IPO registrations (S-1, F-1) · Registrants
US XPRESS ENTERPRISES INC
- SEC CIK
- 923571 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-07-10, last 2018-06-11; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1997-08-20; declared effective 2018-06-13
- Industry (SIC)
- Trucking (No Local) 4213
- Incorporated in
- NV
- Business address
- 4080 JENKINS ROAD, Chattanooga, TN 37421
- EIN
- 62-1378182
- EDGAR entity type
- operating
- Insiders and CEO pay
- US XPRESS ENTERPRISES INC on the corporate pages
Offering terms
- Final price
- $8.59 per share (424B1 filed 1997-08-20)
- Shares sold
- 3,400,000
- Gross proceeds
- $29,206,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol XPRSA
- Lead underwriters
- Alex. Brown & Sons
- Syndicate
- Morgan Stanley; Morgan Keegan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: U.S. XPRESS ENTERPRISES, INC. EXACT (EIN (EXACT))
- SEC filer: US XPRESS ENTERPRISES INC EXACT (CIK (EXACT))
- Person page: Robert J Sudderth Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-10 | S-1 | S-1 (registration) | US XPRESS ENTERPRISES INC | 0000931763-97-001136 ↗ |
| 1997-08-14 | S-1/A | S-1/A (amendment) | US XPRESS ENTERPRISES INC | 0000931763-97-001407 ↗ |
| 1997-08-18 | S-1/A | S-1/A (amendment) | US XPRESS ENTERPRISES INC | 0000931763-97-001426 ↗ |
| 1997-08-20 | 424B1 | 424B1 (final prospectus) | US XPRESS ENTERPRISES INC | 0000931763-97-001443 ↗ |
| 2004-12-10 | 424B4 | 424B4 (final prospectus) | US XPRESS ENTERPRISES INC | 0000950144-04-011936 ↗ |
| 2018-05-07 | S-1 | S-1 (registration) | US XPRESS ENTERPRISES INC | 0001047469-18-003530 ↗ |
| 2018-05-23 | S-1/A | S-1/A (amendment) | US XPRESS ENTERPRISES INC | 0001047469-18-004012 ↗ |
| 2018-06-04 | S-1/A | S-1/A (amendment) | US XPRESS ENTERPRISES INC | 0001047469-18-004234 ↗ |
| 2018-06-11 | S-1/A | S-1/A (amendment) | US XPRESS ENTERPRISES INC | 0001047469-18-004376 ↗ |
| 2018-06-13 | EFFECT | EFFECT (declared effective) | US XPRESS ENTERPRISES INC | 9999999995-18-001493 ↗ |
| 2018-06-15 | 424B4 | 424B4 (final prospectus) | US XPRESS ENTERPRISES INC | 0001047469-18-004515 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-08-18 | S-1/A | registration statement | $8.59 | 3,400,000 | $29,206,000 | Nasdaq XPRSA | 3 | from the submission text; price line, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 1997-08-20 | 424B1 | final prospectus | $8.59 | 3,400,000 | $29,206,000 | Nasdaq XPRSA | 3 | from the submission text; price line, shares headline, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SUDDERTH ROBERT J JR | Director | 14 | 2006–2007 | person page Fuzzy | |
| FULLER MAX L | Director,Officer; Director,Officer,TenPercentOwner; Director,Officer,TenPercentOwner,Other; Director,Officer,TenPercentOwnerOther | CEO; Executive Chairman; VP, CEO and Secretary | 31 | 2006–2023 | |
| HARLIN RAY M | Officer | CFO and Exec. VP Finance; Executive VP and CFO; Exec. VP Finance and CFO | 4 | 2006–2007 | |
| QUINN PATRICK E | Director,Officer; Director,Officer,TenPercentOwner | Co-Chairman & President; President and Co-Chairman | 4 | 2006–2007 | |
| WARDEBERG JEFFREY S | Officer | Chief Operating Officer; COO; Executive VP and COO | 4 | 2006–2007 | |
| HALL JAMES E /TN | Director | 3 | 2006–2007 | ||
| MURREY JOHN W III | Director | 4 | 2006–2007 | ||
| Bowes John | Officer | President - XGS; President,Xpress Global System | 3 | 2006–2007 | |
| WHITE JOHN WILLIAM | Officer | Chief Sales & Marketing Off.; Executive VP Operations | 8 | 2006–2018 | |
| Casteel Lori Bonneau | Officer; Other | VP & Corp. Controller | 4 | 2006–2007 | |
| Kale Rick | Officer; Other | President of Subsidiary; President - Subsidiary; President-Subsidiary | 4 | 2006–2007 | |
| Stomps John | Officer; Other | VP - Subsidiary | 4 | 2006–2007 | |
| Walters Michael S | Officer | Pres. & CEO of Subsidiary; President - Subsidiary; President-Subsidiary | 4 | 2006–2007 | |
| Pate Lisa M | Director,Officer,TenPercentOwnerOther; Director,TenPercentOwnerOther; Officer; TenPercentOwner,Other; TenPercentOwnerOther | Chief Administrative Officer; VP and General Counsel | 24 | 2006–2023 | |
