IPO registrations (S-1, F-1) · Registrants
SPECTRUM GROUP INTERNATIONAL, INC.
- SEC CIK
- 895516 · filings on EDGAR ↗
- Former names
- ESCALA GROUP INC (2004–2009); GREG MANNING AUCTIONS INC (1996–2005)
- Registration
- Form S-1, first filed 2012-03-19, last 2012-07-27; 1 initial registration, 5 amendments
- Outcome
- Declared effective 2012-07-30
- Industry (SIC)
- Wholesale-Jewelry, Watches, Precious Stones & Metals 5094
- Incorporated in
- DE
- Business address
- 18061 FITCH, Irvine, CA 92614
- EIN
- 22-2365834
- EDGAR entity type
- operating
- Insiders and CEO pay
- SPECTRUM GROUP INTERNATIONAL, INC. on the corporate pages
Offering terms
- Shares offered
- 18,642,067
- Listing
- OTCQB under the symbol SPGZ
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SPECTRUM GROUP INTERNATIONAL, INC. Fuzzy (name and state)
- Business registration: SPECTRUM GROUP INTERNATIONAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SGI, INC. EXACT (EIN (EXACT))
- SEC filer: ESCALA GROUP INC EXACT (CIK (EXACT))
- Person page: jeffREY D BENJAMIN Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William A Richardson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-03-19 | S-1 | S-1 (registration) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000118 ↗ |
| 2012-04-27 | S-1/A | S-1/A (amendment) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000215 ↗ |
| 2012-06-04 | S-1/A | S-1/A (amendment) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000260 ↗ |
| 2012-07-05 | S-1/A | S-1/A (amendment) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000299 ↗ |
| 2012-07-24 | S-1/A | S-1/A (amendment) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000311 ↗ |
| 2012-07-27 | S-1/A | S-1/A (amendment) | SPECTRUM GROUP INTERNATIONAL, INC. | 0001174947-12-000315 ↗ |
| 2012-07-30 | EFFECT | EFFECT (declared effective) | SPECTRUM GROUP INTERNATIONAL, INC. | 9999999995-12-002310 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-07-27 | S-1/A | registration statement | $1.90 | 18,642,067 | $35,419,927 | OTCQB SPGZ | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ROBERTS GREGORY N | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; President; President and CEO; President (see remarks) | 11 | 2006–2013 | |
| AFINSA BIENES TANGIBLES S A | TenPercentOwner | 4 | 2006 | ||
| DAVIN JAMES | Director | 3 | 2006–2008 | ||
| DE FIGUEIREDO ALBERTINO | TenPercentOwner | 1 | 2006 | ||
| MANNING GREG | Director,Officer | President and CEO | 1 | 2006 | |
| ROSENBLUM SCOTT S | Director | 1 | 2006 | ||
| Kagan Irving | Director | 2 | 2006–2008 | ||
| SEGALL MARK B | Director | 1 | 2006 | ||
| WALSH MATTHEW M | Officer | CFO AND EXE. V.P. | 1 | 2006 | |
| MELTZER CAROL | Officer | CAO and EVP; CAO and General Counsel; Chief Administrative Officer; Chief Admin Officer & Exec V P; General Counsel and EVP | 7 | 2008–2013 | |
| NOLAN CHRISTOPHER WILLIAM SR | Director | 4 | 2008–2012 | ||
| Gjerdrum Thor | Officer | CFO & EVP; Chief Financial Officer & EVP | 2 | 2008–2009 | |
| John Moorhead | Director | 4 | 2008–2012 | ||
| Lumby George | Director | 2 | 2008–2009 | ||
| BENJAMIN JEFFREY D | Director | 9 | 2009–2013 | person page Fuzzy | |
| Arenas Antonio | Director; Director,Officer | Executive Chairman | 2 | 2009–2013 | |
| RAVICH JESS M | Director | 6 | 2009–2012 | ||
| Soth Paul | Officer | CFO and EVP | 1 | 2010 | |
| Arthur Hamilton Elliott IV | Officer | CAO and VP | 1 | 2010 | |
| ANDERSON JOEL R | Director | 2 | 2012 | ||
| LANDAU ELLIS | Director | 2 | 2012 | ||
| RICHARDSON WILLIAM A | TenPercentOwner | 2 | 2012–2013 | person page Fuzzy | |
| Silver Bow Ventures LLC | TenPercentOwner | 1 | 2012 | ||
| Montgomery William | Director | 2 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SPECTRUM GROUP INTERNATIONAL, INC. | CA | State business registries | name and state |
| Business registration | SPECTRUM GROUP INTERNATIONAL, INC. | CA | State business registries | name and state |
| SEC filer | SPECTRUM GROUP INTERNATIONAL, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SGI, INC. | EIN (EXACT) | ||
| Person page | jeffREY D BENJAMIN | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William A Richardson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Wholesale-Jewelry, Watches, Precious Stones & Metals, CA first:
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- ASIA TIME CORP F4
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In other datasets, the same topic (Retail) in CA:
- Form D issuer: 4505 Meats Inc (Form D private offerings)
Interests: Wholesale-Jewelry, Watches, Precious Stones & Metals · Retail