IPO registrations (S-1, F-1) · Registrants
ALERUS FINANCIAL CORP
- SEC CIK
- 903419 · filings on EDGAR ↗
- Former names
- FIRST NATIONAL CORP NORTH DAKOTA (1998–2002)
- Registration
- Form S-1, first filed 2019-08-16, last 2019-09-03; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2019-09-13; declared effective 2019-09-12
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 401 DEMERS AVE, Grand Forks, ND 58201
- EIN
- 45-0375407
- Ticker
- ALRS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALERUS FINANCIAL CORP on the corporate pages
On this site
- Business registration: ALERUS FINANCIAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: ALERUS FINANCIAL EXACT (EIN (EXACT))
- Form D issuer: ALERUS FINANCIAL CORP EXACT (CIK (EXACT))
- SEC filer: ALERUS FINANCIAL CORP EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-08-16 | S-1 | S-1 (registration) | ALERUS FINANCIAL CORP | 0001047469-19-004787 ↗ |
| 2019-09-03 | S-1/A | S-1/A (amendment) | ALERUS FINANCIAL CORP | 0001047469-19-004930 ↗ |
| 2019-09-12 | EFFECT | EFFECT (declared effective) | ALERUS FINANCIAL CORP | 9999999995-19-002074 ↗ |
| 2019-09-13 | 424B4 | 424B4 (final prospectus) | ALERUS FINANCIAL CORP | 0001047469-19-005221 ↗ |
| 2020-09-25 | EFFECT | EFFECT (declared effective) | ALERUS FINANCIAL CORP | 9999999995-20-002585 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOHN KAREN | Director | 4 | 2019–2021 | ||
| Case Lloyd G | Director | 3 | 2019–2020 | ||
| Compton Kris | Officer | Executive Vice President/ CSO | 2 | 2019 | |
| Coughlin Daniel E | Director | 9 | 2019–2026 | ||
| Lemke Kevin D | Director | 6 | 2019–2023 | ||
| Lorenson Katie A | Director,Officer; Officer | Chief Executive Officer; Executive Vice President/ CFO; Executive VP & CFO; President and CEO; President & CEO; See Remarks | 21 | 2019–2026 | |
| Mathews Michael S | Director | 6 | 2019–2023 | ||
| McConn Ann | Officer | EVP and Chief Shared Ser Off; EVP and Chief/SSO; EVP & Chief Shared Serv. Off.; Executive Vice President/ CBO; Executive VP, and CSS Officer; Executive VP. and CSS Officer; See Remarks | 12 | 2019–2022 | |
| Newman Randy L | Director; Director,Officer | Chairman, CEO and President; Chairman, CEO, and President; Chairman, CEO & President; See Remarks | 18 | 2019–2026 | |
| SMITH SALLY J | Director | 3 | 2019–2021 | ||
| Taylor Karin M | Officer | EVP and Chief Risk Officer; EVP and COO; EVP and CRO; Executive Vice President & CRO; Executive Vice President/ CRO; Executive Vice President/CRO | 14 | 2019–2026 | |
| Vetter Galen G | Director | 10 | 2019–2026 | ||
| Goldberg Ryan | Officer | Chief Revenue Officer | 3 | 2020–2021 | |
| ESTEP JANET O | Director | 8 | 2021–2026 | ||
| Schurtz Jill | Director | 3 | 2021–2023 | ||
| Zimmer Mary | Director | 8 | 2021–2026 | ||
| Hanson Jerrod | Officer | Chief Accounting Officer | 3 | 2022–2023 | |
| Villalon Alan | Officer | Chief Financial Officer; EVP & Chief Financial Officer | 13 | 2022–2026 | |
| Collins Jim | Officer | EVP, CBO & CRO | 13 | 2022–2026 | |
| Hendry Jon | Officer | Chief Technology Officer & EVP | 6 | 2022–2025 | |
| Keney Missy | Officer | Chief Engagement Officer; Chief Engagement Officer & EVP; EVP & Chief Engagement Officer | 10 | 2022–2026 | |
| Koob Kari | Officer | Director of Accounting; SVP, Controller | 8 | 2023–2026 | |
| Sorum Nikki | Director | 5 | 2023–2026 | ||
| Uribe John | Director | 5 | 2023–2026 | ||
| Wilson Forrest | Officer | EVP & Chief Ret. Svcs. Officer | 5 | 2024–2026 | |
| Bolton Jeffrey | Director | 6 | 2024–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-12-28 | ALERUS FINANCIAL CORP | Commercial Banking | $50,000,000 | $50,000,000 | 17 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.