IPO registrations (S-1, F-1) · Registrants

ACHIEVE LIFE SCIENCES, INC.

SEC CIK
949858 · filings on EDGAR ↗
Former names
ONCOGENEX PHARMACEUTICALS, INC. (2008–2017); SONUS PHARMACEUTICALS INC (1996–2008)
Registration
Form S-1, first filed 2018-05-10, last 2020-11-30; 6 initial registrations, 7 amendments
Outcome
Final prospectus filed 2018-06-15; declared effective 2018-06-14
Industry (SIC)
In Vitro & In Vivo Diagnostic Substances 2835
Incorporated in
DE
Business address
22722 29TH DR. SE, SUITE 100, Seattle, WA 98021
EIN
95-4343413
Ticker
ACHV (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
ACHIEVE LIFE SCIENCES, INC. on the corporate pages

Filings 26

FiledFormWhat it isName as filedEDGAR
2018-05-10S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-18-013048 ↗
2018-06-06S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0000950123-18-006151 ↗
2018-06-12S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001564590-18-015483 ↗
2018-06-13S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001564590-18-015552 ↗
2018-06-14S-1MEFS-1MEF (added securities)ACHIEVE LIFE SCIENCES, INC.0000950123-18-006354 ↗
2018-06-14EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-18-001501 ↗
2018-06-15424B4424B4 (final prospectus)ACHIEVE LIFE SCIENCES, INC.0000950123-18-006385 ↗
2018-11-29S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-18-030281 ↗
2018-12-07EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-18-003070 ↗
2019-02-11EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-19-000160 ↗
2019-07-25S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-19-026112 ↗
2019-08-02S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001193125-19-212045 ↗
2019-08-07EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-19-001830 ↗
2019-11-06S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-19-040706 ↗
2019-12-02S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001564590-19-044975 ↗
2019-12-16S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001564590-19-046005 ↗
2019-12-17EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-19-002839 ↗
2019-12-18424B4424B4 (final prospectus)ACHIEVE LIFE SCIENCES, INC.0001193125-19-316899 ↗
2020-06-05S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-20-028496 ↗
2020-06-16EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-20-001449 ↗
2020-11-13S-1S-1 (registration)ACHIEVE LIFE SCIENCES, INC.0001564590-20-053884 ↗
2020-11-30S-1/AS-1/A (amendment)ACHIEVE LIFE SCIENCES, INC.0001564590-20-055567 ↗
2020-12-02S-1MEFS-1MEF (added securities)ACHIEVE LIFE SCIENCES, INC.0001564590-20-055951 ↗
2020-12-02EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-20-003366 ↗
2020-12-04424B4424B4 (final prospectus)ACHIEVE LIFE SCIENCES, INC.0001564590-20-056113 ↗
2022-01-05EFFECTEFFECT (declared effective)ACHIEVE LIFE SCIENCES, INC.9999999995-22-000049 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Fuhrman AlanOfficerSenior Vice President & CFO32006–2008
MARTINO MICHAEL ADirector; Director,Officer; OtherPresident & CEO132006–2010
STEWART MICHAEL BOfficerSr. VP & Chief Medical Officer12006
BURRIS MICHELLEDirector; OfficerCFO72006–2012
DUNBAR GEORGE W JRDirector32006–2007
IVY ROBERT EDirector32006–2007
WINSTEAD DWIGHTDirector52006–2010
Eudy Craig StevenOfficerPrincipal Accounting Officer22006–2007
Anderson Stephen CharlesOfficerCFO and Secretary; CFO & Secretary102008–2010
Brady Patrick RobertDirector42008–2009
Clendeninn Neil JamesDirector172008–2016
Cormack Scott DanielDirector; Director,Officer; OfficerPresident and CEO; President & CEO412008–2020
JACOBS CINDYDirector,Officer; OfficerEVP, CMO; Exec. VP & Chief Med. Officer; President & CMO492008–2025
VENTURES WEST CAPITAL LTDTenPercentOwner22008
H.I.G. HORIZON CORPTenPercentOwner32008–2009
H.I.G. KEY CORPTenPercentOwner32008–2009
H.I.G. ONCOGENEX, INC.TenPercentOwner32008–2009
MNAYMNEH SAMITenPercentOwner32008–2009
TAMER ANTHONYTenPercentOwner32008–2009
Lawrence Cameron WilliamOfficerPrincipal Accounting Officer; Principal Financial Officer52010–2012
GOLDSTEIN JACKDirector122010–2016
PARKER H STEWARTDirector162010–2020
MATTINGLY MARTIN ADirector162010–2022
Smith David VDirector92010–2016
Wyrick Susan D.OfficerPAO62013–2014
Bencich JohnDirector,Officer; OfficerCEO; CFO; CFO and PFO; CFO & COO362014–2024
Clarke AnthonyDirector,Officer; OfficerChief Scientific Officer; CSO; President & CSO112017–2022
Joseph DonaldDirector82017–2022
MOYES JAY MDirector82017–2022
Stewart Richard AlistairDirector; Director,OfficerChairman & CEO; Chief Executive Officer; Chieve Executive Officer; Executive Chairman; President & CEO252017–2026
Schacter RobertTenPercentOwner12017
ARMISTICE CAPITAL, LLCTenPercentOwner32019
Armistice Capital Master Fund Ltd.TenPercentOwner32019
Boyd StevenTenPercentOwner32019
Wan JerryOfficerPrincipal Accounting Officer162020–2026
Martell Bridget ADirector62021–2025
Innovation Credit Fund VIII-A, L.P.TenPercentOwner132021–2022
SVB FINANCIAL GROUPTenPercentOwner132021–2022
SVB Innovation Credit Fund VIII, L.P.TenPercentOwner132021–2022
SVB Innovation Credit Partners VIII-A, LLCTenPercentOwner132021–2022
SVB Innovation Credit Partners VIII, LLCTenPercentOwner132021–2022
HIMES VAUGHN BDirector42022–2024
DIALECTIC CAPITAL MANAGEMENT, LPTenPercentOwner12022
Dialectic Life Sciences SPV LLCTenPercentOwner12022
Dialectic LS Manager LLCTenPercentOwner12022
Dialectic Partners, LLCTenPercentOwner12022
FICHTHORN JOHNTenPercentOwner12022
Duty StuartDirector52023–2025
KING THOMAS BRAXTONDirector; Director,OfficerExecutive Chairman72023–2025
Sellig ThomasDirector62023–2026
Xinos JaimeOfficerChief Commercial Officer62024–2026
Oki Mark KOfficerChief Financial Officer62024–2026
Phelan Nancy R.Director42025–2026
Slaoui Kristen B.Director32025
Donnelly CraigOfficerChief Operations Officer32025–2026
Atkisson ErikOfficerChief Legal Officer22025
Rubinstein Mark LawrenceOfficerChief Medical Officer22026
Goldberg Andrew D.Director,OfficerCEO and President22026
COULTER JAMES GTenPercentOwner12026
Iancovici LucianDirector12026
TPG GP A, LLCTenPercentOwner12026
WINKELRIED JONTenPercentOwner12026
Royston AaronDirector22026
Martin Christopher NathanDirector32026
Farrow Jeffrey SDirector32026
Waldman Reid AlexanderDirector32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2022-11-29ACHIEVE LIFE SCIENCES, INC.Biotechnology$25,000,000$18,900,000162

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.