| Rogers Troy Ryan | Officer | VP Treasury and Finance | 4 | 2006–2007 | |
| Fuller William Eric | Director,Officer,TenPercentOwner,Other; Director,Officer,TenPercentOwnerOther; Officer | President & CEO; VP and Gen. Mgr. XD | 29 | 2006–2023 | |
| FARRIS WILLIAM K | Officer | VP and General Mgr. Dedicated | 4 | 2006–2007 | |
| Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate | TenPercentOwner | 20 | 2018–2023 | ||
| Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn | TenPercentOwner | 3 | 2018 | ||
| Anna Marie Quinn 2012 Irrevocable Trust FBO Renee A. Daly | TenPercentOwner | 2 | 2018 | ||
| Battersby Leigh Anne | Officer | EVP, Corp. Gen. Counsel & Sec.; EVP & Corp. General Counsel; EVP & Corporate Gen. Counsel | 6 | 2018–2019 | |
| Braman Edward Hall | Director | 16 | 2018–2023 | ||
| Connors Philip | Director | 6 | 2018–2019 | ||
| Daly Renee A | TenPercentOwnerOther | 2 | 2018 | ||
| Fuller Christopher M. | TenPercentOwnerOther | 2 | 2018 | ||
| Fuller Family Enterprises, LLC | TenPercentOwner; TenPercentOwner,Other | 28 | 2018–2023 | ||
| Fuller Janice | TenPercentOwner | 28 | 2018–2023 | ||
| Fuller Stephen Craig | TenPercentOwnerOther | 2 | 2018 | ||
| Grear Jason | Officer | Chief Accounting Officer; EVP - Accounting & Finance; SVP & Chief Accounting Officer | 23 | 2018–2023 | |
| Max L. Fuller 2008 Irrevocable Trust FBO Christopher M. Fuller | TenPercentOwner | 2 | 2018 | ||
| Max L. Fuller 2008 Irrevocable Trust FBO Stephen C. Fuller | TenPercentOwner | 2 | 2018 | ||
| Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller | TenPercentOwner | 26 | 2018–2023 | ||
| Peterson Eric A. | Officer | Chief Financial Officer; Chief Financial Off. & Treas. | 27 | 2018–2023 | |
| Quinn Anna Marie | TenPercentOwner | 2 | 2018 | ||
| Quinn Patrick Brian | TenPercentOwnerOther | 3 | 2018 | ||
| Beizer Jon | Director | 16 | 2018–2023 | ||
| Nash Dennis Alan | Director | 12 | 2018–2023 | ||
| Rickel John C | Director | 24 | 2018–2023 | ||
| Herndon Matt | Officer | Chief Operating Officer | 5 | 2018–2020 | |
| Pischke Robert D | Officer | Chief Information Officer | 12 | 2019–2021 | |
| Ramsdell Cameron D | Officer | President, US Xpress Ventures; Pres., Variant & OTR Ops. | 14 | 2019–2021 | |
| Bailey Danna K | Officer | Chief Brand Officer | 14 | 2019–2022 | |
| Harness Justin C | Officer | Chief Revenue Officer; EVP - Operations; President, Dedicated; President of Highway Services; President, Variant and OTR | 20 | 2019–2023 | |
| Thompson Amanda R | Officer | Chief People Officer; EVP - People and Safety | 20 | 2019–2023 | |
| Harwell Nathan H | Officer | EVP, Chief Legal Off., Sec. | 14 | 2020–2023 | |
| Gard Joel | Officer | Pres., Digital Transformation; Pres. of Xpress Technologies | 16 | 2020–2022 | |
| Buckner Jennifer | Director | 7 | 2020–2023 | ||
| DUCKER MICHAEL L | Director | 8 | 2020–2023 | ||
| Lawson Jacob | Officer | Chief Commercial Officer | 8 | 2021–2022 | |
| Johnson Bryan A. | Officer | Chief of Staff; Chief Transformation Officer | 6 | 2022–2023 | |
| Danneffel Brandon | Officer | President, Dedicated | 2 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | U.S. XPRESS ENTERPRISES, INC. | TN | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | US XPRESS ENTERPRISES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | U.S. XPRESS ENTERPRISES, INC. | EIN (EXACT) | ||
| Person page | Robert J Sudderth Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Trucking (No Local), TN first:
- Western Express Holdings, Inc. TN
- Knight-Swift Transportation Holdings Inc. AZ
- KNIGHT TRANSPORTATION INC AZ
- SMART MOVE, INC. CO
- QUALITY DISTRIBUTION INC FL
- SMITHWAY MOTOR XPRESS CORP IA
- ROADWAY NEXT DAY CORP KS
- Yellow Corp KS
- YRC REGIONAL TRANSPORTATION, INC. KS
- UNIVERSAL LOGISTICS HOLDINGS, INC. MI
In other datasets, the same topic (Transportation) in TN:
- Lobbying client: AKZONOBEL COATINGS INC. (Federal lobbying (LDA))
Interests: Trucking (No Local) · Transportation