IPO registrations (S-1, F-1) · Registrants
Axogen, Inc.
- SEC CIK
- 805928 · filings on EDGAR ↗
- Former names
- LECTEC CORP /MN/ (1995–2011)
- Registration
- Form S-1, first filed 2013-05-14, last 2013-08-07; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2013-08-09; declared effective 2013-08-08
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- MN
- Business address
- 13631 PROGRESS BLVD., SUITE 400, Alachua, FL 32615
- EIN
- 41-1301878
- Ticker
- AXGN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Axogen, Inc. on the corporate pages
Offering terms
- Final price
- $3.00 per share (424B4 filed 2013-08-09)
- Shares sold
- 6,000,000
- Gross proceeds
- $18,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AXGN
- Lead underwriters
- Wells Fargo; JMP Securities (5,400,000 shares)
- Syndicate
- Ladenburg Thalmann (600,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Axogen Corporation Fuzzy (name and state)
- Business registration: Axogen Corporation Fuzzy (name and state)
- Business registration: Axogen Corporation Fuzzy (name and state)
- Business registration: Axogen Corporation Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: AXOGEN CORPORATION Fuzzy (name and state)
- Business registration: Axogen, Inc. Fuzzy (name and state)
- Business registration: AXOGEN, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LECTEC CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: AXOGEN CORPORATION Fuzzy (name and state)
- Lobbying client: AXOGEN CORPORATION Fuzzy (name and state)
- Lobbying client: AXOGEN INC. Fuzzy (name and state)
- Lobbying client: AXOGEN, INC. Fuzzy (name and state)
- SEC filer: Axogen, Inc. EXACT (CIK (EXACT))
- Person page: Alan M Levine Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: C Andrew Rollwagen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Guido J Neels Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Joseph A Tyndall MD Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Karen L Zaderej Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Michael D Dale Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-05-14 | S-1 | S-1 (registration) | AxoGen, Inc. | 0001193125-13-219690 ↗ |
| 2013-06-21 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-267420 ↗ |
| 2013-07-15 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-290507 ↗ |
| 2013-07-30 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-308167 ↗ |
| 2013-08-05 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-318818 ↗ |
| 2013-08-07 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-323586 ↗ |
| 2013-08-07 | S-1/A | S-1/A (amendment) | AxoGen, Inc. | 0001193125-13-324273 ↗ |
| 2013-08-08 | EFFECT | EFFECT (declared effective) | AxoGen, Inc. | 9999999995-13-002354 ↗ |
| 2013-08-09 | 424B4 | 424B4 (final prospectus) | AxoGen, Inc. | 0001193125-13-327569 ↗ |
| 2014-05-09 | EFFECT | EFFECT (declared effective) | AxoGen, Inc. | 9999999995-14-001417 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | S-1/A | registration statement | 4,186,046 | - | Nasdaq AXGN | 3 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2013-08-09 | 424B4 | final prospectus | $3.00 | 6,000,000 | $18,000,000 | Nasdaq AXGN | 3 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SIGG DANIEL C | Director | 3 | 2006–2008 | ||
| Berlin Judd A | Director | 2 | 2007–2008 | ||
| Rollwagen C Andrew | Director | 3 | 2007–2008 | person page Fuzzy | |
| Hopfenspirger Larry | TenPercentOwner | 2 | 2009–2011 | ||
| Brink Sanford M | Director | 2 | 2009–2010 | ||
| Periakaruppan Ramanathan | Director | 1 | 2010 | ||
| Freitag Gregory Gene | Director; Director,Officer | CEO, CFO; CFO; CFO, General Counsel & SVP BD; General Counsel; General Counsel & SVP BD | 49 | 2010–2024 | |
| HEANEY TIMOTHY MICHAEL | Director | 2 | 2010 | ||
| Rudelius Robert James | Director | 21 | 2010–2020 | ||
| WORMS-LYNCH KEVIN CHRISTOPHER | Director | 2 | 2010 | ||
| Hellervik Lowell Waldo | Director | 2 | 2011 | ||
| Salovich Elmer | Director | 2 | 2011 | ||
| De Novo Management II, L.L.C. | TenPercentOwner | 3 | 2011–2012 | ||
| De Novo Ventures II, L.P. | TenPercentOwner | 3 | 2011–2012 | ||
| Engels John P | Officer | Vice President; VP | 9 | 2011–2017 | |
| Friedman Mark Louis | Officer | See Remarks; Vice President of RA/QA; VP Regulatory Affairs & Policy; VP, Regulatory & Quality; VP,Regulatory & Quality | 27 | 2011–2022 | |
| Gold Mark Stephen | Director | 39 | 2011–2022 | ||
| Grooms Jamie Mark | Director; Director,Officer | VP, CFO | 18 | 2011–2019 | |
| Hansen David K | Officer | Chief Accounting Officer; Corporate Controller; See Remarks; VP Finance & Treasurer | 18 | 2011–2019 | |
