IPO registrations (S-1, F-1) · Registrants

CAPITALSOURCE INC

SEC CIK
1241199 · filings on EDGAR ↗
Registration
Form S-1, first filed 2003-06-12, last 2004-02-02; 2 initial registrations, 8 amendments
Outcome
Final prospectus filed 2003-08-07
Industry (SIC)
State Commercial Banks 6022
Incorporated in
DE
Business address
5404 WISCONSIN AVE, 2ND FLOOR, Chevy Chase, MD 20815
EIN
35-2206895
EDGAR entity type
operating
Insiders and CEO pay
CAPITALSOURCE INC on the corporate pages

Offering terms

Proposed price range
$13.00–$15.00 per share (S-1/A filed 2003-08-04)
Final price
$14.50 per share, within the range (424B4 filed 2003-08-07, an initial public offering)
Shares sold
21,300,000 (16,000,000 by the company, 5,300,000 by selling holders)
Gross proceeds
$308,850,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol CSE
Lead underwriters
Credit Suisse
Syndicate
Citigroup; Wachovia; Goldman Sachs; Lehman Brothers; JMP Securities; Piper Sandler

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2003-06-12S-1S-1 (registration)CAPITALSOURCE INC0000950133-03-002154 ↗
2003-07-15S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-03-002382 ↗
2003-07-23S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-03-002472 ↗
2003-07-24S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-03-002483 ↗
2003-08-04S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-03-002625 ↗
2003-08-05S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-03-002637 ↗
2003-08-07424B4424B4 (final prospectus)CAPITALSOURCE INC0000950133-03-002724 ↗
2004-01-20S-1S-1 (registration)CAPITALSOURCE INC0000950133-04-000075 ↗
2004-01-23S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-04-000122 ↗
2004-01-27S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-04-000143 ↗
2004-02-02S-1/AS-1/A (amendment)CAPITALSOURCE INC0000950133-04-000219 ↗
2004-02-03424B4424B4 (final prospectus)CAPITALSOURCE INC0000950133-04-000236 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2003-08-04S-1/Aregistration statement$13.00–$15.0021,300,000-NYSE CSE7primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7document ↗
2003-08-05S-1/Aregistration statement--0primary document; no terms founddocument ↗
2003-08-07424B4final prospectus$14.5021,300,000$308,850,000NYSE CSE7primary document; price sentence, shares headline, proceeds table, cover names 7document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BYRNES WILLIAM GDirector372006–2014
FREMDER ANDREW BDirector; Director,TenPercentOwnerOther382006–2014
GROOTWASSINK SARA LDirector282006–2014
HURD TIMOTHY MDirector; Director,TenPercentOwner432006–2014person page Fuzzy
STEYER THOMAS FDirector,TenPercentOwnerOther; TenPercentOwnerOther232006–2009
WOOD PAUL RDirector32006
Moment Jason ETenPercentOwnerOther112006–2009
PIECZYNSKI JAMESDirector,Officer; OfficerCEO; Chief Executive Officer; Co-CEO; Co-Pres, Health & Spec Fin Bus; Pres.-Healthcare Real Estate222006–2014
Reuben Keith DOfficerCo-Pres, Health & Spec Fin Bus52006
FISH JASON MDirector; Director,OfficerChief Investment Officer; Vice Chairman and CIO232006–2008person page Fuzzy
SZWAJKOWSKI MICHAEL COfficerPres. Structured Fin. Bus.212006–2008
COLE DONALD FOfficerChief Financial Officer; Chief Operations Officer; Interim Chief Accounting Offic162006–2012
CORSINI BRYAN MOfficerCAO - CapitalSource Bank; Chief Account. Off.-CSE Bank; Chief Credit Officer; EVP/CAO of CapitalSource Bank; EVP & Chief Admin. Officer272006–2014
GRAHAM DEAN COfficerPres.-Chief Operating Officer; Pres. - COO; President - COO262006–2010
MUSELES STEVEN ADirector; Director,Officer; OfficerChief Legal Officer; Co-CEO462006–2014
FINK THOMAS AOfficerChief Financial Officer222006–2009
