IPO registrations (S-1, F-1) · Registrants
ALIGN TECHNOLOGY INC
- SEC CIK
- 1097149 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-11-14, last 2001-01-25; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2001-01-26
- Industry (SIC)
- Orthopedic, Prosthetic & Surgical Appliances & Supplies 3842
- Incorporated in
- DE
- Business address
- 410 NORTH SCOTTSDALE ROAD, SUITE 1300, Tempe, AZ 85288
- EIN
- 94-3267295
- Ticker
- ALGN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALIGN TECHNOLOGY INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2001-01-25)
- Final price
- $10.62 per share, below the range (424B4 filed 2001-01-26, an initial public offering)
- Shares sold
- 10,000,000
- Gross proceeds
- $106,250,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ALGN
- Lead underwriters
- Deutsche Bank (2,676,000 shares)
- Syndicate
- Bear Stearns (2,230,000); J.P. Morgan (2,230,000); Robertson Stephens (1,784,000); BofA Securities (80,000); ING Barings (80,000); Lehman Brothers (80,000); Merrill Lynch (80,000); Morgan Stanley (80,000); Citigroup (80,000); Cowen (80,000); Piper Sandler (80,000); UBS (80,000); Baird (40,000); William Blair (40,000); Chatsworth Securities LLC (40,000); C.L. King & Associates (40,000); Parker/Hunter Incorporated (40,000); Truist Securities (40,000); Tucker Anthony Capital Markets (40,000); Wedbush Securities (40,000); Wells Fargo Van Kasper (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: (DELAWARE) ALIGN TECHNOLOGY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Align Technology, Inc. Fuzzy (name and state)
- Business registration: Align Technology, Inc. Fuzzy (name and state)
- Business registration: Align Technology, Inc. Fuzzy (name and state)
- Business registration: Align Technology, Inc. Fuzzy (name and state)
- Business registration: ALIGN TECHNOLOGY, Inc. Fuzzy (name and state)
- Business registration: ALIGN TECHNOLOGY, INC Fuzzy (name and state)
- Business registration: ALIGN TECHNOLOGY, INC. Fuzzy (name and state)
- Business registration: ALIGN TECHNOLOGY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ALIGN TECHNOLOGY, INC. EXACT (EIN (EXACT))
- SEC filer: ALIGN TECHNOLOGY INC EXACT (CIK (EXACT))
- Person page: Britt J Vitalone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-11-14 | S-1 | S-1 (registration) | ALIGN TECHNOLOGY INC | 0000929624-00-001600 ↗ |
| 2000-12-28 | S-1/A | S-1/A (amendment) | ALIGN TECHNOLOGY INC | 0000927356-00-002267 ↗ |
| 2001-01-17 | S-1/A | S-1/A (amendment) | ALIGN TECHNOLOGY INC | 0000929624-01-000049 ↗ |
| 2001-01-25 | S-1/A | S-1/A (amendment) | ALIGN TECHNOLOGY INC | 0001012870-01-000235 ↗ |
| 2001-01-26 | 424B4 | 424B4 (final prospectus) | ALIGN TECHNOLOGY INC | 0000898430-01-000296 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-01-25 | S-1/A | registration statement | $14.00–$16.00 | $10.62 | 10,000,000 | $106,250,000 | Nasdaq ALGN | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2001-01-26 | 424B4 | final prospectus | $10.62 | 10,000,000 | $106,250,000 | Nasdaq ALGN | 22 | primary document; price sentence, shares headline, proceeds computed, underwriting table 22, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Zoromski Darrell | Officer | VP, Chief Marketing Officer; VP,Chief Marketing Officer | 11 | 2006–2008 | |
| Arjomand Hossein | Officer | VP of Research & Development; VP, Research & Development | 11 | 2006–2007 | |
| MORROW GEORGE J | Director | 33 | 2006–2026 | ||
| BULLINGTON ELDON M | Officer | VP, Finance and CFO; VP, Finance & CFO | 11 | 2006–2007 | |
| Ellis Dan Scott | Officer | Vp, No. American Sales; VP, No. American Sales; VP North American Sales; VP, North American Sales; VP, WW Sales; VP, WW Sales and Customer Care; VP, WW Sales & Customer Care | 36 | 2006–2012 | |
