IPO registrations (S-1, F-1) · Registrants

CARTERS INC

SEC CIK
1060822 · filings on EDGAR ↗
Former names
CARTER HOLDINGS INC (1998–2003)
Registration
Form S-1, first filed 2002-08-23, last 2004-09-14; 2 initial registrations, 5 amendments
Outcome
Final prospectus filed 2003-10-24
Industry (SIC)
Apparel & Other Finishd Prods of Fabrics & Similar Matl 2300
Incorporated in
DE
Business address
PHIPPS TOWER, 3438 PEACHTREE ROAD NE SUITE 1800, Atlanta, GA 30326
EIN
13-3912933
Ticker
CRI (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
CARTERS INC on the corporate pages

Offering terms

Proposed price range
$17.00–$19.00 per share (S-1/A filed 2003-10-22)
Final price
$19.00 per share, within the range (424B4 filed 2003-10-24, an initial public offering)
Shares sold
6,250,000 (all by selling holders)
Gross proceeds
$118,750,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol CRI
Lead underwriters
Goldman Sachs (2,250,000 shares); BofA Securities (1,125,000 shares); Credit Suisse (1,125,000 shares); Morgan Stanley (1,125,000 shares)
Syndicate
Morgan Keegan (156,250); Muriel Siebert & Co. (156,250); SunTrust Capital Markets, Inc (156,250); Piper Sandler (156,250)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
2002-08-23S-1S-1 (registration)CARTER HOLDINGS INC0000912057-02-033373 ↗
2003-08-25S-1/AS-1/A (amendment)CARTER HOLDINGS INC0001047469-03-028811 ↗
2003-10-01S-1/AS-1/A (amendment)CARTER HOLDINGS INC0001047469-03-032247 ↗
2003-10-10S-1/AS-1/A (amendment)CARTERS INC0001047469-03-033160 ↗
2003-10-22S-1/AS-1/A (amendment)CARTERS INC0001047469-03-033991 ↗
2003-10-24424B4424B4 (final prospectus)CARTERS INC0001047469-03-034203 ↗
2004-08-27S-1S-1 (registration)CARTERS INC0001047469-04-027471 ↗
2004-09-14S-1/AS-1/A (amendment)CARTERS INC0001047469-04-028603 ↗
2004-09-23S-1MEFS-1MEF (added securities)CARTERS INC0001047469-04-029444 ↗
2004-09-24424B4424B4 (final prospectus)CARTERS INC0001047469-04-029469 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2003-10-22S-1/Aregistration statement$17.00–$19.006,250,000-NYSE CRI4primary document; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 4document ↗
2003-10-24424B4final prospectus$19.006,250,000$118,750,000NYSE CRI8primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CASEY MICHAEL DENNISDirector,Officer; OfficerChairman and CEO; Chairman and CEO; Chairman & CEO; Chairman, CEO, and President; Chief Executive Officer; Executive V.P. and CFO1202006–2024
PACIFICO JOSEPHOfficerPresident82006–2009
BERKSHIRE FUND V COINVESTMENT FUND LTD PARTNERSHIPTenPercentOwner12006
BERKSHIRE FUND V L PTenPercentOwner12006
BERKSHIRE INVESTORS LLCTenPercentOwner12006
BLOOM BRADLEY MDirector62006–2009
FIFTH BERKSHIRE ASSOCIATES LLCTenPercentOwner12006
JONES ROSS MDirector12006person page Fuzzy
FULTON PAULDirectorDirector252006–2018
PULVER DAVIDDirectorDirector362006–2021
SMITH ELIZABETH ADirector22006–2007
WELCH JOHN RDirector142006–2015
WHIDDON THOMAS EDirectorDirector272006–2020
BROWN DAVID ALANOfficerExecutive Vice President; Executive VP Operations/COO52006–2009
WHETZEL CHARLES E JROfficer; OtherEVP & Chief Sourcing Officer; EVP & Chief Supply Chain; Executive Vice President; Executive VP - Global Sourc; Executive VP - Global Sourcing322006–2011
ROWAN FREDERICK J IIDirector,OfficerChief Executive Officer42006–2007
PETTY JAMES COfficer; OtherPresident of Retail Stores; President Retail Stores262007–2013
Montgoris William JDirectorDirector232007–2025
CLEVERLY A BRUCEDirectorDirector212008–2022
North Andrew B.OfficerInterm Chief Financial Officer12008
Westenberger Richard F.OfficerCFO & COO; Chief Financial Officer; EVP and CFO; Interim CEO & PRES., CFO & COO; Interim CEO, SEVP, CFO & COO; SEVP, CFO & COO; SEVP, CFO, & COO932009–2026
