IPO registrations (S-1, F-1) · Registrants
Aptiv PLC
- SEC CIK
- 1521332 · filings on EDGAR ↗
- Name on the registration
- Delphi Automotive PLC
- Former names
- Delphi Automotive PLC (2011–2017)
- Registration
- Form S-1, first filed 2011-05-25, last 2012-05-01; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2011-11-17; declared effective 2011-11-16
- Industry (SIC)
- Motor Vehicle Parts & Accessories 3714
- Incorporated in
- Y9
- Business address
- SPITALSTRASSE 5, Schaffhausen, V8 8200
- Ticker
- APTV (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Aptiv PLC on the corporate pages
Offering terms
- Proposed price range
- $22.00–$24.00 per share (S-1/A filed 2011-11-09)
- Final price
- $22.00 per share, within the range (424B1 filed 2011-11-17, an initial public offering)
- Shares sold
- 24,078,827
- Gross proceeds
- $529,734,194 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol DLPH
- Lead underwriters
- Goldman Sachs (4,936,159 shares); J.P. Morgan (4,936,159 shares); Barclays (2,528,276 shares); Citigroup (2,528,276 shares); Deutsche Bank (3,250,642 shares); Morgan Stanley (722,365 shares); Merrill Lynch (3,250,642 shares)
- Syndicate
- BofA Securities; Baird (120,394); Credit Suisse (722,365); Lazard (620,030); UBS (174,571); CRT Capital Group LLC (48,158); Guggenheim Securities (48,158); Houlihan Lokey (48,158); Scotiabank (24,079); Ticonderoga Securities (48,158); Siebert Williams Shank (48,158); UniCredit; UniCredit Capital Markets LLC (24,079)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Aptiv PLC EXACT (CIK (EXACT))
- Person page: Jeffrey J Owens Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Nicholas M Donofrio Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-25 | S-1 | S-1 (registration) | Delphi Automotive PLC | 0001193125-11-150503 ↗ |
| 2011-06-30 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-179081 ↗ |
| 2011-07-13 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-186941 ↗ |
| 2011-08-01 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-204737 ↗ |
| 2011-08-19 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-227462 ↗ |
| 2011-10-31 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-287112 ↗ |
| 2011-11-07 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-298593 ↗ |
| 2011-11-09 | S-1/A | S-1/A (amendment) | Delphi Automotive PLC | 0001193125-11-304011 ↗ |
| 2011-11-16 | EFFECT | EFFECT (declared effective) | Delphi Automotive PLC | 9999999995-11-003316 ↗ |
| 2011-11-17 | 424B1 | 424B1 (final prospectus) | Delphi Automotive PLC | 0001193125-11-315840 ↗ |
| 2012-02-01 | S-1 | S-1 (registration) | Delphi Automotive PLC | 0001193125-12-034330 ↗ |
| 2012-02-08 | EFFECT | EFFECT (declared effective) | Delphi Automotive PLC | 9999999995-12-000432 ↗ |
| 2012-02-14 | 424B1 | 424B1 (final prospectus) | Delphi Automotive PLC | 0001193125-12-061327 ↗ |
| 2012-04-10 | EFFECT | EFFECT (declared effective) | Delphi Automotive PLC | 9999999995-12-000995 ↗ |
| 2012-05-01 | S-1 | S-1 (registration) | Delphi Automotive PLC | 0001193125-12-201375 ↗ |
| 2012-05-14 | EFFECT | EFFECT (declared effective) | Delphi Automotive PLC | 9999999995-12-001553 ↗ |
| 2012-05-15 | 424B1 | 424B1 (final prospectus) | Delphi Automotive PLC | 0001193125-12-232592 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-11-09 | S-1/A | registration statement | $22.00–$24.00 | 24,078,827 | - | NYSE DLPH | 19 | primary document; range, shares headline, cover names 18 | document ↗ | |
| 2011-11-17 | 424B1 | final prospectus | $22.00 | 24,078,827 | $529,734,194 | NYSE DLPH | 20 | primary document; price table, shares headline, proceeds table, underwriting table 18, cover names 18 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERTRAND JAMES A | Officer | SVP&President, Thermal; VP&President, Thermal | 6 | 2011–2013 | |
| Brazier Allan J | Officer | Chief Accounting Officer; SVP & Chief Accounting Officer | 55 | 2011–2026 | |
| Butler Kevin M | Officer | SVP, HR Mgmt & GBS; VP, HR Mgmt & GBS | 13 | 2011–2015 | |
| CLARK KEVIN P | Director,Officer; Officer | Chair and CEO; Chairman and CEO; Chief Operating Officer; EVP & CFO; President and CEO; SVP & CFO; VP & CFO | 85 | 2011–2026 | |
| COWGER GARY L | Director | 40 | 2011–2017 | ||
| DONOFRIO NICHOLAS M | Director | 47 | 2011–2022 | person page Fuzzy | |
| FRISSORA MARK P | Director | 37 | 2011–2019 | ||
| GUPTA RAJIV | Director | 48 | 2011–2022 | ||
