IPO registrations (S-1, F-1) · Registrants

ENCISION INC

SEC CIK
930775 · filings on EDGAR ↗
Former names
ELECTROSCOPE INC (1996–2000)
Registration
Form S-1, first filed 2013-01-11, last 2014-02-14; 1 initial registration, 2 amendments
Outcome
Declared effective 2013-03-20
Industry (SIC)
Surgical & Medical Instruments & Apparatus 3841
Incorporated in
CO
Business address
6797 WINCHESTER CIRCLE, Boulder, CO 80301
EIN
84-1162056
Ticker
ECIA (OTC)
EDGAR entity type
operating
Insiders and CEO pay
ENCISION INC on the corporate pages

Offering terms

Shares offered
3,694,688
Listing
OTC under the symbol ECIA.PK

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 5

FiledFormWhat it isName as filedEDGAR
2013-01-11S-1/AS-1/A (amendment)ENCISION INC0001104659-13-002069 ↗
2013-03-08S-1/AS-1/A (amendment)ENCISION INC0001104659-13-018630 ↗
2013-03-20EFFECTEFFECT (declared effective)ENCISION INC9999999995-13-000756 ↗
2014-02-14S-1S-1 (registration)ENCISION INC0001104659-14-010586 ↗
2014-02-26EFFECTEFFECT (declared effective)ENCISION INC9999999995-14-000536 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-02-14S-1registration statement3,694,688-OTC ECIA.PK0primary document; shares headlinedocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
NEWTON DAVID WDirector,OfficerVp of Technology; VP of Technology; VP Technology162006–2023
ODELL ROGER CDirector; Director,OfficerVP Business Development72006–2008
CMED PARTNERS LLLPTenPercentOwner82007–2025
KORNELSEN VERN DDirector; Director,TenPercentOwner; TenPercentOwner262007–2025
FRIES ROBERT HDirector; Director,OfficerCEO412008–2026
SERINO JOHN ROfficerPresident & CEO32008–2011
ARFMANN BRUCE LDirector12008
STEWART GEORGE ADirector12008
MCHAFFIE MARCIA KOfficerCorp Secy.Treas./Controller22008
SMOOT RICHARD D JROfficerVP Operations22008
Intertec Healthcare Management, L.L.C.TenPercentOwner22008–2009
Intertec Healthcare Partners, L.P.TenPercentOwner22008–2009
NAUMANN-ETIENNE RUEDIGERDirector; TenPercentOwner242008–2015
KING JUDITH VOfficerV.P. - RA/QA12008
Taylor Frank WarrenOfficerVP of Engineering22008
PERNER FREDOfficerPresident & CEO; President/CEO52011–2013
PACE PATRICK WDirector; Director,OfficerExec Chairman of the Board292012–2025
Ray Mala MOfficerCorporate Secreatary/Treasurer; Corporate Secretary; Corporate Secretary & Treasure; Corporate Secretary&Treasurer; Corporate Secretary/Treasurer; Corporate SecretaryTreasurer; Secretary; VP Finance122012–2024
Trudel Gregory J.Director,Officer; OfficerCEO302013–2025
Ray ValerieOfficerVp of Operations; VP of Operations22014–2016
Biggs MichaelOfficerVP Engineering; VP of Engineering42014–2017
Greathouse BradOfficerVP of Regulatory and Quality; VP of Regulatory & Quality; VP of Requlatory and Quality; VP RA/QA42015–2018
Geary Peter DDirector; OfficerCOO; Director of Strategic Integrat; Director of Strategic Intergra; Dir of Strategic Integation; Dir of Strategic Integration; Dir of Strategic Intergration; VP of Operations162017–2024
Baker DeniseDirector12019
von der Lippe PaulDirector22019
JACKMAN BRIAN JDirector; OfficerVP Marketing; VP of Marketing132019–2025
Dixon Patrick RDirector12020
Johnson Jason EOfficerVP Sales12022
Shepard Brandon JasonOfficerVP Finance; VP of Finance42024–2025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2026-09-17ENCISION INCOther Health Care$80,000$80,00021
2025-09-10ENCISION INCOther Health Care$500,000$500,00061
2018-12-21ENCISION INCOther Health Care$350,000$350,00012
2014-01-16ENCISION INCOther Health Care$1,970,500$1,970,500151

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationENCISION INCCOState business registriesname and state
Business registrationENCISION INC.COState business registriesname and state
Plan sponsorENCISION INCCOForm 5500 (employee benefit plans)EIN (EXACT)
Federal award recipientENCISION INC.COFederal spending (USAspending)name and state
Form D issuerENCISION INCCOForm D private offeringsCIK (EXACT)
Paying companyEncision IncCOOpen Payments (drug and device company payments)name and state
Patent assigneeEncision Inc.COPatents (USPTO)name and state
SEC filerENCISION INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerENCISION, INC.COTrademarks (USPTO)name and state
Form 5500 plan sponsorENCISION INCEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Surgical & Medical Instruments & Apparatus, CO first:

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In other datasets, the same topic (Technology) in CO:

Interests: Surgical & Medical Instruments & Apparatus · Technology