IPO registrations (S-1, F-1) · Registrants
THERMOENERGY CORP
- SEC CIK
- 884504 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-06-29, last 2013-01-18; 2 initial registrations, 7 amendments
- Outcome
- Declared effective 2011-11-07
- Industry (SIC)
- Hazardous Waste Management 4955
- Incorporated in
- DE
- Business address
- 10 NEW BOND STREET, Worchester, MA 01606
- EIN
- 71-0699511
- EDGAR entity type
- operating
- Insiders and CEO pay
- THERMOENERGY CORP on the corporate pages
Offering terms
- Shares offered
- 63,856,250
- Listing
- OTC under the symbol TMEN.PK
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Lobbying client: THERMOENERGY CORPORATION Fuzzy (name and state)
- SEC filer: THERMOENERGY CORP EXACT (CIK (EXACT))
- Person page: David A Field Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-06-29 | S-1 | S-1 (registration) | THERMOENERGY CORP | 0001144204-11-038250 ↗ |
| 2011-08-18 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-11-048498 ↗ |
| 2011-09-26 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-11-054822 ↗ |
| 2011-10-14 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-11-057950 ↗ |
| 2011-10-17 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-11-057966 ↗ |
| 2011-11-02 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-11-060748 ↗ |
| 2011-11-07 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-11-003182 ↗ |
| 2011-12-29 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-11-003646 ↗ |
| 2012-07-06 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-12-002086 ↗ |
| 2012-12-14 | S-1 | S-1 (registration) | THERMOENERGY CORP | 0001144204-12-068013 ↗ |
| 2012-12-20 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-12-069004 ↗ |
| 2013-01-18 | S-1/A | S-1/A (amendment) | THERMOENERGY CORP | 0001144204-13-003071 ↗ |
| 2013-01-31 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-13-000348 ↗ |
| 2013-07-05 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-13-002011 ↗ |
| 2013-07-25 | EFFECT | EFFECT (declared effective) | THERMOENERGY CORP | 9999999995-13-002194 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-01-18 | S-1/A | registration statement | $0.23 | 63,856,250 | $14,686,937 | OTC TMEN.PK | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Lahaie David P | Director | 1 | 2006 | ||
| MELTON ANDREW | Director,Officer | Executive Vice President & CFO; Exec. VP & CFO | 3 | 2006–2008 | |
| Fassbender Alexander G | Director,Officer | EVP & Chief Technology Off.; Exec. VP and CTO | 3 | 2007–2008 | |
| COSSEY DENNIS C | Director,Officer; Director,Officer,TenPercentOwner | CEO; Chairman of the Board; Chief Executive Officer | 4 | 2007–2010 | |
| FAULKENBERRY LOWELL E | Director | 4 | 2007–2008 | ||
| ROENIGK MARTIN A | Director,TenPercentOwner; TenPercentOwner | 6 | 2007–2008 | ||
| Powell Jeffrey L | Other | 1 | 2007 | ||
| Gelbaum David | Director,TenPercentOwner; Director,TenPercentOwnerOther; TenPercentOwner; TenPercentOwnerOther | 13 | 2007–2012 | ||
| Gelbaum Monica Chavez | TenPercentOwner; TenPercentOwnerOther | 13 | 2007–2012 | ||
| Quercus Trust | TenPercentOwner | 13 | 2007–2012 | ||
| Hughes Shawn | Director; Officer | President & COO | 4 | 2008–2013 | |
| KIMBERLIN KEVIN | TenPercentOwner | 3 | 2008 | ||
| ORTMANN LOUIS | Director | 1 | 2008 | ||
| REYNOLDS ARTHUR S | Director | 6 | 2008–2013 | ||
| LOEFFLER PAUL | Director | 1 | 2008 | ||
| Empire Capital Management, L.L.C. | TenPercentOwner | 1 | 2009 | ||
| Anthony David | Director | 4 | 2009–2011 | ||
| Bartlett Joseph P | Director | 6 | 2009–2013 | ||
| HUGHES J WINDER | Director; Director,TenPercentOwner | 8 | 2009–2013 | ||
| KLOWAN TEODOR JR | Officer | EVP, Treasurer and CFO; Exec. VP and CFO | 2 | 2009–2010 | |
| Field David A | Director | 1 | 2009 | person page Fuzzy | |
| Bullock Cary | Director; Director,Officer | Chairman, President and CEO; President and CEO | 3 | 2010–2013 | |
| Agnihotri Dileep | Director | 3 | 2012–2013 | ||
| Landegger Gregory M | Officer | Vice President and COO | 1 | 2012 | |
| Wood James F. | Director,Officer | Chairman, President and CEO; President, Chairman and CEO | 2 | 2013 | |
| KELLER DAVID L | Director | 2 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | THERMOENERGY CORPORATION | MA | Federal lobbying (LDA) | name and state |
| SEC filer | THERMOENERGY CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ThermoEnergy Corporation | MA | Trademarks (USPTO) | name and state |
| Person page | David A Field | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.