IPO registrations (S-1, F-1) · Registrants
GUIDED THERAPEUTICS INC
- SEC CIK
- 924515 · filings on EDGAR ↗
- Former names
- SPECTRX INC (1997–2008)
- Registration
- Form S-1, first filed 1997-02-27, last 2023-01-13; 16 initial registrations, 19 amendments
- Outcome
- Final prospectus filed 1997-07-02; declared effective 2010-12-08; withdrawal requested 1997-04-17
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- 5835 PEACHTREE CORNERS EAST, SUITE B, Peachtree Corners, GA 30092
- EIN
- 58-2029543
- Ticker
- GTHP (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- GUIDED THERAPEUTICS INC on the corporate pages
On this site
- Form 5500 plan sponsor: GUIDED THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Federal award recipient: GUIDED THERAPEUTICS, INC. Fuzzy (name and state)
- Form D issuer: GUIDED THERAPEUTICS INC EXACT (CIK (EXACT))
- SEC filer: GUIDED THERAPEUTICS INC EXACT (CIK (EXACT))
Filings 64
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-02-27 | S-1 | S-1 (registration) | SPECTRX INC | 0000891618-97-000930 ↗ |
| 1997-04-17 | RW | RW (withdrawal request) | SPECTRX INC | 0000950144-97-004387 ↗ |
| 1997-04-24 | S-1/A | S-1/A (amendment) | SPECTRX INC | 0000891618-97-001883 ↗ |
| 1997-06-11 | S-1/A | S-1/A (amendment) | SPECTRX INC | 0000950144-97-006792 ↗ |
| 1997-06-30 | S-1/A | S-1/A (amendment) | SPECTRX INC | 0000891618-97-002774 ↗ |
| 1997-07-02 | 424B4 | 424B4 (final prospectus) | SPECTRX INC | 0000950144-97-007546 ↗ |
| 2008-02-19 | RW | RW (withdrawal request) | SPECTRX INC | 0000924515-08-000007 ↗ |
| 2010-10-05 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-10-000362 ↗ |
| 2010-12-06 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-10-000437 ↗ |
| 2010-12-08 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-10-003492 ↗ |
| 2011-04-08 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-11-000933 ↗ |
| 2011-10-11 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-11-000295 ↗ |
| 2011-11-10 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-11-000318 ↗ |
| 2011-12-05 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-11-000386 ↗ |
| 2011-12-07 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-11-003478 ↗ |
| 2011-12-27 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-11-003634 ↗ |
| 2012-04-09 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-12-000969 ↗ |
| 2012-04-09 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-12-000971 ↗ |
| 2012-11-14 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-12-000337 ↗ |
| 2012-11-30 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-12-003402 ↗ |
| 2013-04-12 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-13-000976 ↗ |
| 2013-04-12 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-13-000983 ↗ |
| 2013-04-12 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-13-000989 ↗ |
| 2013-07-05 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-13-000257 ↗ |
| 2013-07-19 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-13-002144 ↗ |
| 2014-04-30 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-14-000108 ↗ |
| 2014-05-09 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-14-000114 ↗ |
| 2014-05-12 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-14-001435 ↗ |
| 2014-09-15 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-14-000293 ↗ |
| 2014-11-10 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-14-000318 ↗ |
| 2014-11-19 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-14-000345 ↗ |
| 2014-11-19 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-14-003456 ↗ |
| 2014-11-26 | 424B4 | 424B4 (final prospectus) | GUIDED THERAPEUTICS INC | 0001121781-14-000359 ↗ |
| 2015-04-23 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-15-000085 ↗ |
| 2015-05-07 | 424B4 | 424B4 (final prospectus) | GUIDED THERAPEUTICS INC | 0001121781-15-000114 ↗ |
| 2015-05-07 | 424B4 | 424B4 (final prospectus) | GUIDED THERAPEUTICS INC | 0001121781-15-000115 ↗ |
| 2015-05-07 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-15-001254 ↗ |
| 2015-05-07 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-15-001265 ↗ |
| 2015-07-15 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-15-000195 ↗ |
| 2015-07-30 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-15-002118 ↗ |
| 2015-09-30 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-15-000275 ↗ |
| 2015-10-16 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-15-002776 ↗ |
| 2016-03-24 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-16-000424 ↗ |
| 2016-04-07 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-16-004165 ↗ |
