–2018 | |
| D'Emilio Julie | Officer | Chief Sales Officer; EVP, Global Sales; EVP, Sales; Senior Vice President - Sales | 56 | 2014–2026 | |
| Smith Peter Royer | Officer | EVP Supply Chain | 29 | 2015–2022 | |
| Buonfantino Giuseppina | Director | Director | 7 | 2016–2021 | |
| Moore Patrick Q | Officer | EVP North American Retail; EVPNorth American Retail; EVP North America Retail; EVP, North America Retail; EVP Strategy & Bus. Dev.; EVP Strategy and Bus Dev | 29 | 2017–2023 | |
| Hipp Mark | Director | Director | 11 | 2018–2026 | |
| Krugman Kendra | Officer | EVP, Merchandising and Design; EVP, Retail & Chf. Merch. Ofc.; SEVP, Chief Crea. & Gwth. Ofc. | 42 | 2018–2025 | |
| Duggan Scott F. | Officer | SVP, Gen Counsel & Secy | 14 | 2019–2023 | |
| NOLL RICHARD A | Director | 3 | 2019–2020 | ||
| PRICE GRETCHEN W | Director | 9 | 2019–2026 | ||
| Jenkins Jeff | Officer | EVP Global Marketing; EVP, Global Marketing | 28 | 2019–2025 | |
| Borenstein Hali | Director | 27 | 2019–2026 | ||
| Pivar Ben | Officer | SVP, CIO | 24 | 2020–2024 | |
| Robinson Antonio | Officer | Chf Admin & Comp Ofc Corp Sec; Chf. Legal & Comp. Ofc & Sec.; SVP, CSR; SVP, GC. Secy. CSR. & CCO. | 36 | 2020–2026 | |
| Borgen Luis | Director | 7 | 2021–2026 | ||
| Anderson Rochester Jr. | Director | 6 | 2022–2026 | person page Fuzzy | |
| Black Jeffrey Harry | Director | 6 | 2022–2026 | ||
| RAUCH STACEY | Director | 6 | 2022–2026 | ||
| Stahl Stephanie | Director | 6 | 2022–2026 | ||
| Smith Karen Marie | Officer | Chief Supply Chain Officer; EVP Supply Chain; EVP, Supply Chain | 14 | 2022–2026 | |
| Sagi Raghunandan R | Officer | EVP, CITO | 3 | 2024–2025 | |
| Peterson Allison | Officer | Chf. Retail & Digital Ofc.; EVP, Chf. Retail & Digital Ofc | 6 | 2024–2026 | |
| Palladini Douglas C | Director,Officer | CEO & President | 4 | 2025–2026 | |
| Crockett Sarah | Officer | Chief Marketing Officer | 3 | 2025–2026 | |
| Scanlon Emily DeHaven Evert | Officer | Chief Strategy Officer | 3 | 2025–2026 | |
| Tichiaz David B Jr. | Officer | Chief Brand Officer | 2 | 2026 | |
| John Sharon Price | Director,Officer | CEO & President | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CARTERS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Amy Woods Brinkley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Rochester Anderson Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ross M Jones | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.