IPO registrations (S-1, F-1) · Registrants
CAPITALSOURCE INC
- SEC CIK
- 1241199 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2003-06-12, last 2004-02-02; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2003-08-07
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 5404 WISCONSIN AVE, 2ND FLOOR, Chevy Chase, MD 20815
- EIN
- 35-2206895
- EDGAR entity type
- operating
- Insiders and CEO pay
- CAPITALSOURCE INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2003-08-04)
- Final price
- $14.50 per share, within the range (424B4 filed 2003-08-07, an initial public offering)
- Shares sold
- 21,300,000 (16,000,000 by the company, 5,300,000 by selling holders)
- Gross proceeds
- $308,850,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CSE
- Lead underwriters
- Credit Suisse
- Syndicate
- Citigroup; Wachovia; Goldman Sachs; Lehman Brothers; JMP Securities; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CAPITALSOURCE INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: CAPITALSOURCE INC. EXACT (EIN (EXACT))
- SEC filer: CAPITALSOURCE INC EXACT (CIK (EXACT))
- Person page: Charles E Ellwein Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Jason M Fish Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Joseph A Kenary Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Stephen L Millham Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Timothy M Hurd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William F Mellin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-06-12 | S-1 | S-1 (registration) | CAPITALSOURCE INC | 0000950133-03-002154 ↗ |
| 2003-07-15 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-03-002382 ↗ |
| 2003-07-23 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-03-002472 ↗ |
| 2003-07-24 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-03-002483 ↗ |
| 2003-08-04 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-03-002625 ↗ |
| 2003-08-05 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-03-002637 ↗ |
| 2003-08-07 | 424B4 | 424B4 (final prospectus) | CAPITALSOURCE INC | 0000950133-03-002724 ↗ |
| 2004-01-20 | S-1 | S-1 (registration) | CAPITALSOURCE INC | 0000950133-04-000075 ↗ |
| 2004-01-23 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-04-000122 ↗ |
| 2004-01-27 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-04-000143 ↗ |
| 2004-02-02 | S-1/A | S-1/A (amendment) | CAPITALSOURCE INC | 0000950133-04-000219 ↗ |
| 2004-02-03 | 424B4 | 424B4 (final prospectus) | CAPITALSOURCE INC | 0000950133-04-000236 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-08-04 | S-1/A | registration statement | $13.00–$15.00 | 21,300,000 | - | NYSE CSE | 7 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 7 | document ↗ | |
| 2003-08-05 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2003-08-07 | 424B4 | final prospectus | $14.50 | 21,300,000 | $308,850,000 | NYSE CSE | 7 | primary document; price sentence, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BYRNES WILLIAM G | Director | 37 | 2006–2014 | ||
| FREMDER ANDREW B | Director; Director,TenPercentOwnerOther | 38 | 2006–2014 | ||
| GROOTWASSINK SARA L | Director | 28 | 2006–2014 | ||
| HURD TIMOTHY M | Director; Director,TenPercentOwner | 43 | 2006–2014 | person page Fuzzy | |
| STEYER THOMAS F | Director,TenPercentOwnerOther; TenPercentOwnerOther | 23 | 2006–2009 | ||
| WOOD PAUL R | Director | 3 | 2006 | ||
| Moment Jason E | TenPercentOwnerOther | 11 | 2006–2009 | ||
| PIECZYNSKI JAMES | Director,Officer; Officer | CEO; Chief Executive Officer; Co-CEO; Co-Pres, Health & Spec Fin Bus; Pres.-Healthcare Real Estate | 22 | 2006–2014 | |
| Reuben Keith D | Officer | Co-Pres, Health & Spec Fin Bus | 5 | 2006 | |
| FISH JASON M | Director; Director,Officer | Chief Investment Officer; Vice Chairman and CIO | 23 | 2006–2008 | person page Fuzzy |
| SZWAJKOWSKI MICHAEL C | Officer | Pres. Structured Fin. Bus. | 21 | 2006–2008 | |
| COLE DONALD F | Officer | Chief Financial Officer; Chief Operations Officer; Interim Chief Accounting Offic | 16 | 2006–2012 | |
| CORSINI BRYAN M | Officer | CAO - CapitalSource Bank; Chief Account. Off.-CSE Bank; Chief Credit Officer; EVP/CAO of CapitalSource Bank; EVP & Chief Admin. Officer | 27 | 2006–2014 | |
| GRAHAM DEAN C | Officer | Pres.-Chief Operating Officer; Pres. - COO; President - COO | 26 | 2006–2010 | |
| MUSELES STEVEN A | Director; Director,Officer; Officer | Chief Legal Officer; Co-CEO | 46 | 2006–2014 | |
