IPO registrations (S-1, F-1) · Registrants
ASPENTECH Corp
- SEC CIK
- 929940 · filings on EDGAR ↗
- Name on the registration
- ASPEN TECHNOLOGY INC /DE/
- Former names
- ASPEN TECHNOLOGY INC /DE/ (1998–2022); ASPEN TECHNOLOGY INC /MA/ (1996–1998)
- Registration
- Form S-1, first filed 2007-04-09, last 2010-09-22; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2010-09-23; declared effective 2010-09-22; withdrawal requested 2008-07-31
- Industry (SIC)
- Services-Computer Programming Services 7371
- Incorporated in
- DE
- Business address
- 20 CROSBY DRIVE, Bedford, MA 01730
- EIN
- 04-2739697
- EDGAR entity type
- operating
- Insiders and CEO pay
- ASPENTECH Corp on the corporate pages
Offering terms
- Final price
- $6.94 per share (424B1 filed 2010-09-23)
- Shares sold
- 18,000,000
- Gross proceeds
- $124,920,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AZPN
- Lead underwriters
- J.P. Morgan; Deutsche Bank (5,490,000 shares)
- Syndicate
- William Blair (1,350,000); Canaccord Genuity (1,350,000); Wells Fargo (1,350,000); Cowen (1,215,000); Pacific Crest Securities (1,215,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ASPENTECH CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: ASPENTECH CORPORATION EXACT (EIN (EXACT))
- SEC filer: ASPENTECH Corp EXACT (CIK (EXACT))
- Person page: Jill D Smith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Joan C Mcardle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Stephen M Jennings Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-04-09 | S-1 | S-1 (registration) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-07-002657 ↗ |
| 2008-07-31 | RW | RW (withdrawal request) | ASPEN TECHNOLOGY INC /DE/ | 0001104659-08-048665 ↗ |
| 2010-07-30 | S-1 | S-1 (registration) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-006776 ↗ |
| 2010-09-15 | S-1/A | S-1/A (amendment) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-008099 ↗ |
| 2010-09-21 | S-1/A | S-1/A (amendment) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-008193 ↗ |
| 2010-09-22 | S-1/A | S-1/A (amendment) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-008212 ↗ |
| 2010-09-22 | S-1MEF | S-1MEF (added securities) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-008236 ↗ |
| 2010-09-22 | EFFECT | EFFECT (declared effective) | ASPEN TECHNOLOGY INC /DE/ | 9999999995-10-002756 ↗ |
| 2010-09-23 | 424B1 | 424B1 (final prospectus) | ASPEN TECHNOLOGY INC /DE/ | 0001047469-10-008247 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-09-15 | S-1/A | registration statement | $6.94 | 15,000,000 | $104,100,000 | Nasdaq AZPN | 7 | primary document; price line, shares headline, proceeds computed, cover names 7 | document ↗ | |
| 2010-09-21 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2010-09-22 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2010-09-23 | 424B1 | final prospectus | $6.94 | 18,000,000 | $124,920,000 | Nasdaq AZPN | 7 | primary document; price line, shares headline, proceeds computed, underwriting table 6, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Pike Christopher | Director | 6 | 2006 | ||
| PRINGLE C STEVEN | Officer | SVP, Global Consult Services; SVP,Global Consult Services; SVP, Global Services | 4 | 2006–2007 | |
| CASEY DONALD P | Director | 30 | 2006–2022 | ||
| HAROIAN GARY E | Director | 20 | 2006–2021 | ||
| JENNINGS STEPHEN M | Director | 9 | 2006–2012 | person page Fuzzy | |
| MCARDLE JOAN C | Director | 32 | 2006–2021 | person page Fuzzy | |
| PEHL MICHAEL | Director | 15 | 2006–2010 | ||
| ADVENT ENERGY II LP | Other | 11 | 2006–2010 | ||
| ADVENT GLOBAL PGGM LIMITED PARTNERSHIP | Other | 11 | 2006–2010 | ||
| ADVENT INTERNATIONAL CORP/MA | Other | 11 | 2006–2010 | ||
| ADVENT INTERNATIONAL LIMITED PARTNERSHIP | Other | 11 | 2006–2010 | ||
| ADVENT PARTNERS DMC III LIMITED PARTNERSHIP | Other | 11 | 2006–2010 | ||