DING CHUN RTenPercentOwnerOther22006–2007
DUHAMEL WILLIAM FTenPercentOwnerOther102006–2009
ELLWEIN CHARLES ETenPercentOwnerOther12006person page Fuzzy
FARALLON CAPITAL INSTITUTIONAL PARTNERS L PTenPercentOwnerOther102006–2009
FARALLON CAPITAL MANAGEMENT LLCTenPercentOwnerOther102006–2009
Farallon Capital Offshore Investors II, L.P.TenPercentOwnerOther102006–2009
FARALLON CAPITAL PARTNERS LPTenPercentOwnerOther102006–2009
FARALLON PARTNERS L L C/CATenPercentOwnerOther102006–2009
FRIED RICHARD BTenPercentOwnerOther102006–2009
LANDRY MONICA RTenPercentOwnerOther102006–2009
MELLIN WILLIAM FTenPercentOwnerOther102006–2009person page Fuzzy
MILLHAM STEPHEN LTenPercentOwnerOther102006–2009person page Fuzzy
PATEL RAJIV ATenPercentOwnerOther102006–2009
SCHRIER DEREK CTenPercentOwnerOther72006–2008
WEHRLY MARK CTenPercentOwnerOther102006–2009
EUBANK FREDERICK WDirector362006–2011
FRIEDMAN TULLY MDirector62006–2007
KENARY JOSEPH A JROfficerPres. Corp. Finance Bus.12006person page Fuzzy
DELANEY JOHN KDirector; Director,OfficerChairman and CEO; Executive Chairman662006–2012
LOCKHART DENNIS PDirector32006–2007
Bjarnason David COfficerChief Accounting Officer82006–2008
MOZINGO JAMES MOfficerFormer CAO12007
MacMahon Douglas MTenPercentOwnerOther102007–2009
NUSSDORF LAWRENCE CDirector172007–2010
HOSLER C WILLIAMDirector352007–2014
Pant Ashish HTenPercentOwnerOther102007–2009
Spokes Andrew J MTenPercentOwnerOther102007–2009
MADISON DEARBORN CAPITAL PARTNERS III LPTenPercentOwner22007–2008
MADISON DEARBORN PARTNERS III LPTenPercentOwner22007–2008
MADISON DEARBORN SPECIAL EQUITY III LPTenPercentOwner22007–2008
FARALLON CAPITAL INSTITUTIONAL PARTNERS III LPTenPercentOwnerOther92007–2009
FARALLON CAPITAL INSTITUTIONAL PARTNERS II LPTenPercentOwnerOther92007–2009
FARALLON CS INSTITUTIONAL FINANCE II LPTenPercentOwnerOther92007–2009
FARALLON CS INSTITUTIONAL FINANCE LLCTenPercentOwnerOther92007–2009
RR CAPITAL PARTNERS LPTenPercentOwnerOther82007–2009
TINICUM PARTNERS LP FARALLONTenPercentOwnerOther82007–2009
SPECIAL ADVISORS FUND I LLCTenPercentOwner12008
Lowrey Douglas HayesOfficerCEO - CapitalSource Bank; CEO of CapitalSource Bank; Pres./CEO - CapitalSource Bank162008–2014
Smith Bryan D.OfficerChief Accounting Officer112008–2012
Farallon FCIP, Ltd.TenPercentOwnerOther22009
Farallon FCOI II, Ltd.TenPercentOwnerOther22009
Farallon FCP, Ltd.TenPercentOwnerOther22009
Hirsch Daniel J.TenPercentOwnerOther32009
Voon Richard H.TenPercentOwnerOther32009
Bogler John A.OfficerCFO-CSE/CFO-CSE Bank; Chief Financial Officer; EVP/CFO of CapitalSource Bank52011–2014
Boulden LairdOfficerPres./Chief Lend Off-CSE Bank; Pres.-CSE/CLO-CSE Bank; President62011–2014
Scardelletti ChristopherOfficerEVP/Chief Credit Off.-CSE Bank; EVP & Chief Credit Officer82012–2014
Smith Michael AlanOfficerSenior VP and CAO; SVP and Chief Accounting Off.; SVP/Chief Accounting Off.62012–2014
MELLO JOSEPH CDirector42012–2014

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationCAPITALSOURCE INC.MDState business registriesEIN (EXACT, as the state registration reports it)
SEC filerCAPITALSOURCE INCSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorCAPITALSOURCE INC.EIN (EXACT)
Person pageCharles E EllweinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther)
Person pageJason M FishPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJoseph A Kenary JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageStephen L MillhamPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther)
Person pageTimothy M HurdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageWilliam F MellinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.