IPO registrations (S-1, F-1) · Registrants
Capital Financial Holdings, Inc
- SEC CIK
- 944696 · filings on EDGAR ↗
- Name on the registration
- ND HOLDINGS INC
- Former names
- INTEGRITY MUTUAL FUNDS INC (2002–2009); ND HOLDINGS INC (1996–2002)
- Registration
- Form S-1, first filed 1996-07-24, last 1997-01-29; 1 initial registration, 3 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- ND
- Business address
- 1821 BURDICK EXPRESSWAY W, Minot, ND 58701
- EIN
- 45-0404061
- EDGAR entity type
- operating
- Insiders and CEO pay
- Capital Financial Holdings, Inc on the corporate pages
On this site
- Form 5500 plan sponsor: CAPITAL FINANCIAL HOLDINGS, INC. EXACT (EIN (EXACT))
- SEC filer: Capital Financial Holdings, Inc EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-07-24 | S-1/A | S-1/A (amendment) | ND HOLDINGS INC | 0000941158-96-000011 ↗ |
| 1996-08-27 | S-1/A | S-1/A (amendment) | ND HOLDINGS INC | 0000941158-96-000016 ↗ |
| 1996-09-06 | S-1 | S-1 (registration) | ND HOLDINGS INC | 0000941158-96-000021 ↗ |
| 1997-01-29 | S-1/A | S-1/A (amendment) | ND HOLDINGS INC | 0000941158-97-000002 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SZILAGYI JERRY | Officer | Senior VP Business Development | 4 | 2006 | |
| ANDERSON MARK R | Director,Officer; Officer; Other | CEO and President; President | 4 | 2006–2008 | |
| CASTLEMAN VANCE | Director | 1 | 2006 | ||
| QUIST PETER | Director,Officer | Vice President | 4 | 2006–2008 | |
| THOMPSON MYRON | Director | 1 | 2006 | ||
| WALSTAD ROBERT E | Director,Officer; TenPercentOwner; TenPercentOwnerOther | Chief Executive Officer | 7 | 2006–2009 | |
| WALSTAD DICK | Director | 1 | 2006 | ||
| XPONENTIAL INC | TenPercentOwner | 5 | 2006 | ||
| CUMMER JEFFREY A | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman | 9 | 2006–2013 | |
| MOYERS DWAYNE A | TenPercentOwner | 2 | 2006–2007 | ||
| Cripe Vaune M | Director | 2 | 2007–2011 | ||
| Case Jacqueline Lea | Officer | Interim President | 1 | 2011 | |
| Carlson John Richard | Director,Officer; Officer | CEO/President; Chief Executive Officer | 7 | 2012–2014 | |
| Dihle Gordon D. | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | CEO; Chief Executive Officer | 12 | 2013–2018 | |
| Redding Elizabeth A | Director,Officer | Chief Financial Officer | 1 | 2014 | |
| Fowler Charlene Louise | Officer | Chief Financial Officer | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.