| Kiefer Steven | Officer | SVP&President, Powertrain; VP&President, Powertrain | 6 | 2011–2013 | |
| KROL JOHN A | Director | 24 | 2011–2015 | ||
| MACDONALD J RANDALL | Director | 26 | 2011–2016 | ||
| Mahoney Sean O | Director | 70 | 2011–2026 | ||
| MCNAMARA MICHAEL M | Director | 10 | 2011–2013 | ||
| Moretti Lucia V | Officer | SVP&President, DPSS; VP&President, DPSS | 7 | 2011–2013 | |
| ONEAL RODNEY | Director,Officer; Other | CEO & President | 15 | 2011–2015 | |
| OWENS JEFFREY J | Officer | EVP & Chief Technology Officer; SVP & Chief Technology Officer; VP&President, E&S | 26 | 2011–2017 | person page Fuzzy |
| SHERBIN DAVID M | Officer | SVP, GC & Secretary; VP, GC & Secretary | 51 | 2011–2021 | |
| Sidlik Thomas W | Director | 40 | 2011–2019 | ||
| SPENCER JAMES A | Officer | EVP, Operations; SVP&Sector President, Electric; VP&President, E/EA | 24 | 2011–2016 | |
| Wiedemann Bernd | Director | 39 | 2011–2018 | ||
| ZIMMERMAN LAWRENCE A | Director | 68 | 2011–2021 | ||
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 4 | 2011–2012 | ||
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 4 | 2011–2012 | ||
| Paulson Advantage Master Ltd. | TenPercentOwner | 12 | 2011–2012 | ||
| Paulson Advantage Plus Master Ltd. | TenPercentOwner | 12 | 2011–2012 | ||
| PAULSON & CO INC | TenPercentOwner | 12 | 2011–2012 | ||
| PAULSON ENHANCED LTD | TenPercentOwner | 12 | 2011–2012 | ||
| Paulson International Ltd. | TenPercentOwner | 12 | 2011–2012 | ||
| Paulson John | TenPercentOwner | 12 | 2011–2012 | ||
| Paulson Partners Enchanced L.P. | TenPercentOwner | 12 | 2011–2012 | ||
| PAULSON PARTNERS LP | TenPercentOwner | 12 | 2011–2012 | ||
| Abulaban Majdi | Officer | SVP& President, EEA; SVP& President Packard EEA; SVP& Segment President | 42 | 2012–2019 | |
| Vijayvargiya Jugal K. | Officer | SVP& President, E&S | 27 | 2012–2017 | |
| Butterworth Liam | Officer | SVP, Powertrain; SVP & President, Powertrain | 24 | 2014–2017 | |
| Murphy Mark J. | Officer | CFO and EVP | 10 | 2014–2016 | |
| SUVER SUSAN M | Officer | SVP and CHRO | 23 | 2015–2018 | |
| MANGANELLO TIMOTHY | Director | 17 | 2015–2017 | ||
| CANTIE JOSEPH S | Director | 14 | 2015–2017 | ||
| Mayer Bethany | Director | 5 | 2015–2016 | ||
| Massaro Joseph R | Officer | CFO and SVP, Business Ops; SVP and CFO; Vice Chairman, ECG; Vice Chair & President, EC; Vice Chair & President, ECG | 38 | 2016–2026 | |
| Pinczuk Ana G. | Director | 27 | 2016–2026 | ||
| Dorlack Jerome J. | Officer | SVP& President DEEDS; SVP& President EDS | 12 | 2017–2018 | |
| Paja David | Officer | SVP & President, AS&UX; SVP & President, E&S; SVP & Segment President; SVP& Segment President | 19 | 2017–2021 | |
| De Vos Glen W. | Officer | SVP & CTO; SVP, CTO & President AS&UX; SVP, Transformation | 23 | 2017–2023 | |
| DELLAQUILA FRANK J | Director | 16 | 2017–2020 | ||
| Parris Colin J. | Director | 20 | 2017–2026 | ||
| COOPER NANCY E | Director | 19 | 2018–2026 | ||
| Trickett Mariya K. | Officer | SVP and CHRO | 13 | 2018–2022 | |
| Ortberg Robert Kelly | Director | 16 | 2018–2026 | ||
| MEISTER PAUL M | Director | 14 | 2019–2026 | ||
| HOOLEY JOSEPH L | Director | 10 | 2020–2026 | ||
| CLEMMER RICHARD L | Director | 6 | 2020–2024 | ||
| Presley William T. | Officer | SVP & COO & President, S&PS; SVP & President, S&PS | 10 | 2020–2024 | |
| Ramundo Katherine H | Officer | EVP, CLO, CCO & Secretary; SVP, CLO, CCO & Secretary | 11 | 2021–2026 | |
| Janow Merit E | Director | 7 | 2021–2026 | ||
| Velastegui Sophia | Officer | SVP & Chief Product Officer | 3 | 2022–2023 | |
| Cole Matthew M | Officer | SVP & President, ASUX | 3 | 2023–2024 | |
| Louissaint Obed D. | Officer | EVP & Chief People Officer; SVP & Chief People Officer | 14 | 2023–2026 | |
| Lyon Benjamin | Officer | SVP & CTO | 6 | 2023–2025 | |
| Jakkal Vasumati P. | Director | 4 | 2024–2026 | ||
| Liotine Joseph T. | Officer | EVP and President, EDS; Executive Vice President, EDS; President, S&PS | 5 | 2024–2026 | |
| Khan Javed A | Officer | EVP, Pres, Software and AS&UX; President, Software and AS&UX; SVP & Pres., Software & ASUX | 5 | 2024–2026 | |
| Laroyia Varun | Officer | EVP & Chief Financial Officer | 8 | 2024–2026 | |
| Agnevall Hakan | Director | 6 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Aptiv PLC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Jeffrey J Owens | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Nicholas M Donofrio | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.