IPO registrations (S-1, F-1) · Registrants
CAPITAL TRUST
- SEC CIK
- 16387 · filings on EDGAR ↗
- Former names
- CALIFORNIA REAL ESTATE INVESTMENT TRUST (1995–1997)
- Registration
- Form S-1, first filed 1997-10-06, last 1997-12-09; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-12-11
- Industry (SIC)
- Real Estate Investment Trusts 6798
- Incorporated in
- CA
- Business address
- 605 THIRD AVENUE 26TH FLOOR, STE 200, New York, NY 10016
- EIN
- 94-6181186
- EDGAR entity type
- operating
Offering terms
- Final price
- $11.00 per share (424B1 filed 1997-12-11)
- Shares sold
- 9,000,000
- Gross proceeds
- $99,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CT
- Lead underwriters
- Morgan Stanley
- Syndicate
- Merrill Lynch (1,813,333); Deutsche Bank (1,813,333); ABN Amro Chicago Corporation (140,000); J.C. Bradford & Co (70,000); BT Alex. Brown (140,000); Oppenheimer (140,000); A.G. Edwards (140,000); EVEREN Securities, Inc (70,000); Furman Selz LLC (140,000); Genesis Merchant Group Securities LLC (70,000); Goldman Sachs (140,000); Jefferies (70,000); Jensen Securities Co (70,000); Edward D. Jones & Co., L.P (70,000); Legg Mason (70,000); KeyBanc Capital Markets (70,000); Montgomery Securities (140,000); Piper Sandler (70,000); Raymond James (70,000); Truist Securities (70,000); Sands Brothers & Co., Ltd (70,000); Sutro & Co. Incorporated (70,000); Talon Securities, Inc (70,000); Morgan Grenfell & Co. Limited (533,333)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CAPITAL TRUST Fuzzy (name and state)
- Form 5500 plan sponsor: BLACKSTONE MORTGAGE TRUST, INC. EXACT (EIN (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-06 | S-1 | S-1 (registration) | CAPITAL TRUST | 0000940180-97-000854 ↗ |
| 1997-11-13 | S-1/A | S-1/A (amendment) | CAPITAL TRUST | 0000940180-97-001035 ↗ |
| 1997-12-09 | S-1/A | S-1/A (amendment) | CAPITAL TRUST | 0000940180-97-001130 ↗ |
| 1997-12-10 | S-1MEF | S-1MEF (added securities) | CAPITAL TRUST | 0000940180-97-001134 ↗ |
| 1997-12-11 | 424B1 | 424B1 (final prospectus) | CAPITAL TRUST | 0000940180-97-001136 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-09 | S-1/A | registration statement | $12.00 | 8,000,000 | $96,000,000 | NYSE CT | 8 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 5, cover names 3 | document ↗ | |
| 1997-12-11 | 424B1 | final prospectus | $11.00 | 9,000,000 | $99,000,000 | NYSE CT | 25 | from the submission text; price line, shares headline, proceeds computed, underwriting table 24, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CAPITAL TRUST | NY | State business registries | name and state |
| Form 5500 plan sponsor | BLACKSTONE MORTGAGE TRUST, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.