| 2016-07-01 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001121781-16-000497 ↗ |
| 2016-12-09 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-16-000599 ↗ |
| 2017-01-12 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001121781-17-000004 ↗ |
| 2017-03-31 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001654954-17-002848 ↗ |
| 2017-06-07 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001654954-17-005425 ↗ |
| 2017-06-26 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001654954-17-005874 ↗ |
| 2017-09-25 | RW | RW (withdrawal request) | GUIDED THERAPEUTICS INC | 0001121781-17-000056 ↗ |
| 2018-06-14 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001654954-18-006646 ↗ |
| 2018-07-10 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-18-001746 ↗ |
| 2020-09-10 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001654954-20-009997 ↗ |
| 2020-10-08 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001654954-20-010924 ↗ |
| 2020-10-15 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-20-002856 ↗ |
| 2021-09-29 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001568276-21-001601 ↗ |
| 2021-10-07 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001568276-21-001658 ↗ |
| 2022-02-17 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001654954-22-001803 ↗ |
| 2022-06-30 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001477932-22-004756 ↗ |
| 2022-07-13 | S-1/A | S-1/A (amendment) | GUIDED THERAPEUTICS INC | 0001477932-22-004988 ↗ |
| 2022-12-02 | RW | RW (withdrawal request) | GUIDED THERAPEUTICS INC | 0001477932-22-009056 ↗ |
| 2023-01-13 | S-1 | S-1 (registration) | GUIDED THERAPEUTICS INC | 0001477932-23-000284 ↗ |
| 2023-01-25 | EFFECT | EFFECT (declared effective) | GUIDED THERAPEUTICS INC | 9999999995-23-000185 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SAMUELS MARK A | Director,Officer | CEO & CFO | 4 | 2006–2007 | |
| Noorani Siraj N | Officer | Chief Accounting Officer | 1 | 2006 | |
| PAVLICEK WALTER J | Officer | VP of Operations | 1 | 2006 | |
| FOWLER RICHARD | Officer | Senior VP of Engineering; V.P. Engineering; V.P. ENGINEERING | 7 | 2006–2012 | |
| KUROKAWA BARRY | Other | 4 | 2007 | ||
| Musket David B | TenPercentOwner | 4 | 2007 | ||
| PROMED ASSET MANAGEMENT, LLC | Other; TenPercentOwnerOther | 4 | 2007 | ||
| PROMED MANAGEMENT INC | Other | 4 | 2007 | ||
| SDS CAPITAL GROUP SPC LTD | TenPercentOwner | 1 | 2007 | ||
| ARTHUR WILLIAM D III | Officer | Secretary; SECRETARY | 2 | 2007 | |
| FAUPEL MARK L | Director,Officer; Officer | CEO; CEO & ACTING CFO; CEO and President; President & CEO; President,CEO, & Acting CFO; PRESIDENT & COO | 8 | 2007–2013 | |
| PROMED OFFSHORE FUND II, LTD | Other | 1 | 2007 | ||
| PROMED OFFSHORE FUND, LTD | Other | 1 | 2007 | ||
| PROMED PARTNERS II LP | Other | 1 | 2007 | ||
| PROMED PARTNERS L P | Other | 1 | 2007 | ||
| EASTON HUNT CAPITAL PARTNERS LP | TenPercentOwner | 2 | 2007 | ||
| EHC GP, LP | TenPercentOwner | 2 | 2007 | ||
| EHC, Inc. | TenPercentOwner | 2 | 2007 | ||
| Bambot Shabbir Bakir | Director,Officer; Officer | V.P. of R & D; VP of R & D; VP of R&D; V.P. R & D; V.P.R & D | 15 | 2007–2012 | |
| HART RONALD W | Director | 19 | 2007–2015 | ||
| JAMES MICHAEL C | Director; Director,TenPercentOwner | 94 | 2007–2026 | ||
| ZACHARY WILLIAM E JR | Director | 3 | 2008–2010 | ||
| ALLEN RONALD W | Director | 7 | 2008–2013 | ||
| Imhoff John E | Director; Director,TenPercentOwner; TenPercentOwner | 34 | 2011–2026 | ||
| Niloff Jonathan M | Director | 4 | 2011–2014 | ||
| George F. Landegger 2010 10-Year GRAT | Director; TenPercentOwner | 2 | 2011–2013 | ||
| George F. Landegger 2010 5-Year GRAT | Director; TenPercentOwner | 2 | 2011–2013 | ||
| Landegger George F | TenPercentOwner | 2 | 2011–2013 | ||
| Parsons & Whittemore Enterprises Corp. | TenPercentOwner | 2 | 2011–2013 | ||
| Whittemore Collection Ltd | TenPercentOwner | 2 | 2011–2013 | ||
| ROSENSTOCK LINDA | Director | 4 | 2012–2014 | ||
| Cartwright Gene S | Director,Officer; Officer | Chief Executive Officer; President & CEO; PRESIDENT & CEO | 6 | 2014–2015 | |
| Blumberg Richard P. | Director; Director,TenPercentOwner | 14 | 2016–2026 | ||
| Imhoff Lynne H | TenPercentOwner | 1 | 2018 | ||
| Grujic Alan | Director | 7 | 2023–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-07-15 | GUIDED THERAPEUTICS INC | Other Health Care | $5,277,000 | $2,500,000 | 1 | 1 |
| 2014-05-13 | GUIDED THERAPEUTICS INC | Other Health Care | $3,000,000 | $3,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.