| Harper John Frederick | Director | 6 | 2011–2015 | ||
| Hedger Bradley Jay | Officer | See Remarks; Vice President, Sales | 3 | 2011–2012 | |
| Mandato Joseph M | Director; Director,TenPercentOwner | 13 | 2011–2016 | ||
| Zaderej Karen L. | Director,Officer | CEO; Chief Executive Officer; President and CEO | 56 | 2011–2024 | person page Fuzzy |
| Schiaparelli Jill F | Officer | Chief Marketing Officer; SVP, Bus. Strategy&Marketing | 9 | 2012–2014 | |
| MCCARREY SHAWN F | Officer | SVP of Sales; SVP Sales | 18 | 2013–2019 | |
| DeVinney Erick Wayne | Officer | Chief Innovation Officer; See Remarks; VP, Clinical&Translational Sc; VP of Clin. & Trans. Sciences; VP Peripheral Nerve Science | 46 | 2014–2026 | |
| Johnston Lee Robert Jr | Officer | Chief Finacial Officer; Chief Financial Officer | 6 | 2014–2015 | |
| DEERFIELD MANAGEMENT CO | TenPercentOwnerOther | 5 | 2015–2016 | ||
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 5 | 2015–2016 | ||
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 5 | 2015–2016 | ||
| Flynn James E | TenPercentOwnerOther | 5 | 2015–2016 | person page Fuzzy | |
| Essex Woodlands Fund IX-GP, L.P. | TenPercentOwner | 1 | 2015 | ||
| Essex Woodlands Fund IX, L.P. | TenPercentOwner | 2 | 2015–2017 | ||
| Essex Woodlands IX, LLC | TenPercentOwner | 1 | 2015 | ||
| NEELS GUIDO J | Director; Director,TenPercentOwner | 21 | 2015–2025 | person page Fuzzy | |
| Donovan Michael Patrick | Officer | Vice President, Operations; VP Operations | 40 | 2015–2024 | |
| MARIANI PETER J | Officer | Chief Financial Officer; EVP & Chief Financial Officer | 29 | 2016–2023 | |
| Leach Kevin | Officer | Vice President; Vice President Marketing | 7 | 2016–2018 | |
| Wendell Amy McBride | Director | 28 | 2016–2026 | ||
| Gingrich Jon S. | Officer | Chief Commercial Officer | 5 | 2017–2019 | |
| COLLERAN LISA N | Director | 2 | 2018 | ||
| Scopelianos Angelo | Officer | Chief R&D Officer; VP Research & Development | 17 | 2018–2024 | |
| Billet Isabelle | Officer | Chief Strategy and BD Officer | 17 | 2018–2022 | |
| MARTINEZ MARIA D. | Officer | Chief Human Resources Officer | 18 | 2018–2023 | |
| Sandberg Eric | Officer | Chief Commercial Officer | 10 | 2019–2022 | |
| Blackford Quentin S. | Director | 10 | 2019–2022 | ||
| Levine Alan M | Director | 16 | 2019–2026 | person page Fuzzy | |
| Ottinger Bradley | Officer | General Counsel and CCO | 6 | 2020–2023 | |
| THOMAS PAUL | Director | 13 | 2020–2026 | ||
| JOHNSON JOHN | Director | 13 | 2021–2026 | ||
| Burke William P. Mr. | Director | 16 | 2022–2026 | ||
| TYNDALL JOSEPH A. | Director | 14 | 2022–2026 | person page Fuzzy | |
| Began Marc A | Officer | EVP and General Counsel; EVP & General Counsel | 10 | 2023–2026 | |
| Naor Nir | Officer | CFO | 3 | 2024–2025 | |
| Kemp Jens | Officer | Chief Marketing Officer | 10 | 2024–2026 | |
| Weiler Kathy Johnson | Director | 10 | 2024–2026 | ||
| DALE MICHAEL D | Director,Officer; Officer | CEO and President; Chief Executive Officer | 7 | 2024–2026 | person page Fuzzy |
| Hartley Lindsey Marie | Officer | CFO | 8 | 2025–2026 | |
| Quackenbush Doris | Officer | Sales VP | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Axogen, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Axogen Corporation | State business registries | name and state | |
| Business registration | Axogen Corporation | State business registries | name and state | |
| Business registration | Axogen Corporation | State business registries | name and state | |
| Business registration | Axogen Corporation | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | AXOGEN CORPORATION | State business registries | name and state | |
| Business registration | Axogen, Inc. | State business registries | name and state | |
| Business registration | AXOGEN, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | LECTEC CORPORATION | EIN (EXACT) | ||
| Federal award recipient | AXOGEN CORPORATION | Federal spending (USAspending) | name and state | |
| Lobbying client | AXOGEN CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | AXOGEN INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | AXOGEN, INC. | Federal lobbying (LDA) | name and state | |
| Person page | Alan M Levine | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | C Andrew Rollwagen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Guido J Neels | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James E Flynn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Joseph A Tyndall MD | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Karen L Zaderej | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Michael D Dale | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.