IPO registrations (S-1, F-1) · Registrants
CALPINE CORP
- SEC CIK
- 916457 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-07-03, last 1996-09-19; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1996-09-20
- Industry (SIC)
- Electric Services 4911
- Incorporated in
- DE
- Business address
- 717 TEXAS AVENUE, SUITE 1000, Houston, TX 77002
- EIN
- 77-0212977
- EDGAR entity type
- operating
- Insiders and CEO pay
- CALPINE CORP on the corporate pages
Offering terms
- Proposed price range
- $17.00–$20.00 per share (S-1/A filed 1996-09-19)
- Final price
- $332.00 per share, above the range (424B4 filed 1996-09-20, an initial public offering)
- Shares sold
- 18,045,000
- Gross proceeds
- $5,990,940,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CPN
- Lead underwriters
- Citigroup; PaineWebber; Morgan Stanley; Credit Suisse
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CALPINE CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: CALPINE LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: CALPINE LLC Fuzzy (name and state)
- Business registration: CALPINE LLC Fuzzy (name and state)
- Business registration: CALPINE LLC Fuzzy (name and state)
- Form 5500 plan sponsor: CALPINE CORPORATION EXACT (EIN (EXACT))
- Political committee (FEC): CALPINE LLC PAC (connected to CALPINE LLC) Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- Lobbying client: CALPINE CORPORATION Fuzzy (name and state)
- SEC filer: CALPINE CORP EXACT (CIK (EXACT))
- Person page: William J Patterson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-07-03 | S-1 | S-1 (registration) | CALPINE CORP | 0000891618-96-001109 ↗ |
| 1996-08-22 | S-1/A | S-1/A (amendment) | CALPINE CORP | 0000891618-96-001884 ↗ |
| 1996-09-19 | S-1/A | S-1/A (amendment) | CALPINE CORP | 0000891618-96-002077 ↗ |
| 1996-09-20 | 424B4 | 424B4 (final prospectus) | CALPINE CORP | 0000891618-96-002094 ↗ |
| 1996-10-04 | 424B4 | 424B4 (final prospectus) | CALPINE CORP | 0000891618-96-002237 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-09-19 | S-1/A | registration statement | $17.00–$20.00 | 20,751,750 | - | NYSE CPN | 4 | from the submission text; range, shares headline | document ↗ | |
| 1996-09-20 | 424B4 | final prospectus | $332.00 | 18,045,000 | $5,990,940,000 | NYSE CPN | 4 | from the submission text; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAVIDO SCOTT J | Officer | Chief Financial Officer | 1 | 2006 | |
| MERRITT DAVID C | Director | 15 | 2006–2018 | ||
| May Thomas N | Officer | EVP Calpine and Pres., CMSC | 1 | 2006 | |
| HINER GLEN H | Director | 1 | 2006 | ||
| DOODY GREGORY L | Officer | EVP, Gen Counsel, Corp Secty; EVP, General Counsel, Corp Sec; EVP, General Counsel & Secty | 4 | 2006–2008 | |
| Donahue Lisa J | Officer | SVP and Interim CFO | 1 | 2006 | |
| GERMEROTH GARY M | Officer | EVP and Chief Risk Officer; EVP & Chief Risk Officer; EVP & Chief Risk Officer; EVP & CHIEF RISK OFFICER | 8 | 2007–2012 | |
| FILSINGER TODD W. | Officer | Executive Vice President; Interim COO | 2 | 2007–2008 | |
| ROGERS MICHAEL | Officer | Interim Executive VP; SVP & Pres., Plant Operations; SVP & Pres, Plant Operations | 4 | 2007–2008 | |
| CLARK CHARLES BRANCH JR | Officer | CAO, SVP & Controller; Chief Acct.Off./SVP/Controller; SVP and CAO | 3 | 2008 | |
| DERR KENNETH T | Director | 2 | 2008 | ||
| MAY ROBERT P | Director,Officer | CEO | 3 | 2008 | |
| CASSIDY FRANK | Director | 13 | 2008–2018 | ||
| Hinckley Robert C | Director | 12 | 2008–2014 | ||
| MORELAND W BENJAMIN | Director | 14 | 2008–2018 | ||
| OBERNDORF WILLIAM E | Director; Director,TenPercentOwner; TenPercentOwner | 28 | 2008–2012 | ||
| OLEARY DENISE M | Director | 13 | 2008–2018 | ||
| PATTERSON WILLIAM J | Director; Director,TenPercentOwner; TenPercentOwner | 25 | 2008–2010 | person page Fuzzy | |
| RYAN J. STUART | Director; Director,TenPercentOwner | 34 | 2008–2014 | ||
| Rydout LLC | TenPercentOwner | 2 | 2008 | ||
| SAN FRANCISCO PARTNERS II LP | TenPercentOwner | 27 | 2008–2013 | ||
| SCULLY JOHN H | TenPercentOwner | 30 | 2008–2013 | ||
| SF ADVISORY PARTNERS LP | TenPercentOwner | 27 | 2008–2013 | ||
| SPO ADVISORY CORP | TenPercentOwner | 43 | 2008–2013 | ||
| SPO ADVISORY PARTNERS LP | TenPercentOwner | 29 | 2008–2013 | ||
| SPO PARTNERS II LP | TenPercentOwner | 29 | 2008–2013 | ||
| SPO Partners II Co Investment Partnership LP | TenPercentOwner | 26 | 2008–2013 | ||
| FALCONE PHILIP | TenPercentOwner; TenPercentOwnerOther | 30 | 2008–2009 | ||
| HARBERT MANAGEMENT CORP | TenPercentOwner; TenPercentOwnerOther | 14 | 2008–2009 | ||
| HARBERT RAYMOND J | TenPercentOwner; TenPercentOwnerOther | 16 | 2008–2009 | ||
| HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | TenPercentOwner; TenPercentOwnerOther | 25 | 2008–2009 | ||
| HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | TenPercentOwner; TenPercentOwnerOther | 15 | 2008–2009 | ||
| HMC INVESTORS, L.L.C. | TenPercentOwner; TenPercentOwnerOther | 15 | 2008–2009 | ||
| LUCE MICHAEL D | TenPercentOwner; TenPercentOwnerOther | 16 | 2008–2009 | ||
| Bartlett James | TenPercentOwner | 1 | 2008 | ||
| Farrington Capital, L.P. | TenPercentOwner | 1 | 2008 | ||
| Farrington Management, LLC | TenPercentOwner | 1 | 2008 | ||
| LSP Cal Holdings II, LLC | TenPercentOwner | 30 | 2008–2011 | ||
| LSP Cal Holdings I, LLC | TenPercentOwner | 5 | 2008–2013 | ||
| LS Power Partners II, L.P. | TenPercentOwner | 1 | 2008 | ||
| LS Power Partners, L.P. | TenPercentOwner | 1 | 2008 | ||
| Luminus Asset Partners LP | TenPercentOwner | 6 | 2008–2013 | ||
| Luminus Energy Partners Master Fund, Ltd. | TenPercentOwner | 32 | 2008–2013 | ||
| LUMINUS MANAGEMENT LLC | TenPercentOwner | 1 | 2008 | ||
| Segal Mikhail | TenPercentOwner | 1 | 2008 | ||
| Segal Paul | TenPercentOwner | 1 | 2008 | ||
| HODKINSON STEVEN F. | Officer | Interim Corporate Controller | 1 | 2008 | |
| RAUF ZAMIR | Officer | EVP and CFO; EVP, Chief Financial Officer; Interim CFO | 18 | 2008–2018 | |
| Fusco Jack A | Director; Director,Officer | Chief Executive Officer; Executive Chairman; President and CEO | 37 | 2008–2018 | |
| MCDERMOTT EDWARD H | TenPercentOwner | 22 | 2008–2013 | ||
