IPO registrations (S-1, F-1) · Registrants
BOX INC
- SEC CIK
- 1372612 · filings on EDGAR ↗
- Former names
- BOX.NET INC (2006–2011)
- Registration
- Form S-1, first filed 2014-03-24, last 2015-01-22; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2015-01-23; declared effective 2015-01-22
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 900 JEFFERSON AVE, Redwood City, CA 94063
- EIN
- 20-2714444
- Ticker
- BOX, BXCAP (NYSE, OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BOX INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2015-01-22)
- Final price
- $14.00 per share, above the range (424B4 filed 2015-01-23, an initial public offering)
- Shares sold
- 12,500,000
- Gross proceeds
- $175,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol BOX
- Lead underwriters
- Morgan Stanley; Credit Suisse (3,125,000 shares); J.P. Morgan (3,125,000 shares)
- Syndicate
- BMO Capital Markets (625,000); Canaccord Genuity (312,500); Pacific Crest Securities (312,500); Raymond James (312,500); Wells Fargo (312,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: BOX, INC. EXACT (EIN (EXACT))
- Form D issuer: BOX INC EXACT (CIK (EXACT))
- SEC filer: BOX INC EXACT (CIK (EXACT))
- Person page: David E Liddle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: John H N Fisher Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Krishna Kittu Kolluri Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-03-24 | S-1 | S-1 (registration) | BOX INC | 0001193125-14-112417 ↗ |
| 2014-07-07 | S-1/A | S-1/A (amendment) | BOX INC | 0001193125-14-262075 ↗ |
| 2014-12-10 | S-1/A | S-1/A (amendment) | BOX INC | 0001193125-14-439087 ↗ |
| 2015-01-09 | S-1/A | S-1/A (amendment) | BOX INC | 0001193125-15-005592 ↗ |
| 2015-01-22 | S-1/A | S-1/A (amendment) | BOX INC | 0001193125-15-017045 ↗ |
| 2015-01-22 | EFFECT | EFFECT (declared effective) | BOX INC | 9999999995-15-000165 ↗ |
| 2015-01-23 | 424B4 | 424B4 (final prospectus) | BOX INC | 0001193125-15-018043 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-01-22 | S-1/A | registration statement | $11.00–$13.00 | 12,500,000 | - | NYSE BOX | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2015-01-23 | 424B4 | final prospectus | $14.00 | 12,500,000 | $175,000,000 | NYSE BOX | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BAILEY MARK W | TenPercentOwner | 16 | 2015–2018 | ||
| BARRETT M JAMES | TenPercentOwner | 2 | 2015 | ||
| BARRIS PETER J | TenPercentOwner | 2 | 2015 | ||
| BASKETT FOREST | TenPercentOwner | 2 | 2015 | ||
| Bessemer Venture Partners VIII Institutional L.P. | TenPercentOwner | 8 | 2015 | ||
| Bessemer Venture Partners VIII L.P. | TenPercentOwner | 8 | 2015 | ||
| Bischof George | TenPercentOwner | 5 | 2015 | ||
| Bishop Stacey | TenPercentOwner | 2 | 2015 | ||
| BONDERMAN DAVID | TenPercentOwner | 2 | 2015 | ||
| COULTER JAMES G | TenPercentOwner | 2 | 2015 | ||
| Deer VIII & Co. L.P. | Director,TenPercentOwner; TenPercentOwner | 8 | 2015 | ||
| Deer VIII & Co. Ltd. | TenPercentOwner | 8 | 2015 | ||
| DRANT RYAN D | TenPercentOwner | 2 | 2015 | ||