| GEORGE ROGER E | Officer | See Remarks; SVP, Legal Affairs & GC; SVP,Legal Affairs & GC; SVP, Legal Affairs & Gen. Coun; VP, Leg. Affairs & Gen. Couns; VP, Leg. Affairs & Gen. Couns.; VP, Leg. Affairs & Gen. Counse; VP Leg. Affairs & Gen. Counsel; VP, Leg Affairs & Gen Counsel; VP, Leg Affairs & Gen. Counsel; VP, Leg.Affairs & Gen. Counsel; VP,Leg. Affairs & Gen. Counsel; VP, Leg. Affrs & Gen. Counsel; VP,Legal Affairs and Gen. Coun; VP, Legal Affairs & GC; VP, Legal Affairs & Gen. Coun; VP, Legal Affairs & Gen. Coun.; Vp, Legal Affairs & Gen. Couns; VP, Legal Affairs & Gen. Couns; VP Legal Affairs & Gen Counsel; VP Legal Affairs, Gen. Counsel; VP,Legal Affairs & Gen.Counsel; VP, Legal Aff. and Gen Counsel; VP, Legal Aff. and Gen.Counsel; VP, Legal & Gen. Counsel | 62 | 2006–2019 | |
| HEDGE LEN | Officer | SVP, Bus. Development; SVP, Busines Development; SVP Business Operations; SVP, Business Operations; SVP, Bus. Operations; SVP, Operations; VP, Operations; VP. Operations | 66 | 2006–2013 | |
| Laks Gil | Officer | VP, International; VP,International | 32 | 2006–2010 | |
| LARKIN C RAYMOND JR | Director | 56 | 2006–2026 | ||
| PRESCOTT THOMAS M | Director; Director,Officer; Officer | President and CEO; President & CEO | 82 | 2006–2021 | |
| WIRTH KELSEY | Director | 11 | 2006 | ||
| BOWEN H KENT | Director | 5 | 2006–2008 | ||
| COLLINS DAVID E | Director | 26 | 2006–2014 | ||
| LACOB JOSEPH | Director | 55 | 2006–2026 | ||
| SANTORA GREG J | Director | 32 | 2006–2023 | ||
| Thaler Warren S | Director | 52 | 2006–2023 | ||
| Barrows Gail | Other | 8 | 2006–2012 | ||
| Dent Rebecca H | Other | 8 | 2006–2012 | ||
| Gund CLAT Investments, LLC | Other | 8 | 2006–2012 | ||
| GUND GEORGE III | Other | 8 | 2006–2012 | ||
| GUND GORDON | Other | 8 | 2006–2012 | ||
| Gund Grant | Other | 8 | 2006–2012 | ||
| Gund G Zachary | Other | 8 | 2006–2012 | ||
| Gund Llura L | Other | 8 | 2006–2012 | ||
| Watson Richard | Other | 7 | 2006–2008 | ||
| Clark Sonia | Officer | VP Human Resources; VP, Human Resources | 11 | 2006–2008 | |
| Henry Michael J | Officer | VP, Info. Tech & CIO; VP, Info. Technology & CIO; VP,Info. Technology & CIO | 7 | 2007 | |
| Azadeh Afsaneh | Officer | Chief Information Officer | 3 | 2007–2008 | |
| AROLA KENNETH | Officer | VP, Finance and CFO; VP,Finance and CFO | 42 | 2007–2013 | |
| Wright Emory | Officer | EVP, Global Operations; EVP, GLOBAL OPERATIONS; SVP, Global Operations; SVP, Operations; VP, Finance and CFO; VP Operations; VP, Operations | 67 | 2007–2024 | |
| Cambra Dana | Officer | VP, R&D; VP, Research & Develop; VP, Research & Develop.; VP, Research & Development | 14 | 2008–2012 | |
| Tan Sheila K | Officer | VP Marketing & CMO; VP, Marketing & CMO; VP, Mktg & Chief Mktg Officer; VP,Mktg & Chief Mktg Officer | 9 | 2009–2011 | |
| NAGEL DAVID C | Director | 11 | 2009–2016 | ||
| DANAHER CORP /DE/ | TenPercentOwner | 2 | 2009–2013 | ||
| Twomey Richard M.L. | Officer | VP International; VP, International | 20 | 2010–2013 | |
| Mack Timothy A | Officer | SVP, Bus. Development; SVP, Business Develop.; SVP, Mktg & Bus. Dev.; SVP, Mktg & Bus. Development; VP, Bus Dev; VP, Bus Dev.; VP, Bus. Dev; VP, Bus. Dev.; VP, Bus. Development; VP. Bus. Development | 17 | 2011–2016 | |
| Erfurth Jennifer | Officer | VP, Global HR; VP, Global Human Resources | 15 | 2012–2016 | |
| Puco Christopher C. | Officer | SVP, No. American Sales; VP, Mktg & CMO; VP No. American Sales; VP, No American Sales; VP, No. American Sales | 22 | 2012–2018 | |
| Graham John Patrick | Officer | VP Mktg and Chief Mktg Officer; VP, Mktg & Chief Mktg Officer; VP, Mktg & CMO | 6 | 2013–2015 | |
| Saia Andrea Lynn | Director | 27 | 2013–2026 | ||
| WHITE DAVID L | Officer | CFO; Chief Financial Officer | 10 | 2013–2016 | |