| FINK THOMAS A | Officer | Chief Financial Officer | 22 | 2006–2009 | |
| DING CHUN R | TenPercentOwnerOther | 2 | 2006–2007 | ||
| DUHAMEL WILLIAM F | TenPercentOwnerOther | 10 | 2006–2009 | ||
| ELLWEIN CHARLES E | TenPercentOwnerOther | 1 | 2006 | person page Fuzzy | |
| FARALLON CAPITAL INSTITUTIONAL PARTNERS L P | TenPercentOwnerOther | 10 | 2006–2009 | ||
| FARALLON CAPITAL MANAGEMENT LLC | TenPercentOwnerOther | 10 | 2006–2009 | ||
| Farallon Capital Offshore Investors II, L.P. | TenPercentOwnerOther | 10 | 2006–2009 | ||
| FARALLON CAPITAL PARTNERS LP | TenPercentOwnerOther | 10 | 2006–2009 | ||
| FARALLON PARTNERS L L C/CA | TenPercentOwnerOther | 10 | 2006–2009 | ||
| FRIED RICHARD B | TenPercentOwnerOther | 10 | 2006–2009 | ||
| LANDRY MONICA R | TenPercentOwnerOther | 10 | 2006–2009 | ||
| MELLIN WILLIAM F | TenPercentOwnerOther | 10 | 2006–2009 | person page Fuzzy | |
| MILLHAM STEPHEN L | TenPercentOwnerOther | 10 | 2006–2009 | person page Fuzzy | |
| PATEL RAJIV A | TenPercentOwnerOther | 10 | 2006–2009 | ||
| SCHRIER DEREK C | TenPercentOwnerOther | 7 | 2006–2008 | ||
| WEHRLY MARK C | TenPercentOwnerOther | 10 | 2006–2009 | ||
| EUBANK FREDERICK W | Director | 36 | 2006–2011 | ||
| FRIEDMAN TULLY M | Director | 6 | 2006–2007 | ||
| KENARY JOSEPH A JR | Officer | Pres. Corp. Finance Bus. | 1 | 2006 | person page Fuzzy |
| DELANEY JOHN K | Director; Director,Officer | Chairman and CEO; Executive Chairman | 66 | 2006–2012 | |
| LOCKHART DENNIS P | Director | 3 | 2006–2007 | ||
| Bjarnason David C | Officer | Chief Accounting Officer | 8 | 2006–2008 | |
| MOZINGO JAMES M | Officer | Former CAO | 1 | 2007 | |
| MacMahon Douglas M | TenPercentOwnerOther | 10 | 2007–2009 | ||
| NUSSDORF LAWRENCE C | Director | 17 | 2007–2010 | ||
| HOSLER C WILLIAM | Director | 35 | 2007–2014 | ||
| Pant Ashish H | TenPercentOwnerOther | 10 | 2007–2009 | ||
| Spokes Andrew J M | TenPercentOwnerOther | 10 | 2007–2009 | ||
| MADISON DEARBORN CAPITAL PARTNERS III LP | TenPercentOwner | 2 | 2007–2008 | ||
| MADISON DEARBORN PARTNERS III LP | TenPercentOwner | 2 | 2007–2008 | ||
| MADISON DEARBORN SPECIAL EQUITY III LP | TenPercentOwner | 2 | 2007–2008 | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP | TenPercentOwnerOther | 9 | 2007–2009 | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP | TenPercentOwnerOther | 9 | 2007–2009 | ||
| FARALLON CS INSTITUTIONAL FINANCE II LP | TenPercentOwnerOther | 9 | 2007–2009 | ||
| FARALLON CS INSTITUTIONAL FINANCE LLC | TenPercentOwnerOther | 9 | 2007–2009 | ||
| RR CAPITAL PARTNERS LP | TenPercentOwnerOther | 8 | 2007–2009 | ||
| TINICUM PARTNERS LP FARALLON | TenPercentOwnerOther | 8 | 2007–2009 | ||
| SPECIAL ADVISORS FUND I LLC | TenPercentOwner | 1 | 2008 | ||
| Lowrey Douglas Hayes | Officer | CEO - CapitalSource Bank; CEO of CapitalSource Bank; Pres./CEO - CapitalSource Bank | 16 | 2008–2014 | |
| Smith Bryan D. | Officer | Chief Accounting Officer | 11 | 2008–2012 | |
| Farallon FCIP, Ltd. | TenPercentOwnerOther | 2 | 2009 | ||
| Farallon FCOI II, Ltd. | TenPercentOwnerOther | 2 | 2009 | ||
| Farallon FCP, Ltd. | TenPercentOwnerOther | 2 | 2009 | ||
| Hirsch Daniel J. | TenPercentOwnerOther | 3 | 2009 | ||
| Voon Richard H. | TenPercentOwnerOther | 3 | 2009 | ||
| Bogler John A. | Officer | CFO-CSE/CFO-CSE Bank; Chief Financial Officer; EVP/CFO of CapitalSource Bank | 5 | 2011–2014 | |
| Boulden Laird | Officer | Pres./Chief Lend Off-CSE Bank; Pres.-CSE/CLO-CSE Bank; President | 6 | 2011–2014 | |
| Scardelletti Christopher | Officer | EVP/Chief Credit Off.-CSE Bank; EVP & Chief Credit Officer | 8 | 2012–2014 | |
| Smith Michael Alan | Officer | Senior VP and CAO; SVP and Chief Accounting Off.; SVP/Chief Accounting Off. | 6 | 2012–2014 | |
| MELLO JOSEPH C | Director | 4 | 2012–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CAPITALSOURCE INC. | MD | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | CAPITALSOURCE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CAPITALSOURCE INC. | EIN (EXACT) | ||
| Person page | Charles E Ellwein | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Jason M Fish | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Joseph A Kenary Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Stephen L Millham | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Timothy M Hurd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William F Mellin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.