| DRAPER ASSOCIATES L P | TenPercentOwner | 17 | 2015–2018 | ||
| DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | TenPercentOwner | 16 | 2015–2018 | ||
| Draper Fisher Jurvetson Fund IX LP | TenPercentOwner | 16 | 2015–2018 | ||
| Draper Fisher Jurvetson Fund VIII L P | TenPercentOwner | 32 | 2015–2018 | ||
| DRAPER FISHER JURVETSON GROWTH FUND 2006 LP | TenPercentOwner | 16 | 2015–2018 | ||
| Draper Fisher Jurvetson Partners IX, LLC | TenPercentOwner | 16 | 2015–2018 | ||
| DRAPER FISHER JURVETSON PARTNERS VIII LLC | TenPercentOwner | 16 | 2015–2018 | ||
| DRAPER TIMOTHY C | TenPercentOwner | 17 | 2015–2018 | ||
| EMERGENCE CAPITAL PARTNERS II LP | TenPercentOwner | 2 | 2015 | ||
| EMERGENCE EQUITY PARTNERS II, L.P. | TenPercentOwner | 2 | 2015 | ||
| EMERGENCE GP PARTNERS, LLC | TenPercentOwner | 2 | 2015 | ||
| EVAN DANA L | Director | 34 | 2015–2026 | ||
| FEDERMAN IRWIN | TenPercentOwner | 4 | 2015–2017 | ||
| Fisher John H N | TenPercentOwner | 16 | 2015–2018 | person page Fuzzy | |
| GAPCO GMBH & CO KG | TenPercentOwner | 2 | 2015 | ||
| GAP Coinvestments CDA, L.P. | TenPercentOwner | 2 | 2015 | ||
| GAP COINVESTMENTS III LLC | TenPercentOwner | 2 | 2015 | ||
| GAP COINVESTMENTS IV LLC | TenPercentOwner | 2 | 2015 | ||
| GAPCO MANAGEMENT GMBH | TenPercentOwner | 2 | 2015 | ||
| GENERAL ATLANTIC GENPAR, L.P. | TenPercentOwner | 2 | 2015 | ||
| GENERAL ATLANTIC LLC | TenPercentOwner | 2 | 2015 | ||
| General Atlantic Partners 90, L.P. | TenPercentOwner | 2 | 2015 | ||
| GORDON MICHAEL B | TenPercentOwner | 5 | 2015 | ||
| HERCULES TECHNOLOGY GROWTH CAPITAL INC | TenPercentOwner | 2 | 2015 | ||
| Jurvetson Stephen T | TenPercentOwner | 14 | 2015–2018 | ||
| KERINS PATRICK J | TenPercentOwner | 2 | 2015 | ||
| KOLLURI KRISHNA KITTU | TenPercentOwner | 2 | 2015 | person page Fuzzy | |
| KRAUSZ STEVEN M | Director; Director,TenPercentOwner | 9 | 2015–2018 | ||
| Levie Aaron | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer | 45 | 2015–2026 | |
| LEVIN DANIEL J | Director; Director,Officer; Director,Officer,TenPercentOwner | President; President and COO; President & COO | 62 | 2015–2026 | |
| LIDDLE DAVID E | TenPercentOwner | 4 | 2015–2017 | person page Fuzzy | |
| MADERA PAUL S | TenPercentOwner | 5 | 2015 | ||
| Mannie Jeff | Officer | VP Controller & Chief Acct Ofr | 39 | 2015–2021 | |
| Matteucci Paul A | TenPercentOwner | 4 | 2015–2017 | ||
| McGoff Peter M | Officer | Chief Legal Officer; SVP, Gen. Counsel & Secretary | 24 | 2015–2018 | |
| Meritech Capital Affiliates IV L.P. | TenPercentOwner | 5 | 2015 | ||
| Meritech Capital Associates IV, L.L.C. | TenPercentOwner | 5 | 2015 | ||
| Meritech Capital Partners IV L.P. | TenPercentOwner | 5 | 2015 | ||
| MITCHELL KATE | TenPercentOwner | 2 | 2015 | ||
| MOTT DAVID M | TenPercentOwner | 2 | 2015 | ||
| NEA 13 GP, Ltd | TenPercentOwner | 2 | 2015 | ||
| NEA Partners 13, Limited Partnership | TenPercentOwner | 2 | 2015 | ||
| NEW ENTERPRISE ASSOCIATES 13 LP | TenPercentOwner | 2 | 2015 | ||
| O'Driscoll Rory | Director; Director,TenPercentOwner | 27 | 2015–2019 | ||