| Relic Zelko | Officer | SVP, R&D; SVp, R&D and CTO; VP, R&D; VP, Research & Development | 19 | 2013–2020 | |
| Pascaud Raphael | Officer | CMO and Bus. Dev.; CMO & Bus. Dev; CMO & Bus. Dev.; VP International; VP, International | 25 | 2014–2019 | |
| HOGAN JOSEPH M | Director,Officer | President and CEO; PRESIDENT AND CEO | 36 | 2015–2026 | |
| Beard Simon | Officer | SVP and Mgng Director, EMEA; SVP and Mgng Dir., EMEA; SVP and Mnging Director, EMEA; VP and Mgng Director, EMEA; VP & Mgng Dir., EMEA | 12 | 2015–2020 | |
| Tay Julie | Officer | SVP, Asia Pacific; SVP,Asia Pacific; SVP & Mng Dir. Asia Pacific; VP Asia Pacific; VP, Asia Pacific; VP,Asia Pacific | 27 | 2015–2020 | |
| Hockridge Stuart A | Officer | EVP Global HR; EVP GLOBAL HR; EVP, GLOBAL HR; SVP Global HR; VP Global Human Resources; VP, Global Human Resources | 27 | 2016–2026 | |
| Olson Jennifer | Officer | SVP & Mng Dir Cust Service; SVP & Mng Dir D-DCC; SVP & Mng Dir. D-DCC; SVP& Mng Dir. D-DCC; VP & Mgng Dir., D-DCC; VP & Mng Dir. D-DCC; VP& Mng Dir. D-DCC | 16 | 2016–2020 | |
| Kolli Sreelakshmi | Officer | SVP, Info Technology; SVP & Mng Dir Info Tech; VP, Info Technology | 10 | 2016–2020 | |
| Morici John | Officer | Chief Financial Officer; EVP & Chief Financial Officer; EVP & CHIEF FINANCIAL OFFICER; EVP, CHIEF FINANCIAL OFFICER | 33 | 2016–2026 | |
| PENDERGRASS LYNN | Officer | VP, Americas | 2 | 2017 | |
| SIEGEL SUSAN E | Director | 16 | 2017–2026 | ||
| Dallas Kevin J | Director | 14 | 2018–2026 | ||
| Shaked Yuval | Officer | SVP and Mgng Director, Itero; SVP, Mgng Dir. iTero; SVP & Mng Dir. Itero | 11 | 2018–2020 | |
| Pudipeddi Vamsi Mohan Raj | Officer | Sr VP Global Mktg & CMO; Sr. VP Global Mktg & CMO; SVP, Chief Marketing Officer; SVP, Global & Chief Mkting Off | 6 | 2019–2020 | |
| Coletti Julie Ann | Officer | EVP, Chief Legal & Regulatory; EVP, CHIEF LEGAL & REGULATORY; SVP, Chief Legal & Reg. Off.; SVP, Chief Legal & Reg Officer; SVP, Chief Legal & Regulatory; SVP, Chief Legal & Regul. Off. | 18 | 2019–2026 | |
| Sebastian Markus Christof | Officer | SVP & Mgng Director, EMEA; SVP & Mgng Dir, EMEA; SVP & Mgng Dir. EMEA; SVP & Mng Dir EMEA | 5 | 2019–2020 | |
| Myong Anne | Director | 12 | 2019–2026 | ||
| Conroy Kevin T | Director | 5 | 2023–2026 | ||
| Poul Mojdeh | Director | 5 | 2023–2026 | ||
| Vitalone Britt J. | Director | 3 | 2025–2026 | person page Fuzzy | |
| Richardson Jaime Holte | Officer | See Remarks | 1 | 2026 | |
| Marree Jitse | Officer | See Remarks | 1 | 2026 | |
| Blackford Quentin S. | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Align Technology, Inc. | AZ | State business registries | name and state |
| Business registration | Align Technology, Inc. | AZ | State business registries | name and state |
| Business registration | Align Technology, Inc. | AZ | State business registries | name and state |
| Business registration | Align Technology, Inc. | AZ | State business registries | name and state |
| Business registration | ALIGN TECHNOLOGY, Inc. | AZ | State business registries | name and state |
| Business registration | ALIGN TECHNOLOGY, INC | AZ | State business registries | name and state |
| Business registration | ALIGN TECHNOLOGY, INC. | AZ | State business registries | name and state |
| Business registration | ALIGN TECHNOLOGY, INC. | AZ | State business registries | name and state |
| Business registration | (DELAWARE) ALIGN TECHNOLOGY, INC. | AZ | State business registries | EIN (EXACT, as the state registration reports it) |
| Paying company | Align Technology, Inc. | AZ | Open Payments (drug and device company payments) | name and state |
| SEC filer | ALIGN TECHNOLOGY INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | ALIGN TECHNOLOGY, INC. | EIN (EXACT) | ||
| Person page | Britt J Vitalone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.