IPO registrations (S-1, F-1) · Registrants
SCHMITT INDUSTRIES INC
- SEC CIK
- 922612 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-11-03, last 2022-10-13; 2 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 2017-11-27; declared effective 2017-11-27
- Industry (SIC)
- Industrial Instruments For Measurement, Display, and Control 3823
- Incorporated in
- OR
- Business address
- 2765 NW NICOLAI ST, Portland, OR 97210
- EIN
- 93-1151989
- EDGAR entity type
- operating
- Insiders and CEO pay
- SCHMITT INDUSTRIES INC on the corporate pages
Offering terms
- Final price
- $2.50 per share (424B4 filed 2017-11-27)
- Listing
- Nasdaq under the symbol SMIT
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SCHMITT INDUSTRIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SCHMITT INDUSTRIES, INC EXACT (EIN (EXACT))
- Federal award recipient: SCHMITT INDUSTRIES INC Fuzzy (name and state)
- SEC filer: SCHMITT INDUSTRIES INC EXACT (CIK (EXACT))
- Person page: Ann M Ferguson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: James A Fitzhenry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-11-03 | S-1 | S-1 (registration) | SCHMITT INDUSTRIES INC | 0001193125-17-332401 ↗ |
| 2017-11-21 | S-1/A | S-1/A (amendment) | SCHMITT INDUSTRIES INC | 0001193125-17-349197 ↗ |
| 2017-11-27 | 424B4 | 424B4 (final prospectus) | SCHMITT INDUSTRIES INC | 0001193125-17-352557 ↗ |
| 2017-11-27 | EFFECT | EFFECT (declared effective) | SCHMITT INDUSTRIES INC | 9999999995-17-003063 ↗ |
| 2019-05-24 | EFFECT | EFFECT (declared effective) | SCHMITT INDUSTRIES INC | 9999999995-19-001205 ↗ |
| 2019-05-29 | 424B4 | 424B4 (final prospectus) | SCHMITT INDUSTRIES INC | 0001193125-19-159751 ↗ |
| 2022-05-10 | EFFECT | EFFECT (declared effective) | SCHMITT INDUSTRIES INC | 9999999995-22-001401 ↗ |
| 2022-10-13 | S-1 | S-1 (registration) | SCHMITT INDUSTRIES INC | 0001193805-22-001404 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | S-1 | registration statement | - | - | Nasdaq SMIT | 0 | primary document; no terms found | document ↗ | ||
| 2017-11-21 | S-1/A | registration statement | - | - | Nasdaq SMIT | 0 | primary document; no terms found | document ↗ | ||
| 2017-11-27 | 424B4 | final prospectus | $2.50 | - | - | Nasdaq SMIT | 0 | primary document; price sentence | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HENNESSY TIMOTHY D J | Director | 4 | 2006–2011 | ||
| Ellsworth Michael | Director | 16 | 2006–2019 | ||
| Hudson David | Director; Director,Officer | Chief Executive Officer; President and CEO; President & CEO | 14 | 2006–2018 | |
| Case David W | Officer | Vice President of Operations; VP, Operations | 14 | 2007–2017 | |
| SIEGAL JEFFREY T | Officer | CFO and Treasurer | 3 | 2008–2012 | |
| FITZHENRY JAMES A | Director,Officer; Officer | Executive Vice President; President; President and CEO | 24 | 2008–2014 | person page Fuzzy |
| Case Linda M | Officer | Secretary | 3 | 2009–2012 | |
| CASE WAYNE A | Director; Director,Officer | CEO; Chief Executive Officer; President and CEO | 7 | 2009–2014 | |
| Brown Maynard E | Director | 7 | 2011–2017 | ||
| Ferguson Ann M | Officer | CFO and Treasurer; Chief Financial Officer | 6 | 2013–2019 | person page Fuzzy |
| Davidson Charles | Director | 11 | 2016–2020 | ||
| HINES ANDREWS P | Director | 15 | 2018–2021 | ||
| Zapata Michael R. | Director; Director,Officer; Officer | CEO and President; Chief Executive Officer | 14 | 2018–2022 | |
| Walker Regina | Officer | Chief Financial Officer | 2 | 2019 | |
| Strom Steven | Director | 8 | 2019–2021 | ||
| Pistor Walter Brown | TenPercentOwner | 1 | 2019 | ||
| Schmidt Jamie Michael | Officer | Chief Financial Officer | 3 | 2020 | |
| Tung Lillian | Director | 8 | 2020–2022 | ||
| Bosco Philip | Officer | Chief Financial Officer | 3 | 2020–2022 | |
| ZYNGIER ALEXANDRE | Director | 5 | 2021–2022 | ||
| Henderson Dustin | Other | 2 | 2022–2023 | ||
| Smaha Kristi Michelle | Director | 2 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SCHMITT INDUSTRIES, INC. | OR | State business registries | name and state |
| Federal award recipient | SCHMITT INDUSTRIES INC | OR | Federal spending (USAspending) | name and state |
| Patent assignee | Schmitt Industries, Inc. | OR | Patents (USPTO) | name and state |
| SEC filer | SCHMITT INDUSTRIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Schmitt Industries, Inc. | OR | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SCHMITT INDUSTRIES, INC | EIN (EXACT) | ||
| Person page | Ann M Ferguson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | James A Fitzhenry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.