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IPO registrations (S-1, F-1) · Registrants

EMPIRE RESORTS INC

SEC CIK
906780 · filings on EDGAR ↗
Former names
ALPHA HOSPITALITY CORP (1996–2003)
Registration
Form S-1, first filed 1996-06-21, last 2013-12-11; 3 initial registrations, 6 amendments
Outcome
Final prospectus filed 2000-09-20; declared effective 2007-08-02
Industry (SIC)
Retail-Eating & Drinking Places 5810
Incorporated in
DE
Business address
204 STATE ROUTE 17B, P.O. BOX 5013, Monticello, NY 12701
EIN
13-3714474
EDGAR entity type
operating
Insiders and CEO pay
EMPIRE RESORTS INC on the corporate pages

Offering terms

Final price
$2.00 per share (424B4 filed 2000-09-20)
Shares sold
3,448,000
Gross proceeds
$6,896,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ALHY

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 19

FiledFormWhat it isName as filedEDGAR
1996-06-21S-1/AS-1/A (amendment)ALPHA HOSPITALITY CORP0000912057-96-012879 ↗
1996-07-22S-1/AS-1/A (amendment)ALPHA HOSPITALITY CORP0000912057-96-015096 ↗
1996-08-02S-1/AS-1/A (amendment)ALPHA HOSPITALITY CORP0000912057-96-016101 ↗
1996-08-08S-1/AS-1/A (amendment)ALPHA HOSPITALITY CORP0000912057-96-016661 ↗
2000-09-20424B4424B4 (final prospectus)ALPHA HOSPITALITY CORP0000906780-00-000024 ↗
2007-08-02EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-07-003101 ↗
2008-09-24EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-08-002936 ↗
2009-05-12EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-09-001377 ↗
2009-10-08EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-09-002807 ↗
2010-12-29S-1S-1 (registration)EMPIRE RESORTS INC0000921895-10-001982 ↗
2011-03-24S-1/AS-1/A (amendment)EMPIRE RESORTS INC0000921895-11-000606 ↗
2011-03-25EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-11-000765 ↗
2013-04-03S-1S-1 (registration)EMPIRE RESORTS INC0001193125-13-138945 ↗
2013-04-25S-1/AS-1/A (amendment)EMPIRE RESORTS INC0001193125-13-174158 ↗
2013-04-30EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-13-001271 ↗
2013-12-11S-1S-1 (registration)EMPIRE RESORTS INC0001193125-13-469977 ↗
2014-01-03EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-14-000033 ↗
2014-02-12EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-14-000422 ↗
2015-03-19EFFECTEFFECT (declared effective)EMPIRE RESORTS INC9999999995-15-000639 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-08-08S-1/Aregistration statement791,880-Nasdaq ALHY0from the submission text; shares headlinedocument ↗
2000-09-20424B4final prospectus$2.003,448,000$6,896,000Nasdaq ALHY0primary document; price sentence, shares headline, proceeds computeddocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BERMAN ROBERT ALANTenPercentOwner32006
Manuel HildaOfficerSenior Vice President62006–2008
ARO THOMAS WOfficerChief Operating Officer32006–2008
BERNSTEIN JOSEPH EDirector; OfficerCEO; Chief Executive Officer82006–2010
DEBARY PAULDirector142006–2010
FRIEDMAN ROBERT HDirector32006–2008
BERNSTEIN RALPH JDirector72006–2010
SHARPE JOHNDirector72006–2009
Catania FrankDirector42006–2009
RADCLIFFE RONALD JOfficerChief Financial Officer42006–2008
Catskill Resort Group, LLCOther; TenPercentOwner32007–2008
Concord Associates, L.P.Other; TenPercentOwner32007–2008
Convention Hotels, Inc.Other; TenPercentOwner32007–2008
ROBBINS RICHARD LDirector42007–2009
SIMON JAMESDirector262007–2015
Ehrlich CliffordOfficerEVP and General Manager; President and GM of MRMI, Inc52008–2009
Degliomini CharlesOfficer; OtherEVP; Executive Vice President222008–2018
BERG BRUCE MDirector52008–2009
CAPPELLI LOUISDirector; DirectorOther; Director,TenPercentOwner; TenPercentOwner112008–2010
Cappelli Resorts LLCOther72008–2010
LRC Acquisition LLCDirectorOther; Other; TenPercentOwner92008–2010
Dreifach KennethDirector52008–2009
Reehl EricOfficerChief Restructuring Officer12009
Palumbo NancyDirector212009–2019
Marasco MarkOfficerPrincipal Accounting Officer12009
Au Fook YewDirector102009–2013
Brown Gerard MichaelDirector22009–2010
Kien Huat Realty III LtdTenPercentOwner252009–2019
Lim Kok ThayDirector; TenPercentOwner252009–2019
D AMATO JOSEPH ADirector,Officer; OfficerCEO; CEO and CFO; Chief Executive Officer; Chief Financial Officer172009–2016
PEARLMAN EMANUEL RDirector; Director,OfficerExecutive Chairman542010–2019
Horner Nanette L.OfficerChief Compliance Officer; EVP, Chief Counsel, CCO; SVP, Chief Counsel, CCO162010–2019
Pitts LauretteOfficerChief Financial Officer; EVP and CFO; EVP, COO, CFO; SVP, COO, CFO142010–2017
Polle GreggDirector162011–2019
Marinucci EdmundDirector102014–2019
Horn KeithDirector72016–2019
Eller Ryan MDirector,Officer; OfficerPresident and CEO; See Remarks52017–2019
Keng Lim Gerard EweDirector62017–2019
Kline Kevin DOfficerSee Remarks32017–2019
Sanko Jamie M.OfficerChief Accounting Officer52017–2019
Genting BerhadTenPercentOwner32019
Genting Malaysia BerhadTenPercentOwner32019
Genting (USA) LtdTenPercentOwner32019
Hercules Topco LLCTenPercentOwner22019

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationEMPIRE RESORTS, INC.NYState business registriesname and state
Lobbying clientEMPIRE RESORTSNYFederal lobbying (LDA)name and state
SEC filerEMPIRE RESORTS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerEmpire Resorts, Inc.NYTrademarks (USPTO)name and state
Form 5500 plan sponsorEMPIRE RESORTS, INC.EIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Retail-Eating & Drinking Places, NY first:

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In other datasets, the same topic (Food and agriculture) in NY:

Interests: Retail-Eating & Drinking Places · Food and agriculture