| MILLER W. THADDEUS | Officer | EVP & CHIEF LEGAL OFFICER; EVP, Chief Legal Officer & Sec; EVP, CLO and Secretary | 39 | 2008–2018 | |
| HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | TenPercentOwnerOther | 18 | 2008–2009 | ||
| HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | TenPercentOwnerOther | 18 | 2008–2009 | ||
| HMC - NEW YORK, INC. | TenPercentOwnerOther | 11 | 2008–2009 | ||
| GRAVES KENNETH ANDREW | Officer | Interim Chief Acctg. Officer; Interim Corp. Controller & PAO | 2 | 2008–2010 | |
| Hill Thad | Director,Officer; Officer | EVP & CHIEF COMMERCIAL OFFICER; Exec VP & Chief Oper.Officer; President & CEO; President & Chief Exec.Officer; President & Chief Oper.Officer | 37 | 2008–2018 | |
| Elizabeth R. & William J. Patterson Foundation | TenPercentOwner | 11 | 2008 | ||
| PHOEBE SNOW FOUNDATION | TenPercentOwner | 9 | 2008–2013 | ||
| DEIDIKER JIM D | Officer | SVP, CHIEF ACCOUNTING OFFICER | 9 | 2009–2015 | |
| MOSBACHER ROBERT A JR | Director | 17 | 2009–2018 | ||
| HARBINGER CAPITAL PARTNERS LLC | TenPercentOwnerOther | 12 | 2009 | ||
| HARBINGER HOLDINGS, LLC | TenPercentOwnerOther | 15 | 2009 | ||
| CRANBERRY LAKE PARTNERS LP | TenPercentOwner | 1 | 2010 | ||
| Edward & Elizabeth McDermott Trust | TenPercentOwner | 1 | 2012 | ||
| JOHN H SCULLY LIVING TRUST | TenPercentOwner | 1 | 2012 | ||
| WILLIAM & SUSAN OBERNDORF TRUST | TenPercentOwner | 1 | 2012 | ||
| HOFMANN MICHAEL WILLIAM | Director | 8 | 2013–2018 | ||
| ADAMS JOHN M | Officer | EVP, Power Ops | 2 | 2014–2015 | |
| PRUETT STEVEN D | Officer | EVP, Commercial Ops | 2 | 2014–2015 | |
| GRIGGS, III, W. G. | Officer | EVP and President, Retail; EVP & Chief Commercial Officer; EVP & President Calpine Retail | 12 | 2015–2018 | |
| Koshkin Jeff | Officer | SVP, Chief Accounting Officer; SVP, CHIEF ACCOUNTING OFFICER | 11 | 2015–2018 | |
| WEBB EDWARD THOMAS | Officer | Interim EVP, Power Operations | 1 | 2015 | |
| GATES CHARLES M. | Officer | EVP, Power Operations | 8 | 2016–2018 | |
| BRLAS LAURIE | Director | 4 | 2016–2018 | ||
| Novotny Andrew R. | Officer | SVP, Commercial Operations; SVP of Commercial Operations | 10 | 2017–2018 | |
| Stephenson Caleb D. | Officer | SVP of Wholesale Orig & Comm | 10 | 2017–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CALPINE CORPORATION | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | CALPINE LLC | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | CALPINE CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | CALPINE LLC | State business registries | name and state | |
| Business registration | CALPINE LLC | State business registries | name and state | |
| Business registration | CALPINE LLC | State business registries | name and state | |
| Form 5500 plan sponsor | CALPINE CORPORATION | EIN (EXACT) | ||
| Political committee | CALPINE LLC PAC (connected to CALPINE LLC) | Campaign finance (FEC) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CALPINE CORPORATION | Federal lobbying (LDA) | name and state | |
| Person page | William J Patterson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.