CASTAGNA VANESSA JDirectorDirector102009–2018
BRINKLEY AMY WOODSDirectorDirector172010–2020person page Fuzzy
Fitzgerald LisaOfficerEVP Brand Leader102010–2013
Gibbons Brendan M.OfficerSVP General Counsel & Secretar152010–2013
Lynch BrianOfficerEVP Brand Leader; President, Carter's, Inc.; President & COO; President & COO Carter's, Inc.752010–2024
Wilson JillOfficerSVP HR and Talent Development; SVP, HR and Talent Development; SVP Human Resources732010–2025
Eagle JevinDirectorDirector432010–2026
BERKSHIRE FUND VII-A L PTenPercentOwner202010–2012
BERKSHIRE FUND VII L PTenPercentOwner202010–2012
Berkshire Investors III LLCTenPercentOwner102010–2011
Berkshire Investors IV LLCTenPercentOwner172010–2011
Berkshire Partners LLCTenPercentOwner202010–2012
Seventh Berkshire Associates LLCTenPercentOwner182010–2012
Stockbridge Absolute Return Fund, L.P.TenPercentOwner82010–2012
Stockbridge Fund, L.P.TenPercentOwner202010–2012
Stockbridge Partners LLCTenPercentOwner202010–2012
Stockbridge Associates LLCTenPercentOwner182010–2012
Stockbridge Fund M, L.P.TenPercentOwner182010–2012
Foglesong GregOfficerEVP North American Retail; EVP Retail, Marketing, Growth; SVP - Marketing342011–2019
Rork ChristopherOfficerEVP of Supply Chain112011–2014
Stockbridge Master Fund (OS), L.P.TenPercentOwner112011–2012
Corning Kevin DoyleOfficerEVP International; EVP, International172012–2018
Williams Jeffrey B.OfficerSenior VP Retail242012–2016
Evans LisaOfficer; OtherEVP and Brand Leader132013–2014
Wu Michael C.OfficerSVP, General Counsel; SVP,General Counsel & Secy; SVP, General Counsel & Secy122014–2018
D'Emilio JulieOfficerChief Sales Officer; EVP, Global Sales; EVP, Sales; Senior Vice President - Sales562014–2026
Smith Peter RoyerOfficerEVP Supply Chain292015–2022
Buonfantino GiuseppinaDirectorDirector72016–2021
Moore Patrick QOfficerEVP North American Retail; EVPNorth American Retail; EVP North America Retail; EVP, North America Retail; EVP Strategy & Bus. Dev.; EVP Strategy and Bus Dev292017–2023
Hipp MarkDirectorDirector112018–2026
Krugman KendraOfficerEVP, Merchandising and Design; EVP, Retail & Chf. Merch. Ofc.; SEVP, Chief Crea. & Gwth. Ofc.422018–2025
Duggan Scott F.OfficerSVP, Gen Counsel & Secy142019–2023
NOLL RICHARD ADirector32019–2020
PRICE GRETCHEN WDirector92019–2026
Jenkins JeffOfficerEVP Global Marketing; EVP, Global Marketing282019–2025
Borenstein HaliDirector272019–2026
Pivar BenOfficerSVP, CIO242020–2024
Robinson AntonioOfficerChf Admin & Comp Ofc Corp Sec; Chf. Legal & Comp. Ofc & Sec.; SVP, CSR; SVP, GC. Secy. CSR. & CCO.362020–2026
Borgen LuisDirector72021–2026
Anderson Rochester Jr.Director62022–2026person page Fuzzy
Black Jeffrey HarryDirector62022–2026
RAUCH STACEYDirector62022–2026
Stahl StephanieDirector62022–2026
Smith Karen MarieOfficerChief Supply Chain Officer; EVP Supply Chain; EVP, Supply Chain142022–2026
Sagi Raghunandan ROfficerEVP, CITO32024–2025
Peterson AllisonOfficerChf. Retail & Digital Ofc.; EVP, Chf. Retail & Digital Ofc62024–2026
Palladini Douglas CDirector,OfficerCEO & President42025–2026
Crockett SarahOfficerChief Marketing Officer32025–2026
Scanlon Emily DeHaven EvertOfficerChief Strategy Officer32025–2026
Tichiaz David B Jr.OfficerChief Brand Officer22026
John Sharon PriceDirector,OfficerCEO & President22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerCARTERS INCSEC filers (EDGAR)CIK (EXACT)
Person pageAmy Woods BrinkleyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRochester Anderson JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRoss M JonesPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.