| ADVENT PARTNERS GPE III LP | Other | 11 | 2006–2010 | ||
| ADVENT PARTNERS GPE IV LTD PARTNERSHIP | Other | 11 | 2006–2010 | ||
| ADVENT PARTNERS II L P | Other | 11 | 2006–2010 | ||
| ADVENT PARTNERS NA GPE III LP | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATINS III A LTD | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATINS III B LTD | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATINS III C LTD | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATINS III D CV | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATINS III E CV | Other | 11 | 2006–2010 | ||
| DIGITAL MEDIA & COMMUNICATIONS III LTD PARTNERSHIP | Other | 11 | 2006–2010 | ||
| GLOBAL PRIVATE EQUITY III LIMITED PARTNERSHIP | Other | 11 | 2006–2010 | ||
| GLOBAL PRIVATE EQUITY IV LIMITED PARTNERSHIP | Other | 11 | 2006–2010 | ||
| Wheeler Blair | Officer | SVP, Marketing | 20 | 2006–2010 | |
| KOTZABASAKIS MANOLIS E | Officer | CTO and Executive VP of R&D; EVP, Products; EVP, Sales and Strategy; Executive VP, Products; SVP, Sales and Strategy; SVP, Sales & Business; SVP, Sales & Business Dev. | 82 | 2006–2015 | |
| McKenna David M | Director | 11 | 2006–2010 | ||
| MILLER BRADLEY T | Officer | Senior Vice President & CFO; SVP & CFO | 9 | 2006–2009 | |
| FUSCO MARK | Director,Officer; Other | President and CEO; President & CEO | 59 | 2006–2013 | |
| Hammond F G | Officer | Senior VP & General Counsel; SVP & General Counsel | 123 | 2006–2022 | |
| Pietri Antonio J | Director,Officer; Officer | EVP, Field Operations; President & CEO | 114 | 2007–2022 | |
| Sullivan Mark P. | Officer | EVP & CFO; Executive Vice President & CFO; Executive VP & CFO; Senior Vice President & CFO; SVP & CFO | 53 | 2009–2015 | |
| GANN SIMON OREBI | Director | 15 | 2011–2021 | ||
| Whelan, Jr. Robert M. | Director | 28 | 2011–2022 | ||
| Johnsen Karl E | Officer | Senior Vice President and CFO | 50 | 2015–2021 | |
| Griffin William | Officer | EVP, Field Operations | 10 | 2016–2017 | |
| WISE R HALSEY | Director | 11 | 2016–2022 | ||
| Weiss Gary M. | Officer | Chief Operating Officer | 10 | 2018–2020 | |
| Keresty Georgia | Director | 7 | 2019–2022 | ||
| Bradicich Thomas Michael | Director | 6 | 2020–2022 | ||
| Hague John | Officer | EVP, Operations | 20 | 2020–2022 | |
| Hanspal Amarpreet | Director | 4 | 2020–2022 | ||
| Karaboutis Adriana | Director | 5 | 2020–2022 | ||
| Stagno Christopher | Officer | SVP, Chief Accounting Officer | 11 | 2020–2022 | |
| Golz Karen | Director | 5 | 2021–2022 | ||
| Breithaupt Chantelle Yvette | Officer | SVP, Chief Financial Officer | 9 | 2021–2022 | |
| Smith Jill D. | Director | 5 | 2021–2022 | person page Fuzzy | |
| Chawla Manish | Officer | Chief Revenue Officer | 3 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ASPENTECH CORPORATION | MA | State business registries | name and state |
| Patent assignee | AspenTech Corporation | MA | Patents (USPTO) | name and state |
| SEC filer | ASPENTECH Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ASPENTECH CORPORATION | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ASPENTECH CORPORATION | EIN (EXACT) | ||
| Person page | Jill D Smith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Joan C Mcardle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Stephen M Jennings | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Programming Services, MA first:
- SAVILLE SYSTEMS PLC MA
- PERITUS SOFTWARE SERVICES INC MA
- WEBHIRE INC MA
- INTERNATIONAL INTEGRATION INC MA
- FIREPOND INC MA
- VIRTUSA CORP MA
- Demandware Inc MA
- Monotype Imaging Holdings Inc. MA
- Bitstream Inc. MA
- AETSOFT 1F
In other datasets, the same topic (Technology) in MA:
- Form D issuer: 10 Percent Happier, Inc. (Form D private offerings)
- Lobbying client: 5G ACTION NOW (Federal lobbying (LDA))
Interests: Services-Computer Programming Services · Technology