| Presidio Management Group IX, L.L.C. | TenPercentOwner | 4 | 2015–2017 | ||
| REINER GARY M | Director | 1 | 2015 | ||
| ROOT JONATHAN D | TenPercentOwner | 4 | 2015–2017 | ||
| SANDELL SCOTT D | TenPercentOwner | 2 | 2015 | ||
| Scale Venture Management III, LLC | TenPercentOwner | 2 | 2015 | ||
| Scale Venture Partners III, L.P. | TenPercentOwner | 2 | 2015 | ||
| Schuler Barry | TenPercentOwner | 16 | 2015–2018 | ||
| Sherman Craig | TenPercentOwner | 5 | 2015 | ||
| Smith Dylan C | Director,Officer; Director,Officer,TenPercentOwner; Officer | Chief Financial Officer | 134 | 2015–2026 | |
| Stein Josh | Director | 26 | 2015–2019 | ||
| Tansey Casey M | TenPercentOwner | 4 | 2015–2017 | ||
| TAYLOR BRYAN | Director | 1 | 2015 | ||
| TPG Growth II Advisors, Inc. | TenPercentOwner | 2 | 2015 | ||
| U S Venture Partners IX L P | TenPercentOwner | 3 | 2015–2017 | ||
| Viswanathan Ravi | TenPercentOwner | 2 | 2015 | ||
| Vitus Andrew L. | TenPercentOwner | 2 | 2015 | ||
| Ward Rob | TenPercentOwner | 5 | 2015 | ||
| WARRIOR PADMASREE | Director | 3 | 2015 | ||
| Weller Harry R | TenPercentOwner | 2 | 2015 | ||
| Younger Graham R | Officer | EVP Worldwide Field Operations | 9 | 2015–2016 | |
| YOUNG PHILIP M | TenPercentOwner | 4 | 2015–2017 | ||
| Carullo Stephanie | Officer | Chief Operating Officer | 28 | 2017–2023 | |
| Barsamian Sue | Director | 10 | 2018–2026 | ||
| Hammonds Kimberly | Director | 7 | 2018–2021 | ||
| Leav Peter | Director | 4 | 2019–2021 | ||
| LAZAR JACK R | Director | 14 | 2020–2026 | ||
| Mayer Bethany | Director | 10 | 2020–2026 | ||
| BASS CARL | Director | 3 | 2020–2021 | ||
| Berkovitch Eli | Officer | VP Chief Acct Ofr & Controller | 50 | 2021–2026 | |
| Park John Ihn | Director | 1 | 2021 | ||
| Walia Amit | Director | 6 | 2022–2026 | ||
| Nottebohm Olivia | Officer | Chief Operating Officer | 44 | 2023–2026 | |
| Murphy Stephen Francis | Director | 5 | 2024–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-05-17 | BOX INC | Other Technology | $500,000,000 | $500,000,000 | 30 | 1 |
| 2014-11-17 | BOX INC | Other Technology | $3,849,750 | $3,849,750 | 13 | 1 |
| 2014-07-17 | BOX INC | Other Technology | $150,000,000 | $150,000,000 | 3 | 1 |
| 2014-07-17 | BOX INC | Other Technology | $10,953,403 | $8,172,320 | 21 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | BOX INC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | BOX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | BOX, INC. | EIN (EXACT) | ||
| Person page | David E Liddle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | John H N Fisher | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Krishna Kittu Kolluri | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, CA first:
- SIEBEL SYSTEMS INC CA
- EXCITE INC CA
- NETOBJECTS INC CA
- 3DFX INTERACTIVE INC CA
- SILICON GAMING INC CA
- COMPRESSANT CORP CA
- ASPECT DEVELOPMENT INC CA
- AWARD SOFTWARE INTERNATIONAL INC CA
- EARTHLINK NETWORK INC CA
- DOCUMENT SCIENCES CORP CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology