IPO registrations (S-1, F-1) · Registrants
NEOPHARM INC
- SEC CIK
- 942788 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-03-31, last 1999-06-23; 0 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1999-06-30
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- 1850 LAKESIDE DRIVE, Waukegan, IL 60085
- EIN
- 51-0327886
- EDGAR entity type
- operating
- Insiders and CEO pay
- NEOPHARM INC on the corporate pages
Offering terms
- Shares offered
- 135,000
- Listing
- NYSE American under the symbol NEO
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: INSYS THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Lobbying client: NEOPHARM INC Fuzzy (name and state)
- SEC filer: NEOPHARM INC EXACT (CIK (EXACT))
- Person page: Guillermo A Herrera Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Jeffrey W Sherman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John N Kapoor Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
- Person page: Timothy P Walbert Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-31 | S-1/A | S-1/A (amendment) | NEOPHARM INC | 0000891554-99-000624 ↗ |
| 1999-05-20 | S-1/A | S-1/A (amendment) | NEOPHARM INC | 0000891554-99-001049 ↗ |
| 1999-06-10 | S-1/A | S-1/A (amendment) | NEOPHARM INC | 0000891554-99-001208 ↗ |
| 1999-06-23 | S-1/A | S-1/A (amendment) | NEOPHARM INC | 0000891554-99-001291 ↗ |
| 1999-06-30 | 424B1 | 424B1 (final prospectus) | NEOPHARM INC | 0000891554-99-001336 ↗ |
| 2000-09-26 | 424B4 | 424B4 (final prospectus) | NEOPHARM INC | 0000912057-00-042580 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-06-23 | S-1/A | registration statement | 135,000 | - | NYSE American NEO | 0 | from the submission text; shares headline | document ↗ | ||
| 1999-06-30 | 424B1 | final prospectus | 135,000 | - | NYSE American NEO | 0 | from the submission text; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Eidell Ronald G | Director | 3 | 2006 | ||
| KAPOOR JOHN N | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman; Chairman of the Board | 20 | 2006–2009 | person page Fuzzy |
| Walbert Timothy P | Officer | Ex. VP - Commercial Operations; Ex. V.P. - Comm. Ops.; Ex. VP Comm. Ops; Ex. VP Comm.Ops | 4 | 2006 | person page Fuzzy |
| AHMAD IMRAN | Officer | Executive V.P. | 1 | 2006 | |
| KENYON LAWRENCE A | Officer | CFO and Secretary | 1 | 2006 | |
| SHERMAN JEFFREY W | Officer | Executive V.P.; Ex. VP - Chief Medical Officer; Ex. V.P. - Chief Med. Officer | 3 | 2006 | person page Fuzzy |
| Becker Frank C | Director | 6 | 2006–2008 | ||
| Fox Bernard A | Director | 6 | 2006–2008 | ||
| FREIMAN PAUL E | Director | 5 | 2006–2008 | ||
| HANSON ERICK E | Director | 3 | 2006–2007 | ||
| SAFAVI KAVEH T | Director | 3 | 2006 | ||
| HERRERA GUILLERMO A | Director,Officer | President and CEO | 2 | 2006 | person page Fuzzy |
| Pauli Ronald | Officer | Executive Vice President; Ex. V.P. and CFO; Ex. V.P. - CFO | 4 | 2006 | |
| Birch Laurence | Director,Officer; Officer | President and CEO; President, CEO and CFO | 7 | 2007–2009 | |
| Ali Shahid | Officer | Executive Vice President; Executive V.P. | 3 | 2007–2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | NEOPHARM INC | IL | Federal lobbying (LDA) | name and state |
| SEC filer | NEOPHARM INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NeoPharm, Inc. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | INSYS THERAPEUTICS, INC. | EIN (EXACT) | ||
| Person page | Guillermo A Herrera | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Jeffrey W Sherman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John N Kapoor | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) | |
| Person page | Timothy P Walbert | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), IL first:
- AveXis, Inc. IL
- BioLife4D Corp IL
- Viskase Holdings, Inc. IL
- APPLIED NEUROSOLUTIONS INC IL
- BioNTech SE 2M
- Immatics N.V. 2M
- CHEMOKINE THERAPEUTICS CORP A1
- Fusion Pharmaceuticals Inc. A6
- CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. AZ
- GENETIC TECHNOLOGIES LTD C3
In other datasets, the same topic (Health) in IL:
- Nonprofit: 5 LOAVES 2 FISHES FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health